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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of
1934
Date of
Report (Date of earliest event reported): September 27,
2018
FLUX POWER HOLDINGS, INC.
(Exact
name of registrant as specified in its charter)
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Nevada
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000-25909
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86-0931332
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(State or Other Jurisdiction of
Incorporation)
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(Commission File Number)
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(IRS Employer
Identification No.)
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985 Poinsettia Avenue, Suite A, Vista, California
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92081
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(Address of Principal Executive Offices)
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(Zip Code)
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877-505-3589
(Registrant's
telephone number, including area code)
Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2.
below):
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☐
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Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
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Item 2.02 Results of Operations and Financial
Condition
On
September 27, 2018, Flux Power Holdings, Inc. (the
“Company”) issued a press release reporting, among
other things, limited financial and operational information
relating to the quarter ended September 30, 2018 and the fiscal
year ended June 30, 2018, and provided certain forward-looking
performance estimates. A copy of the press release is attached
hereto as Exhibit 99.1 and incorporated herein by reference. The
projections constituting the performance estimates included in the
release involve risks and uncertainties, the outcome of which
cannot be foreseen at this time and, therefore, actual results may
vary materially from these forecasts. In this regard, see the
information included in the release under the caption
"Forward-Looking Statements."
The
information contained in this Item 2.02 and Exhibit 99.1 attached
hereto shall not be deemed "filed" for purposes of Section 18 of
the Securities Exchange Act of 1934, as amended, is not subject to
the liabilities of that section and is not deemed incorporated by
reference in any filing under the Securities Act of 1933, as
amended, except as shall be expressly set forth by specific
reference in such a filing.
Item
9.01 Financial Statements and Exhibits.
Item 7.01 Regulation FD Disclosure.
On
September 27, 2018, the Company hosted a webcast conference call to
discuss the press release attached hereto as Exhibit 99.1. An audio
file of the webcast will be posted in the Investor section of
Flux’s website when available.
The
information under Item 2.02 above is incorporated herein by
reference.
The information reported under Items 2.02 and 7.01 in this Current
Report on Form 8-K, including Exhibit 99.1 attached hereto, is
being "furnished" and shall not be deemed filed for purposes of
Section 18 of the Securities Exchange Act of 1934, as amended (the
“Exchange Act”) or otherwise subject to the liabilities
of that section, nor shall it be deemed incorporated by reference
in any filing under the Securities Act of 1933, as amended, or the
Exchange Act, regardless of any general incorporation language in
such filing.
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Exhibit No.
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Exhibit Description
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Press
Release dated September 27, 2018
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Pursuant to the
requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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Flux
Power Holdings, Inc.,
A
Nevada Corporation
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Dated:
September 27, 2018 |
By:
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/s/ Ron
Dutt
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Ron
Dutt
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Chief Executive Officer
and Chief Financial Officer
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