1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
INCENTIVE STOCK OPTION RIGHT TO BUY
|
08/24/2001 |
08/24/2010 |
Common Stock
|
10,000
|
$
2.8125
|
D
|
Â
|
INCENTIVE STOCK OPTION RIGHT TO BUY
|
08/23/2002 |
08/23/2011 |
Common Stock
|
13,440
|
$
7.44
|
D
|
Â
|
INCENTIVE STOCK OPTION RIGHT TO BUY
|
08/26/2003 |
08/26/2012 |
Common Stock
|
16,000
|
$
6.25
|
D
|
Â
|
INCENTIVE STOCK OPTION RIGHT TO BUY
|
08/26/2004 |
08/26/2013 |
Common Stock
|
14,388
|
$
6.95
|
D
|
Â
|
NON-QUALIFIED STOCK OPTION RIGHT TO BUY
|
08/23/2005 |
08/23/2011 |
Common Stock
|
1,560
|
$
7.44
|
D
|
Â
|
INCENTIVE STOCK OPTION RIGHT TO BUY
|
11/10/2005 |
11/10/2014 |
Common Stock
|
10,000
|
$
6.45
|
D
|
Â
|
NON-QUALIFIED STOCK OPTION RIGHT TO BUY
|
08/26/2006 |
08/26/2012 |
Common Stock
|
1,500
|
$
6.25
|
D
|
Â
|
INCENTIVE STOCK OPTION RIGHT TO BUY
|
08/30/2006(1)
|
08/30/2015 |
Common Stock
|
1,875
|
$
3.96
|
D
|
Â
|
INCENTIVE STOCK OPTION RIGHT TO BUY
|
08/17/2007(2)
|
08/17/2016 |
Common Stock
|
15,000
|
$
3.94
|
D
|
Â
|
NON-QUALIFIED STOCK OPTION RIGHT TO BUY
|
08/26/2007 |
08/26/2013 |
Common Stock
|
3,112
|
$
6.95
|
D
|
Â
|
INCENTIVE STOCK OPTION RIGHT TO BUY
|
08/16/2008(3)
|
08/16/2017 |
Common Stock
|
28,000
|
$
7.48
|
D
|
Â
|
NON-QUALIFIED STOCK OPTION RIGHT TO BUY
|
08/30/2009 |
08/30/2015 |
Common Stock
|
625
|
$
3.96
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The shares underlying this option become exercisable one-fourth each of the four anniversaries of 8/30/2005, the date of the grant, subject to continued employment. |
(2) |
The shares underlying this option become exercisable one-fourth each of the four anniversaries of 8/17/2006, the date of the grant, subject to continued employment. |
(3) |
Twenty-five percent of these options become exercisable on each of the four anniversaries of 8/16/2007, the date of the grant, subject to continued employment. |