UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Phantom Stock Units | Â (1) | Â (1) | Common Stock | 19,802 | $ (2) | D | Â |
Restricted Stock Units | Â (3) | Â (3) | Common Stock | 82,500 | $ (2) | D | Â |
Restricted Stock Units | Â (4) | Â (4) | Common Stock | 31,334 | $ (2) | D | Â |
Restricted Stock Units | Â (5) | Â (5) | Common Stock | 50,000 | $ (2) | D | Â |
Employee Stock Options (right to buy) (6) | 09/12/2000 | 09/12/2007 | Common Stock | 36,000 | $ 22.08 | D | Â |
Employee Stock Options (right to buy) (6) | 09/11/2001 | 09/11/2008 | Common Stock | 36,000 | $ 26.42 | D | Â |
Employee Stock Options (right to buy) (6) | 09/10/2002 | 09/10/2009 | Common Stock | 36,000 | $ 39.73 | D | Â |
Employee Stock Options (right to buy) (6) | 09/22/2003 | 09/22/2010 | Common Stock | 28,000 | $ 57.31 | D | Â |
Employee Stock Options (right to buy) (6) | 09/26/2003 | 07/26/2011 | Common Stock | 50,000 | $ 43.75 | D | Â |
Employee Stock Options (right to buy) (6) | 09/26/2004 | 09/26/2011 | Common Stock | 25,000 | $ 35.48 | D | Â |
Employee Stock Options (right to buy) (7) | 09/13/2003 | 09/13/2012 | Common Stock | 100,000 | $ 27.05 | D | Â |
Employee Stock Options (right to buy) (7) | 09/12/2004 | 09/12/2013 | Common Stock | 66,000 | $ 31.53 | D | Â |
Employee Stock Options (right to buy) (7) | 09/17/2005 | 09/17/2014 | Common Stock | 75,000 | $ 34.22 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Bossidy Paul T GENERAL ELECTRIC COMPANY 3135 EASTON TURNPIKE FAIRFIELD, CT 06828 |
 |  |  Senior Vice President |  |
Eliza W. Fraser on behalf of Paul T. Bossidy | 08/08/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reallocable to other investment media. Payable after termination of employment. |
(2) | 1-for-1 |
(3) | 45,000 units granted 6/27/97; 30,000 units granted 7/29/99; 25,000 units granted 7/27/00; 25,000 units granted 9/10/01. Vesting schedule: 25% on the third anniversary; 25% on the seventh anniversary; 50% upon retirement. |
(4) | 14,667 units granted 9/12/03; 16,667 units granted 9/17/04. Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. |
(5) | 50,000 units granted 9/12/03. Vesting schedule: 25% on third anniversary; 25% on fifth anniversary; 25% on tenth anniversary and 25% upon retirement. |
(6) | The options become exercisable in two equal installments of 50% each, with 50% on the "Date Exercisable" shown to the right, and another 50% two years thereafter. |
(7) | The options become exercisable in five equal installments of 20% each beginning on the "Date Exercisable" shown to the right and 20% each year thereafter. |