1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Non-Qualified Stock Option (right to buy)
|
06/14/2005 |
01/10/2012 |
Common Stock
|
3
|
$
0.07
|
D
|
Â
|
Incentive Stock Option (right to buy)
|
Â
(1)
|
Â
(2)
|
Common Stock
|
43,230
|
$
0.07
|
D
|
Â
|
Incentive Stock Option (right to buy)
|
Â
(3)
|
04/22/2015 |
Common Stock
|
53,314
|
$
6.58
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(4)
|
06/14/2015 |
Common Stock
|
46,686
|
$
9.25
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
36,606 shares are exercisable on the grant date of June 14, 2005. The remaining 6,624 shares become exercisable as follows: 867.2 shares become exercisable every month for a 3 month period ending September 30, 2005, 866.5 shares become exercisable every month thereafter for a 3 month period ending December 31, 2005, 854.5 shares become exercisable every month thereafter for a 1 month period ending January 31, 2006, 568.2 shares become exercisable every month thereafter for a 1 month period ending February 28, 2006 and 0.2 shares become exercisable every month thereafter for a 2 month period ending April 30, 2006. Options became exercisable for shares of Pixelworks common stock upon the Company's acquisition of Equator Technologies, Inc. |
(2) |
28 shares expire October 4, 2011, 12 shares expire April 18, 2012, 119 shares expire April 8, 2013, 558 shares expire November 11, 2013, 15,999 shares expire April 6, 2014 and 26,514 shares expire September 15, 2014. |
(3) |
13,329 shares become exercisable on April 30, 2006. 1110.7 shares become exercisable every month thereafter for 36 months through April 30, 2009. Options became exercisable for shares of Pixelworks common stock upon the Company's acquisition of Equator Technologies, Inc. |
(4) |
The options become exercisable over a 4-year period which commenced on June 30, 2005, as follows: 11,672 shares exercisable as of June 30, 2006, 972.6 shares exercisable every month thereafter for 36 months through June 30, 2009. |