UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KKR SP Ltd C/O KOHLBERG KRAVIS ROBERTS & CO. L.P. 9 WEST 57TH STREET NEW YORK, NY 10019 |
 |  |  | See Footnotes 1,2 |
/s/Richard J. Kreider, Attorney in Fact for Johannes P. Huth, Director | 08/20/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Bali Investments S.ar.l. ("Bali") holds ordinary shares of Avago Technologies Limited ("Avago"). Each of KKR Millennium (Overseas) Limited Partnership ("Millennium Fund"), KKR Europe, Limited Partnership ("European Fund") and KKR Europe II, Limited Partnership ("European Fund II"), as a shareholder of Bali, may be deemed to indirectly own ordinary shares of Avago. Effective October 1, 2009, the reporting person was admitted as a voting partner to each of (i) KKR Associates Millennium (Overseas) Limited Partnership, which is the general partner of Millennium Fund, (ii) KKR Associates Europe, Limited Partnership, which is the general partner of European Fund, and (iii) KKR Associates Europe II, Limited Partnership, which is the general partner of European Fund II. In such capacities, the reporting person has the sole power to cause each of Millennium Fund, European Fund and European Fund II, respectively, to vote the stock of Bali held by each of them. |
(2) | (continued from Footnote 1) The reporting person does not have any direct or indirect pecuniary interest in any stock of Bali or Avago and disclaims beneficial ownership of any securities that are or may be deemed to be beneficially owned by Bali, Millennium Fund, European Fund or European Fund II. |