SC 13D/A
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
(Name of Issuer)
Common Stock, par value $0.01 per share
(Title of Class of Securities)
(CUSIP Number)
Sergey
Samtsov
OOO Onexim Group
13/1 Tverskoi Boulevard
Moscow,
Russian Federation 123104
011 7 495 229 2937
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-l(e), 240.13d-l(f) or 240.13d-l(g), check the following box. o
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (“Act”), or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY):
Mikhail D. Prokhorov |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) þ |
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SEC USE ONLY |
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SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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AF, OO |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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Russian Federation
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7 |
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SOLE VOTING POWER |
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| NUMBER OF |
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0 shares of common stock |
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| SHARES |
8 |
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SHARED VOTING POWER |
| BENEFICIALLY |
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| OWNED BY |
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0 shares of common stock |
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| EACH |
9 |
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SOLE DISPOSITIVE POWER |
| REPORTING |
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| PERSON |
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0 shares of common stock |
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| WITH |
10 |
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SHARED DISPOSITIVE POWER |
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0 shares of common stock |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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0 shares of common stock |
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CHECK IF AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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o
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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0.0% |
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
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IN |
Explanatory Note: This Amendment No. 1 amends
and supplements the Statement on Schedule 13D originally filed
on April 25, 2008, relating to the common stock, par value $0.01 per
share (the “Common Stock”), of Plug Power Inc.,
a Delaware corporation (“Plug Power”). The
Schedule 13D, as amended, is referred to herein as the
“Schedule 13D”. This Schedule 13D is being filed by Mikhail D. Prokhorov (“Mr.
Prokhorov”) to disclose the sale (the “Sale”) of the
entire beneficial interest in Branton Limited (“Branton”)
to Vladimir O. Potanin (“Mr. Potanin”). Prior to the Sale, Mr. Prokhorov, by virtue
of his indirect ownership of Branton (of which Smart
Hydrogen, Inc. (“Smart Hydrogen”) is a subsidiary), could, pursuant to Section 13(d) of the Act and
rules of the Securities and Exchange Commission adopted thereunder, be deemed to have the power to
vote or direct the voting of and the power to dispose or direct the disposition of, the Common
Stock of
Plug Power owned by Smart Hydrogen.
Item 4. Purpose of Transaction
Item 4 of the Schedule 13D is hereby amended and supplemented as follows.
As
previously disclosed, on April 17, 2008 Mr. Prokhorov and Mr. Potanin
agreed that Mr. Prokhorov would convey his entire interest in Branton to Mr. Potanin.
On May 15, 2008 Mr. Prokhorov completed the
sale of his entire beneficial interest in Branton to Mr. Potanin.
Except as
set forth above, Mr. Prokhorov has no plans or proposals that would
relate to or result in any of the matters set forth in items (a)
through (j) of Item 4 of Schedule 13D.
Item 5. Interest in Securities of the Issuer
Item 5
of the Schedule 13D is hereby
amended and supplemented as follows.
On May 15, 2008 Mr. Prokhorov completed the
sale of his entire beneficial interest in Branton to Mr. Potanin.
This
Statement on Schedule 13D reflects that as of May 15, 2008, Mr.
Prokhorov does not beneficially own more than five percent of the
Common Stock of Plug Power.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the
information set forth in this statement is true, complete and correct.
Date:
May 21, 2008
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MIKHAIL D. PROKHOROV
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By: |
/s/ Mikhail D. Prokhorov
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