UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. |
00507V109 |
1 | NAMES OF REPORTING PERSONS Vivendi S.A. |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
WC, BK, OO | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) N/A |
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o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
France | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 683,643,890 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
683,643,890 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
683,643,890 | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) N/A |
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o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
59.7%1 | |||||||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
HC |
CUSIP No. |
00507V109 |
1 | NAMES OF REPORTING PERSONS Vivendi Holding I Corp. |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
OO | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) N/A |
||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Delaware | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 683,643,890 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
683,643,890 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
683,643,890 | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) N/A |
||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
59.7%2 | |||||||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
CO |
CUSIP No. |
00507V109 |
1 | NAMES OF REPORTING PERSONS Vivendi Games Acquisition Company |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
OO | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) N/A |
||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Delaware | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 683,643,890 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
683,643,890 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
683,643,890 | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) N/A |
||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
59.7%3 | |||||||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
CO |
CUSIP No. |
00507V109 |
1 | NAMES OF REPORTING PERSONS VGAC LLC |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
OO | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) N/A |
||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Delaware | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 683,643,890 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
683,643,890 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
683,643,890 | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) N/A |
||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
59.7%4 | |||||||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
OO |
Date | Transaction | Number of Shares Disposed | Price | |||
11/15/2011 | Rule 144 Sale to Market Maker
|
35,000,000 | $12.05 |
VIVENDI S.A. |
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By: | /s/ George E. Bushnell III | |||
Name: | George E. Bushnell III | |||
Title: | Senior Vice President and Deputy General Counsel |
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VIVENDI HOLDING I CORP. |
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By: | /s/ George E. Bushnell III | |||
Name: | George E. Bushnell III | |||
Title: | President | |||
VIVENDI GAMES ACQUISITION COMPANY |
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By: | /s/ George E. Bushnell III | |||
Name: | George E. Bushnell III | |||
Title: | President | |||
VGAC LLC |
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By: | /s/ George E. Bushnell III | |||
Name: | George E. Bushnell III | |||
Title: | President and Secretary |
Present principal occupation or | Principal Business Address and | |||
Name | employment | Citizenship (if other than France) | ||
Management Board |
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Jean-Bernard Lévy *
|
Chief Executive Officer and Chairman of the Management Board, Vivendi | 42, avenue de Friedland, 75008 Paris, France | ||
Abdeslam Ahizoune
|
Chairman of the Management Board, Maroc Telecom | Avenue Annakhil, Hay Riad, Rabat, Morocco; citizen of Morocco | ||
Philippe Capron
|
Chief Financial Officer, Vivendi | 42, avenue de Friedland, 75008 Paris, France | ||
Frank Esser
|
Chief Executive Officer and Chairman, SFR | Tour Sequoia, 1 place Carpeaux, 92915 Paris La Defense cedex, France; citizen of Germany | ||
Amos Genish
|
Chief Executive Officer and Vice-Chairman, GVT | Lourenço Pinto Street, Curitiba PR, Brazil; citizen of Israel | ||
Lucian Grainge
|
Chief Executive Officer and Chairman, Universal Music Group | 2220 Colorado Avenue, Santa Monica 90404, USA; citizen of the UK | ||
Bertrand Meheut
|
Chairman of the Management Board, Canal+ Group | 1 place du Spectacle, 92263 Issy Les Moulineaux cedex 9, France | ||
Supervisory Board: |
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Jean-René Fourtou
|
Chairman of the Supervisory Board, Vivendi | 42, avenue de Friedland, 75008 Paris, France | ||
Henri Lachmann
|
Chairman of the Supervisory Board, Schneider Electric SA | 35, rue Joseph Monier, 92500 Rueil-Malmaison, France | ||
Claude Bébéar
|
Honorary Chairman of the Supervisory Board, Axa Group | 25, avenue Matignon 75008 Paris, France | ||
Daniel Camus
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Director, Valeo S.A. | 151, boulevard Haussmann, 75008 Paris, France | ||
Jean-Yves Charlier
|
Chief Executive Officer, Promethean (UK) | Promethean House, Lower Philips Road, Blackburn, Lancashire BB1 5TH, UK; citizen of Belgium | ||
