UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SZ INVESTMENTS LLC TWO NORTH RIVERSIDE PLAZA SUITE 600 CHICAGO, IL 60606 |
 |  |  | Member of 10% group |
EGI-Fund (05-07) Investors, L.L.C. TWO NORTH RIVERSIDE PLAZA SUITE 600 CHICAGO, IL 60606 |
 |  |  | Member of 10% group |
CHAI TRUST CO LLC TWO NORTH RIVERSIDE PLAZA SUITE 600 CHICAGO, IL 60606 |
 |  |  | Member of 10% group |
/s/ Philip G. Tinkler, Vice President of SZ Investments, L.L.C. | 03/02/2011 | |
**Signature of Reporting Person | Date | |
/s/ Philip G. Tinkler, Vice President of EGI-Fund (05-07) Investors, L.L.C. | 03/02/2011 | |
**Signature of Reporting Person | Date | |
/s/ James G. Bunegar, Vice President of Chai Trust Co LLC | 03/02/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Such shares are beneficially owned by SZ investments, L.L.C. ("SZI"). SZI is indirectly owned by trusts established for the benefit of Samuel Zell and members of his family (the "Trusts"). The Trustee of the Trusts is Chai Trust Company, LLC, of which Samuel Zell is neither an officer nor a director, and thus he disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
(2) | Such shares are beneficially owned by EGI-Fund (05-07) Investors, L.L.C., which is indirectly owned by the Trusts. Samuel Zell disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |