SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
ANNUAL REPORT PURSUANT TO SECTION 13 OF
THE SECURITIES EXCHANGE ACT OF 1934
For the fiscal year ended December 29, 2002 Commission file number 1-3215
J O H N S O N & J O H N S O N
(Exact name of Registrant as specified in its charter)
New Jersey 22-l024240
(State of (I.R.S. Employer
Incorporation) Identification No.)
One Johnson & Johnson Plaza
New Brunswick, New Jersey 08933
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (732) 524-0400
SECURITIES REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT
Name of each exchange on
Title of each class which registered
------------------- ------------------------
Common Stock, Par Value $1.00 New York Stock Exchange
Indicate by check mark whether the Registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months (or for such shorter period that the
Registrant was required to file such reports), and (2) has been subject to such
filing requirements for the past 90 days. Yes [X] No [ ]
Indicate by check mark if disclosure of delinquent filers pursuant to
Item 405 of Regulation S-K is not contained herein, and will not be contained,
to the best of Registrant's knowledge, in definitive proxy or information
statements incorporated by reference in Part III of this Form 10-K or any
amendment to this Form 10-K [ ]
The aggregate market value of the voting stock held by non-affiliates
of the Registrant on June 28, 2002 was approximately $156 billion.
On February 25, 2003 there were 2,969,972,365 shares of Common Stock
outstanding.
DOCUMENTS INCORPORATED BY REFERENCE
Parts I and II: Portions of Registrant's annual report to shareowners for fiscal
year 2002.
Part III: Portions of Registrant's proxy statement for its 2003 annual
meeting of shareowners.
SIGNATURES
Pursuant to the requirements of Section l3 of the Securities Exchange
Act of l934, the Registrant has duly caused this report to be signed on its
behalf by the undersigned, thereunto duly authorized.
Date: June 9, 2003 JOHNSON & JOHNSON
(Registrant)
By: /s/ W. C. Weldon
---------------------------------------------
W.C. Weldon, Chairman, Board of Directors
and Chief Executive Officer
Pursuant to the requirements of the Securities Exchange Act of l934,
this report has been signed below by the following persons on behalf of the
Registrant and in the capacities and on the dates indicated.
Signature Title Date
--------- ----- ----
/s/ W.C. Weldon Chairman, Board of June 9, 2003
--------------------- Directors, Chief
W.C. Weldon Executive Officer and
Director (Principal
Executive Officer)
/s/ R. J. Darretta Executive Vice President, June 11, 2003
--------------------- Chief Financial Officer
R. J. Darretta and Director
(Principal Financial Officer)
/s/ S. J. Cosgrove Controller June 9, 2003
---------------------
S. J. Cosgrove
/s/ G. N. Burrow Director June 9, 2003
---------------------
G. N. Burrow
/s/ J. G. Cullen Director June 9, 2003
---------------------
J. G. Cullen
/s/ M. J. Folkman Director June 9, 2003
---------------------
M. J. Folkman
1
Signature Title Date
--------- ----- ----
/s/ A. D. Jordan Director June 9, 2003
---------------------
A. D. Jordan
/s/ A. G. Langbo Director June 9, 2003
---------------------
A. G. Langbo
/s/ J. T. Lenehan Vice Chairman, June 10, 2003
--------------------- Board of Directors,
J. T. Lenehan President and Director
/s/ L. F. Mullin Director June 9, 2003
---------------------
L. F. Mullin
/s/ D. Satcher Director June 9, 2003
---------------------
D. Satcher
/s/ H. B. Schacht Director June 9, 2003
---------------------
H. B. Schacht
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EXHIBIT INDEX
Reg. S-K
Exhibit Table Description
Item No. of Exhibit
------------- -----------
3(a)(i) Restated Certificate of Incorporation dated April 26, 1990- Incorporated herein by reference to Exhibit
3(a) of the Registrant's Form 10-K Annual Report for the year ended December 30, 1990.
3(a)(ii) Certificate of Amendment to the Restated Certificate of Incorporation of the Company dated May 20, 1992 --
Incorporated herein by reference to Exhibit 3(a) of the Registrant's Form 10-K Annual Report for the year
ended January 3, 1993.
3(a)(iii) Certificate of Amendment to the Restated Certificate of Incorporation of the Company dated May 21, 1996 --
Incorporated herein by reference to Exhibit 3(a)(iii) of the Registrant's Form 10-K Annual Report for the
year ended December 29, 1996.
