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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Betty Kathy T 400 GALLERIA PKWY SE SUITE 300 ATLANTA, GA 30339 |
X |
/s/ Kathy T. Betty | 08/16/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each of the transaction in Aaron's Inc. ("Aaron's") common stock reported on this Form 4 occurred due to inadvertent administrative errors by the reporting person's money manager, which resulted in trading in Aaron's common stock despite contrary written instructions provided by the reporting person. |
(2) | The reporting person's sale of Aaron's common stock reporting herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") to the extent of 18 shares, with the reporting person' purchase of 73 shares of Aaron's common stock at a price of $35.5551 per share on June 19, 2015 and, to the extent of 4 shares, with the reporting person's purchase of 4 shares of Aaron's common stock at a price of $22.2658 per share on January 12, 2016. The reporting person has paid Aaron's the full amount of the profit realized in connection with the short swing transaction ($88.61). |
(3) | The reporting person's sale of Aaron's common stock reporting herein was matchable under Section 16(b) of the Exchange Act, to the extent of 24 shares, with the reporting person' purchase of 24 shares of Aaron's common stock at a price of $29.548 per share on April 4, 2017. The reporting person has paid Aaron's the full amount of the profit realized in connection with the short swing transaction ($377.33). |