UNITED STATES SECURITIES AND EXCHANGE COMMISSION | SEC USE ONLY | |||||||||||||||
Document Sequence Number | ||||||||||||||||
NOTICE OF PROPOSED SALE OF SECURITIES | CUSIP NUMBER | |||||||||||||||
Work Location | ||||||||||||||||
ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to | ||||||||||||||||
1(a) NAME OF ISSUER (Please type or print) ATHENA SILVER CORPORATION | (b) IRS IDENT. NO. 90-0158978 | (c) S.E.C. FILE NO. 000-51808 | ||||||||||||||
1(d) ADDRESS OF ISSUER STREET CITY STATE ZIP CODE 2010A Harbison Drive # 312, Vacaville, CA 95687 | AREA CODE 707 | PHONE NUMBER 884-3766 | ||||||||||||||
2(a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD NEUMAN, CLIFFORD L. | (b) RELATIONSHIP 10% stockholder | (c) ADDRESS STREET CITY STATE ZIP CODE 1507 Pine Street, Boulder, CO 80302 | ||||||||||||||
INSTRUCTION: The person filing this notice should contact the issuer to obtain the IRS Identification No. and the S.E.C. File Number | ||||||||||||||||
3(a) Title of the | (b) | SEC USE ONLY | (c) Number of Shares or Other Units to be Sold | (d) Aggregate Market Value (See Instr. 3(d)) | (e) Number of Shares or Units Outstanding (See Instr. 3(e)) | (f) Approximate Date of Sale (See Instr. 3(f)) MO. DAY YR. | (g) Name of Each Securities Exchange (See Instr. 3(g)) | |||||||||
Common | Stifel Nicolaus & Company, Incorporated 501 N Broadway St. Louis, MO 63102 | 2,563,000 | $486,970 | 925,000 | unknown | OTCBB | ||||||||||
(Over)
TABLE I - SECURITIES TO BE SOLD
Furnish the following information with respect to the acquisition of the securities to be sold
and with respect to the payment of all or any part of the purchase price or other consideration therefor:
Title of the Class | Date You Acquired | Nature of Acquisition Transactions | Name of persons from whom acquired (If gift, also give the date donor acquired | Amount of Securities Acquired | Date of Payment | Nature of Payments |
Common Stock Common Stock Common Stock | 2007 2008 2009 | Stock for Services Stock for Services Stock for Services | Issuer Issuer Issuer | 60,000 3,000 2,500,000 | 2007 2008 2009 | Services Services Services |
INSTRUCTIONS:
1.
If the securities were purchased and full payment therefor was not made in cash at the time of the purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration
consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.
TABLE II - SECURITIES SOLD DURING THE PAST 3 MONTHS
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold
Name and Address of Seller | Title of Securities Sold | Date of Sale | Amount of Securities Sold | Gross Proceeds |
Clifford L Neuman 1507 Pine Street Boulder, CO 80302 | N/A |
INSTRUCTIONS:
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all the other persons included
in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the
current and prospective operations of the issuer of the securities to be sole which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1
under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
12/10/2010
/s/ Clifford L. Neuman_
Date of Notice
Signature
Date of Plan Adoption or Giving of Instruction,
If relying on Rule 10b5-1
The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed.
Any copies not manually signed shall bear typed or printed signature.
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001) |