3(a)(iv) Certificate of Amendment to the Restated Certificate of Incorporation of the Company effective May 22, 2001
- Incorporated herein by reference to Exhibit 3 of the Registrant's Form 10-Q Quarterly Report for the
quarter ended July 1, 2001.
3(b) By-Laws of the Company, as amended effective June 11, 2001 - Incorporated herein by reference to Exhibit
99.2 of the Registrant's Form 10-Q Quarterly Report for the quarter ended July 1, 2001.
4(a) Upon the request of the Securities and Exchange Commission, the Registrant will furnish a copy of all
instruments defining the rights of holders of long term debt of the Registrant.
10(a) Stock Option Plan for Non-Employee Directors -- Incorporated herein by reference to Exhibit 10(a) of the
Registrant's Form 10-K Annual Report for the year ended December 29, 1996.*
10(b) 2000 Stock Option Plan (as amended) - (1).*
10(c) 1995 Stock Option Plan (as amended) -- Incorporated herein by reference to Exhibit 10(b) of the
Registrant's Form 10-K Annual Report for the year ended January 3, 1999.*
10(d) 1991 Stock Option Plan (as amended) -- Incorporated herein by reference to Exhibit 10(c) of the
Registrant's Form 10-K Annual Report for the year ended December 28, 1997.*
10(e) 2000 Stock Compensation Plan - Incorporated herein by reference to Exhibit 10(e) of the Registrant's Form
10-K Annual Report for the year ended December 31, 2000.*
10(f) Executive Incentive Plan (as amended) - Incorporated herein by reference to Exhibit 10(f) of the
Registrant's Form 10-K Annual Report for the year ended December 31, 2000.*
10(g) Domestic Deferred Compensation (Certificate of Extra Compensation) Plan (as amended) - Incorporated herein
by reference to Exhibit 10(g) of the Registrant's Form 10-K Annual Report for the year ended December 30,
2001.*
10(h) Deferred Fee Plan for Directors (as amended) - (1).*
10(i) Executive Income Deferral Plan (as amended) - (1).*
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10(j) Excess Savings Plan -- Incorporated herein by reference to Exhibit 10(j) of the Registrant's Form 10-K
Annual Report for the year ended December 29, 1996.*
10(k) Supplemental Retirement Plan -- Incorporated herein by reference to Exhibit 10(h) of the Registrant's Form
10-K Annual Report for the year ended January 3, 1993.*
10(l) Executive Life Insurance Plan -- Incorporated herein by reference to Exhibit 10(i) of the Registrant's Form
10-K Annual Report for the year ended January 3, 1993.*
10(m) Stock Option Gain Deferral Plan -- Incorporated herein by reference to Exhibit 10(m) of the Registrant's
Form 10-K Annual Report for the year ended January 2, 2000.*
10(n) Estate Preservation Plan -- Incorporated herein by reference to Exhibit 10(n) of the Registrant's Form 10-K
Annual Report for the year ended January 2, 2000.*
10(o) Letter Agreement dated June 24, 2002 between the Company and Mr. R. S. Larsen with respect to
post-employment arrangements -- (1).*
10(p) Consulting Agreement between the Company and Dr. Judah Folkman, member of the Board - (1).*
12 -- Statement of Computation of Ratio of Earnings to Fixed Charges -- (1).
13 -- Pages 28-58 of the Company's Annual Report to Shareowners for fiscal year 2002 (only those portions of
the Annual Report incorporated by reference in this document are deemed "filed") - (1).
21 -- Subsidiaries -- (1).
23 -- Consent of Independent Accountants - (1).
99(a)(i) -- Form 11-K for the Johnson & Johnson Savings Plan -- Filed with this document.
99(a)(ii) -- Form 11-K for the Johnson & Johnson Retirement Savings Plan -- Filed with this document.
99(a)(iii) -- Form 11-K for the Johnson & Johnson Savings Plan for Union Represented Employees -- Filed with this
document.
99(a)(iv) -- Form 11-K for the ALZA Corporation Tax Deferral Investment Plan - Filed with this document.
99(b) -- Cautionary Statement pursuant to Private Securities Litigation Reform Act of 1995: "Safe Harbor" for
Forward-Looking Statements -- (1).
------------------
(1) Incorporated herein by reference to the Exhibit bearing the same Exhibit
Number in Registrant's Form 10-K Annual Report for the fiscal year ended
December 29, 2002.
* Management contracts and compensatory plans and arrangements required to be
filed as Exhibits to this form pursuant to Item 14(c) of the report.
A copy of any of the Exhibits listed above will be provided
without charge to any shareowner submitting a written request specifying the
desired Exhibit(s) to the Secretary at the principal executive offices of the
Company.
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