1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (Right to Buy)
|
Â
(3)
|
10/10/2013 |
Common Stock
|
35,000
|
$
14.1
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(4)
|
10/29/2014 |
Common Stock
|
8,000
|
$
17.63
|
D
|
Â
|
Stock Appreciation Rights
|
Â
(5)
|
10/05/2015 |
Common Stock
|
8,000
|
$
17.65
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes an aggregate of 7,701 shares of Common Stock issued pursuant to the 1997 RPM International Inc. Restricted Stock Plan, as amended, 17,853 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, and 13,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan. |
(2) |
Approximate number of shares held as of April 10, 2012 in the account of reporting person by Wachovia Bank, N.A., as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended. |
(3) |
The option vests in four equal installments on October 10, 2004, 2005, 2006 and 2007. |
(4) |
The option vests in four equal installments on October 29, 2005, 2006, 2007 and 2008. |
(5) |
The Stock Appreciation Rights vest in four equal installments, beginning on October 5, 2006. |