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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K/A
(Amendment
No. 1)
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CURRENT REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of
1934
Date of Report (Date of earliest event reported): November
3, 2017 (November 2,
2017)
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Issuer Direct Corporation
(Exact name of registrant as specified in its charter)
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Delaware
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1-10185
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26-1331503
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(State or other jurisdiction
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(Commission
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(I.R.S. Employer
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of incorporation)
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File Number)
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Identification No.)
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500 Perimeter Park Drive Suite D, Morrisville, North Carolina
27560
(Address of principal executive offices) (Zip Code)
Registrant’s
telephone number, including area code (919) 481-4000
N/A
(Former name or former address, if changed since last
report)
Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐ Written communications pursuant to Rule 425 under
the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under
the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule
14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule
13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate
by check mark whether the registrant is an emerging growth company
as defined in Rule 405 of the Securities Act of 1933 (17 CFR
§230.405) or Rule 12b-2 of the Securities Exchange Act of 1934
(17 CFR §240.12b-2).
Emerging
growth company ☐
If an
emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02 — Results of Operations and Financial
Condition
On
November 2, 2017, Issuer Direct Corporation (the
“Company”) issued a press release reporting the
Company’s results for the quarter ended September, 30, 2017
(the "Initial Press Release").
On November 3, 2017, the Company issued a
correction to its press release reporting the Company's results for
the quarter ended September 30, 2017. The Initial Press Release is
being amended and restated in its entirety to correct the reported
customer count numbers for Service customers during the second
fiscal quarter of 2017, which was incorrectly reported at 622
rather than the correct number of 550 customers. The following
sentence contains the corrected information and replaces the
sentence in the second bullet point of the "Customer Count Metrics"
section of the Initial Press Release:
“The
Company had 493 Services customers during Q3 2017, compared to 554
during Q3 2016 and 550
during
Q2 2017." Except for this change, there were no other changes
to the Initial Press Release. The amended and restated press
release is attached as Exhibit 99.1 hereto and is incorporated
herein by reference
The
information in Item 2.02 of this report, including the press
release attached as Exhibit 99.1, is furnished and shall not be
deemed to be “filed” for purposes of Section 18 of
the Securities Exchange Act of 1934, as amended, or otherwise
subject to the liabilities of that section. Furthermore, such
information shall not be deemed to be incorporated by reference
into the filings of the registrant under the Securities Act of
1933, as amended.
Item 9.01 — Financial Statements and Exhibits
(d)
Exhibits:
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Exhibit No.
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Description
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Press
Release issued by the Company on November 3,
2017.
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SIGNATURES
Pursuant to the
requirements of the Securities Exchange Act of 1934, the Registrant
has duly caused this report to be signed on its behalf by the
undersigned, hereunto duly authorized.
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Issuer Direct Corporation
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Date:
November 3, 2017
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By:
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/s/ Brian
R. Balbirnie
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Brian
R. Balbirnie
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Chief
Executive Officer
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EXHIBIT INDEX
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Exhibit No.
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Description
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Press
Release issued by the Company on November 3,
2017.
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