Maureen Chiquet
|
Chief Executive Officer and Chairman, Chanel | 9 West 57th Street, New York, 10019, USA; citizen of the United States | ||
Philippe Donnet
|
Director, Gecina | 164 Mount Pleasant Road, 298355 Singapore | ||
Dominique Hériard Dubreuil
|
Chairwoman of the Board of Directors, Rémy Cointreau | 21, boulevard Haussmann, 75008 Paris, France |
Present principal occupation or | Principal Business Address and | |||
Name | employment | Citizenship (if other than France) | ||
Aliza Jabès
|
Chairwoman, Laboratoire Nuxe | Groupe Nuxe, 19, rue Péclet, 75015 Paris, France | ||
Christophe de Margerie
|
Chief Executive Officer and Chairman, Total | 2, place Jean Millier, 92078 Paris La Défense 6, France | ||
Pierre Rodocanachi
|
Chief Operating Officer, Management Patrimonial Conseil | 40, rue La Perouse, 75116 Paris, France | ||
Jacqueline Tammenons Bakker
|
Business professional | Duinweg 85, 2585 The Hague, The Netherlands; citizen of The Netherlands |
* | Mr. Levy, who is a director of the Issuer, beneficially owns 7,000 shares of the Issuers common stock. |
Present principal occupation or | ||||
Name | employment | Principal Business Address | ||
George E. Bushnell III
|
Senior Vice President, Deputy General Counsel, VHI | 800 Third Avenue, New York NY 10022 | ||
Frederic Crepin *
|
Senior Vice President, Head of Legal Department, Vivendi | 42 avenue Friedland, 75008 Paris, France | ||
Debra Ford
|
Director, Corporate Transactions, VHI | 800 Third Avenue, New York NY 10022 |
* | Mr. Crepin, who is a director of the Issuer, beneficially owns 7,000 shares of the Issuers common stock. |
Present principal occupation or | |||||
Name | employment | Principal Business Address | |||
George E. Bushnell III
|
Senior Vice President, Deputy General Counsel, VHI | 800 Third Avenue, New York NY 10022 | |||
Debra Ford
|
Director, Corporate Transactions, VHI | 800 Third Avenue, New York NY 10022 |
Present principal occupation or | ||||
Name | employment | Principal Business Address | ||
George E. Bushnell III
|
Senior Vice President, Deputy General Counsel, VHI | 800 Third Avenue, New York NY 10022 | ||
Debra Ford
|
Director, Corporate Transactions, VHI | 800 Third Avenue, New York NY 10022 |
Name | Present principal occupation or employment | |
Jean-Bernard Lévy * | Chief Executive Officer and Chairman of the Management Board, Vivendi; Chairman, Activision Blizzard; Chairman, GVT |
|
Philippe Capron * | Chief Financial Officer and Member of the Management Board, Vivendi |
|
Régis Turrini * | Senior Executive Vice President, Strategy and Development, Vivendi |
|
Stéphane Roussel * | Senior Executive Vice President, Human Resources, Vivendi |
|
Simon Gillham | Senior Executive Vice President, Communications and Sustainable Development, Vivendi |
|
Jean-François Dubos | Senior Executive Vice-President and General Counsel; Secretary of the Management and Supervisory Boards, Vivendi |
|
Sandrine Dufour | Executive Vice President, Innovation and Deputy Chief Financial Officer, Vivendi |
* | Messrs. Lévy, Turrini, Capron and Roussel are each directors of the Issuer and each beneficially owns 7,000 shares of the Issuers common stock. |
Name and Title | Present Principal Occupation or Employment | |
George E. Bushnell III, President and Secretary | Senior Vice President, Deputy General Counsel, VHI |
|
Greg Csernica, Vice President | Director, Administrative Services, VHI |
|
Sebastien Duforest, Vice President | Vice President Audit, North America-Latin America, VHI |
|
Debra Ford, Vice President, Assistant Secretary and Treasurer | Director, Corporate Transactions, VHI |
|
Robert Greenberg, Vice President | Senior Vice President, Global Compensation and Benefits of Vivendi, VHI |
|
Stuart Chessman, Assistant Secretary | Director, International Taxes, VHI |
|
James Fisher, Assistant Secretary | Assistant Director, Research & Planning, VHI |
|
Robert Moseley, Assistant Secretary | Director, Domestic Tax Accounting and Compliance, VHI |
|
John OKeefe, Assistant Secretary | Assistant Director, Research & Planning, VHI |
|
Brian Zuro, Assistant Secretary | Corporate Counsel, VHI |
Name and Title | Present Principal Occupation or Employment | |
George E. Bushnell III, President, Secretary and Controller | Senior Vice President, Deputy General Counsel, VHI |
|
Debra Ford, Vice President, Assistant Secretary and Treasurer | Director, Corporate Transactions, VHI |
|
Stuart Chessman, Assistant Secretary | Director, International Taxes, VHI |
|
James Fisher, Assistant Secretary | Assistant Director, Research & Planning, VHI |
|
Robert Moseley, Assistant Secretary | Director, Domestic Tax Accounting and Compliance, VHI |
|
John OKeefe, Assistant Secretary | Assistant Director, Research & Planning, VHI |
|
Brian Zuro, Assistant Secretary | Corporate Counsel, VHI |
Name and Title | Present Principal Occupation or Employment | |
George E. Bushnell III, President, Secretary and Controller | Senior Vice President, Deputy General Counsel, VHI |
|
Debra Ford, Vice President, Assistant Secretary and Treasurer | Director, Corporate Transactions, VHI |
|
Stuart Chessman, Assistant Secretary | Director, International Taxes, VHI |
|
James Fisher, Assistant Secretary | Assistant Director, Research & Planning, VHI |
|
Robert Moseley, Assistant Secretary | Director, Domestic Tax Accounting and Compliance, VHI |
|
John OKeefe, Assistant Secretary | Assistant Director, Research & Planning, VHI |
|
Brian Zuro, Assistant Secretary | Corporate Counsel, VHI |