o | Rule 13d-1(b) |
o | Rule 13d-1(c) |
x | Rule 13d-1(d) |
* | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
CUSIP No.: Class A: 38259P508; Class B: 38259P607 | |
1. Names of Reporting Persons | |
Sergey Brin | |
2. Check the Appropriate Box if a Member of a Group (See Instructions) | |
(a) o | |
(b) o | |
3. SEC Use Only | |
4. Citizenship or Place of Organization | |
United States of America | |
Number of Shares Beneficially Owned by Such Reporting Person With: | 5. Sole Voting Power |
22,129,276 of Class A Common Stock(1)(2) 22,129,276 of Class B Common Stock | |
6. Shared Voting Power | |
0 | |
7. Sole Dispositive Power | |
22,129,276 of Class A Common Stock(1) (2) 22,129,276 of Class B Common Stock | |
8. Shared Dispositive Power | |
0 | |
9. Aggregate Amount Beneficially Owned by Each Reporting Person | |
22,129,276 of Class A Common Stock(1)(2) 22,129,276 of Class B Common Stock | |
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |
Not applicable. | |
11. Percent of Class Represented by Amount in Row (9) | |
7.2% of Class A Common Stock(1) (2) 41.6% of Class B Common Stock | |
12. Type of Reporting Person (See Instructions) | |
IN |
(1) | Comprises 22,129,276 shares of Class B Common Stock held directly by Mr. Brin. Each share of Class B Common Stock is convertible at the option of the holder into one share of Class A Common Stock. The rights of the holders of Class A Common Stock and Class B Common Stock are identical, except with respect to conversion rights (noted above) and voting rights. Each share of Class B Common Stock is entitled to ten votes per share, whereas each share of Class A Common Stock is entitled to one vote per share. |
(2) | Assumes conversion of all shares of Class B Common Stock held directly by Mr. Brin into shares of Class A Common Stock. As of December 31, 2014, Mr. Brin held 0 shares of Class A Common Stock. |
Item 3. | If this statement is filed pursuant to §§240.13d-l(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
(a) | o Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). |
(b) | o Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). |
(c) | o Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). |
(d) | o Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). |
(e) | o An investment adviser in accordance with §240.13d-l(b)(1)(ii)(E). |
(f) | o An employee benefit plan or endowment fund in accordance with §240.13d-l(b)(l)(ii)(F). |
(g) | o A parent holding company or control person in accordance with §240.13d-l(b)(l)(ii)(G). |
(h) | o A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). |
(i) | o A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3). |
(j) | o A non-U.S. institution in accordance with §240.13d-l(b)(l)(ii)(J). If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution: |
(k) | o Group, in accordance with §240.13d-l(b)(l)(ii)(K). |
Item 4. | Ownership. |
Sergey Brin | Class A(1) (2) | Class B | |||
(a) | Amount beneficially owned: | 22,129,276 | 22,129,276 | ||
(b) | Percent of class: | 7.2 | % | 41.6 | % |
(c) | Number of shares as to which the person has: | ||||
(i) Sole power to vote or to direct the vote | 22,129,276 | 22,129,276 | |||
(ii) Shared power to vote or to direct the vote | 0 | 0 | |||
(iii) Sole power to dispose or to direct the disposition of | 22,129,276 | 22,129,276 | |||
(iv) Shared power to dispose or to direct the disposition of | 0 | 0 |
(1) | Comprises 22,129,276 shares of Class B Common Stock held directly by Mr. Brin. Each share of Class B Common Stock is convertible at the option of the holder into one share of Class A Common Stock. The rights of the holders of Class A Common Stock and Class B Common Stock are identical, except with respect to conversion rights (noted above) and voting rights. Each share of Class B Common Stock is entitled to ten votes per share, whereas each share of Class A Common Stock is entitled to one vote per share. |
(2) | Assumes conversion of all shares of Class B Common Stock held directly by Mr. Brin into shares of Class A Common Stock. As of December 31, 2014, Mr. Brin held 0 shares of Class A Common Stock. |
Item 5. | Ownership of Five Percent or Less of a Class. |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. |