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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DOLAN JANET M THE TRAVELERS COMPANIES, INC. 385 WASHINGTON STREET ST. PAUL, MN 55102 |
X |
Bruce A. Backberg, by power of attorney | 05/17/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(2) | Reflects Company common stock and the 312.73 deferred stock units owned as of June 1, 2004. Since that date, 21.56 deferred stock units, which are not included in the balance at June 1, 2004, have been added to the Reporting Person's deferred stock unit account through the reinvestment of dividends related to the 312.73 deferred stock units acquired on June 1, 2004. |
(1) | These are deferred stock units acquired through the Company's Deferred Compensation Plan for Non-Employee Directors. Distributions must be received by the Reporting Person in stock at a designated date or dates according to an election previously made by the Reporting Person. These deferred stock units are converted into shares of Company common stock on a one-for-one basis upon distribution. Acquisitions are exempt under Rule 16b-3(d). The Form 4 filed by the Reporting Person on June 3, 2004 reported the acquisition of 312.73 deferred stock units on June 1, 2004 on Table II. However, it has been determined that the acquisition of those deferred stock units may more appropriately be reported on Table I. Those deferred stock units were not included in Table I on the Form 4s filed by the Reporting Person after the Form 4 filed June 3, 2004. |