1. Name and Address of Reporting Person * |
Â
Brathwaite Paul |
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2. Date of Event Requiring Statement (Month/Day/Year) 07/29/2015 |
3. Issuer Name and Ticker or Trading Symbol Stereotaxis, Inc. [STXS]
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C/O STEREOTAXIS, INC., 4320 FOREST PARK AVENUE, SUITE 100 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director |
_____ 10% Owner |
__X__ Officer (give title below) |
_____ Other (specify below) |
Section 16 Officer |
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5. If Amendment, Date Original Filed(Month/Day/Year)
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ST. LOUIS, MO 63108 |
6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned |
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1.Title of Security (Instr. 4) |
2. Amount of Securities Beneficially Owned (Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) |
4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock
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1,399
|
D
|
Â
|
Common Stock
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8,000
(1)
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D
|
Â
|
Common Stock
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10,000
(2)
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D
|
Â
|
Common Stock
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5,550
(3)
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D
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Â
|
Common Stock
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7,400
(4)
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D
|
Â
|
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Unvested restricted share units granted on 8/22/12. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest over a four year period in equal installments of 25%, each occurring on the anniversary date of the grant. |
(2) |
Unvested restricted share units granted on 3/5/13. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest over a four year period in equal installments of 25%, each occurring on the anniversary date of the grant. |
(3) |
Unvested restricted share units granted on 3/27/14. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest over a four year period in equal installments of 25%, each occurring on the anniversary date of the grant. |
(4) |
Unvested restricted share units granted on 2/6/15. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest over a four year period in equal installments of 25%, each occurring on the anniversary date of the grant. |
(5) |
Stock appreciation rights granted on 2/15/11. The stock appreciation rights vest as follows: (1) 25% vest one year after the date of the grant (2) the remaining 75% vest ratably per month over the next three years. |
(6) |
Stock appreciation rights granted on 3/27/14. The stock appreciation rights vest as follows: (1) 25% vest one year after the date of the grant (2) the remaining 75% vest ratably per month over the next three years. |
(7) |
Stock appreciation rights granted on 2/6/15. The stock appreciation rights vest as follows: (1) 25% vest one year after the date of the grant (2) the remaining 75% vest ratably per month over the next three years. |