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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
AIRMONT TRUST % BRAD HOUTKIN, CO-TRUSTEE 2295 NW CORPORATE BLVD, STE 230 BOCA RATON, FL 33431 |
X | |||
Houtkin Brad 2295 NW CORPORATE BLVD STE 230 BOCA RATON, FL 33431 |
X | X | President, CEO, Treasurer | |
Houtkin Sherry 2295 NW CORPORATE BLVD STE 230 BOCA RATON, FL 33431 |
X | X |
/s/ Sherry Houtkin, individually and as Co-Trustee of Airmont Trust | 07/31/2018 | |
**Signature of Reporting Person | Date | |
/s/ Brad Houtkin, individually and as Co-Trustee of Airmont Trust | 07/31/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Remarks: Airmont Trust, of which Brad Houtkin and Sherry Houtkin are co-trustees and beneficiaries, sold 3,395,000 shares of the issuer's common stock in a private transaction. This Form 4 is being filed jointly by the Airmont Trust (which was a 10% owner), and Brad and Sherry Houtkin, individually, because each of them is a director of the issuer and beneficially owns 50% of the issuer's securities held by the Trust. Each of Brad and Sherry Houtkin disclaims beneficial ownership of 50% of the securities held by the Trust. |