* | The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
1. | Names of Reporting Persons. I.R.S Identification Nos. of above persons (entities only). | ||
Ann S. Gerdin | |||
2. | Check the appropriate box if a member of a group: | ||
(a) [ ] | |||
(b) [ ] | |||
3. | SEC USE ONLY | ||
4. | Citizenship or place of organization: United States of America | ||
Number of shares beneficially owned by each reporting person with: | |||
5. | Sole voting power | ||
7,229,106 (1) | |||
6. | Shared voting power | ||
7. | Sole dispositive power | ||
9,165,382 (2) | |||
8. | Shared dispositive power | ||
9. | Aggregate amount beneficially owned by each reporting person | ||
9,165,382 (2) | |||
10. | Check if the aggregate amount in Row (9) excludes certain shares | ||
[ ] | |||
11. | Percent of class represented by amount in Row (9) | ||
10.5% (3) | |||
12. | Type of reporting person | ||
IN |
(1 | ) | Comprised of 7,229,106 shares of Common stock owned by the Ann S. Gerdin Revocable Trust. Mrs. Gerdin serves as trustee for such trust and has voting and dispositive power over these shares. |
(2 | ) | Comprised of (i) 7,229,106 shares of Common stock owned by the Ann S. Gerdin Revocable Trust and (ii) 1,936,276 shares of Common Stock represented by voting trust certificates which are owned by Gerdin Family Investments, LP ("GFI"). As the general partner of GFI, Mrs. Gerdin has dispositive power over the shares represented by voting trust certificates owned by GFI but does not have voting power over such shares. Mrs. Gerdin serves as trustee for her revocable trust and has voting and dispositive power over shares held by such trust. |
(3 | ) | Based on 87,704,993 shares of Common Stock outstanding as of December 12, 2013. |
Item 1. |
(a) | Name of issuer | |
Heartland Express, Inc. | ||
(b) | Address of issuer's principal executive offices | |
901 North Kansas Avenue North Liberty, IA 52317 |
Item 2. |
(a) | Name of person filing | |
Ann S. Gerdin | ||
(b) | Address of principal business office or, if none, residence | |
901 North Kansas Avenue North Liberty, IA 52317 | ||
(c) | Citizenship | |
United States of America | ||
(d) | Title of Class of Securities | |
Common Stock, par value $0.01 per share | ||
(e) | CUSIP Number | |
422347 10 4 |
Item 3. | If this statement is filed pursuant to Rule 13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: Not applicable |
(a) | [ ] | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). | |
(b) | [ ] | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). | |
(c) | [ ] | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). | |
(d) | [ ] | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). | |
(e) | [ ] | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); | |
(f) | [ ] | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); | |
(g) | [ ] | A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); | |
(h) | [ ] | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |
(i) | [ ] | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |
(j) | [ ] | A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J); | |
(k) | [ ] | Group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: |
Item 4. | Ownership |
(a) | Amount beneficially owned | ||
9,165,382 | |||
(b) | Percent of class: | ||
10.5% (1) | |||
(c) | Number of shares as to which the person has: | ||
(i) | Sole power to vote or to direct the vote: | ||
7,229,106 | |||
(ii) | Shared power to vote or to direct the vote: | ||
(iii) | Sole power to dispose or to direct the disposition of: | ||
9,165,382 | |||
(iv) | Shared power to dispose or to direct the disposition of: | ||
(1) Based on 87,704,993 shares of Common Stock outstanding as of December 12, 2013. |
Item 5. | Ownership of Five Percent or Less of a Class |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person |
Item 8. | Identification and Classification of Members of the Group |
Item 9. | Notice of Dissolution of Group |
Item 10. | Certification |
Ann S. Gerdin | ||
/s/ Ann S. Gerdin |