SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE TO
(Rule 14d-100)
TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1)
OF THE SECURITIES EXCHANGE ACT OF 1934
STARBUCKS CORPORATION
(Name of Subject Company (Issuer) and Filing Person (Offeror))
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Options to Purchase Common Stock,
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855244109 |
Par Value $0.001 per share
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(CUSIP Number of Class of Securities |
(Title of Classes of Securities)
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(Underlying Common Stock)) |
Paula E. Boggs
executive vice president, general counsel and secretary
Starbucks Corporation
2401 Utah Avenue South
Seattle, Washington 98134
(206) 318-5230
(Name, address, and telephone number of person authorized to receive notices and
communications on behalf of Filing Persons)
Copies To:
Sue Morgan
Perkins Coie LLP
1201 Third Ave, Suite 4800
Seattle, Washington 98101-3099
(206) 359-8000
CALCULATION OF FILING FEE
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Transaction Valuation*
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Amount of Filing Fee* |
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Not Applicable*
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Not applicable* |
* Pursuant to General Instruction D to Schedule TO, no filing fee is required for pre-commencement communications.
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Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was
previously paid. Identify the previous filing by registration statement number, or the form or schedule and the date of its filing. |
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Amount Previously Paid:
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N/A
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Filing Party:
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N/A |
Form of Registration No.:
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N/A
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Date Filed:
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N/A |
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Check the box if the filing relates solely to preliminary communications made before the commencement of the
tender offer. |
Check the appropriate boxes below to designate any transactions to which the statement relates:
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third party tender offer subject to Rule 14d-1 |
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issuer tender offer subject to Rule 13e-4 |
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going private transaction subject to Rule 13e-3 |
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amendment to Schedule 13D under Rule 13d-2 |
Check the following box if the filing is a final amendment reporting the results of the tender offer: o
TABLE OF CONTENTS
Attached are (i) the Notice of Annual Meeting of Shareholders and Definitive Proxy Statement for
the Annual Meeting of Shareholders of Starbucks Corporation (the Company) to be held on March 18,
2009 (the Proxy Statement), which contains a proposal submitted to the Companys shareholders to
approve amendments to the Companys existing equity plans to permit a one-time voluntary stock
option exchange program (the Option Exchange Program); (ii) a communication sent by the Companys
chairman, president and chief executive officer to the Companys partners (employees) on January
22, 2009 regarding the submission of the proposal for approval by the Companys shareholders to
amend the Companys existing equity plans to permit the Option Exchange Program (the Partner
Communication); and (iii) frequently asked questions, sent to the Companys partners on January
22, 2009 regarding the proposed Option Exchange Program (Partner FAQs). The Proxy Statement,
Partner Communication and Partner FAQs do not constitute an offer to holders of the Companys
outstanding stock options to exchange those options. The Option Exchange Program will only be
commenced, if at all, if shareholders approve the amendments to the Companys existing equity plans
to permit the Option Exchange Program.
The Option Exchange Program described in the Proxy Statement, Partner Communication and Partner
FAQs has not commenced and will not commence unless the requisite shareholder approval is obtained
at the Companys 2009 Annual Meeting of Shareholders. Even if the requisite shareholder approval is
obtained, the Company may still decide later not to implement the Option Exchange Program. The
Company will file a Tender Offer Statement on Schedule TO with the SEC upon the commencement of the
Option Exchange Program. Persons who may be eligible to participate in the Option Exchange Program
should read the Tender Offer Statement on Schedule TO, including the offer to exchange and other
related materials, when those materials become available because they will contain important
information about the Option Exchange Program. Starbucks shareholders and option holders will be
able to obtain these written materials and other documents filed by Starbucks with the SEC free of
charge from the SECs website at www.sec.gov.
Item 12. Exhibits.
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Exhibit No. |
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Document |
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99.1
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Notice of Annual Meeting of Shareholders and Proxy Statement
for the 2009 Annual Meeting of Shareholders (incorporated by
reference to the Definitive Proxy Statement on Schedule 14A
filed with the Securities and Exchange Commission on January
22, 2009) |
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99.2
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Communication to Partners, dated January 22, 2009 |
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99.3
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Partner Frequently Asked Questions, dated January 22, 2009 |