UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right to buy) | 12/10/2015(1) | 12/09/2022(2) | Common Stock | 9,566 | $ 17.29 | D | Â |
Employee Stock Option (right to buy) | 11/02/2016(1) | 11/01/2023(2) | Common Stock | 48,812 | $ 13.83 | D | Â |
Restricted Stock Units | Â (4) | Â (4) | Common Stock | 45,891.2831 | $ (3) | D | Â |
Restricted Stock Units | Â (5) | Â (5) | Common Stock | 40,915.2403 | $ (3) | D | Â |
Restricted Stock Units | Â (6) | Â (6) | Common Stock | 13,404.8517 | $ (3) | D | Â |
Restricted Stock Units | Â (7) | Â (7) | Common Stock | 5,868.4204 | $ (7) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CHO ALEX HP INC 1501 PAGE MILL ROAD PALO ALTO, CA 94304 |
 |  |  President, Personal Systems |  |
/s/ Katie Colendich as Attorney-in-Fact for CHO ALEX | 06/25/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This option became exercisable beginning on this date. |
(2) | This option is no longer exercisable following this date. |
(3) | Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. |
(4) | On 12/7/17 the reporting person was granted 45,303 RSUs vesting one-third annually over three years. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the Issuer's common stock. The number of derivative securities in column 5 include 588.2831 dividend equivalent units. |
(5) | On 12/7/16 the reporting person was granted 39,216 RSUs vesting one-third annually over three years. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the Issuer's common stock. The number of derivative securities in column 5 include 1699.2403 dividend equivalent units. |
(6) | On 12/9/15 the reporting person was granted 37,159 RSUs vesting one-third annually over three years. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the Issuer's common stock. The number of derivative securities in column 5 include 1017.8517 dividend equivalent units. |
(7) | On 11/2/15 the reporting person was granted 16,269 RSUs vesting one-third annually over three years. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the Issuer's common stock. The number of derivative securities in column 5 include 445.4204 dividend equivalent units. |