Schedule 13G Amendment No. 1

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

 

Yodlee, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

98600P201

(CUSIP Number)

December 31, 2015

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 98600P201   Page 1 of 8

 

  1.   

Names of reporting persons.

 

Bank of America Corporation

  2.  

Check the appropriate box if a member of a group (see instructions)

(a)  ¨        (b)  ¨

 

  3.  

SEC use only

 

  4.  

Citizenship or place of organization

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with:

   5.    

Sole voting power

 

    0

   6.   

Shared voting power

 

    0

   7.   

Sole dispositive power

 

    0

   8.   

Shared dispositive power

 

    0

  9.  

Aggregate amount beneficially owned by each reporting person

 

    0

10.  

Check if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.  

Percent of class represented by amount in Row (9)

 

    0.0%

12.  

Type of reporting person (see instructions)

 

    HC


CUSIP No. 98600P201   Page 2 of 8

 

  1.   

Names of reporting persons.

 

Banc of America Strategic Investments Corporation

  2.  

Check the appropriate box if a member of a group (see instructions)

(a)  ¨        (b)  ¨

 

  3.  

SEC use only

 

  4.  

Citizenship or place of organization

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with:

   5.    

Sole voting power

 

    0

   6.   

Shared voting power

 

    0

   7.   

Sole dispositive power

 

    0

   8.   

Shared dispositive power

 

    0

  9.  

Aggregate amount beneficially owned by each reporting person

 

    0

10.  

Check if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.  

Percent of class represented by amount in Row (9)

 

    0.0%

12.  

Type of reporting person (see instructions)

 

    CO


CUSIP No. 98600P201   Page 3 of 8

 

  1.   

Names of reporting persons.

 

Banc of America Strategic Ventures, Inc.

  2.  

Check the appropriate box if a member of a group (see instructions)

(a)  ¨        (b)  ¨

 

  3.  

SEC use only

 

  4.  

Citizenship or place of organization

 

    Delaware

Number of

shares

beneficially

owned by

each

reporting

person

with:

   5.    

Sole voting power

 

    0

   6.   

Shared voting power

 

    0

   7.   

Sole dispositive power

 

    0

   8.   

Shared dispositive power

 

    0

  9.  

Aggregate amount beneficially owned by each reporting person

 

    0

10.  

Check if the aggregate amount in Row (9) excludes certain shares (see instructions)    ¨

 

11.  

Percent of class represented by amount in Row (9)

 

    0.0%

12.  

Type of reporting person (see instructions)

 

    CO


Item 1.

 

  (a) Name of Issuer

Yodlee, Inc.

 

  (b) Address of Issuer’s Principal Executive Offices

35 East Wacker Drive, Suite 2400, Chicago, Illinois 60601

Item 2.

 

  (a) Name of Person Filing

This statement is jointly filed by, and on behalf of, each of Bank of America Corporation (“Bank of America”), Banc of America Strategic Investments Corporation (“BASIC”) and Banc of America Strategic Ventures, Inc. (“BASV”).

 

  (b) Address of Principal Business Office or, if none, Residence

The address of the principal business office for Bank of America is Bank of America Corporate Center, 100 North Tryon Street, Charlotte, North Carolina 28255.

The address of the principal business office for each of BASIC and BASV is 101 South Tryon Street, Charlotte, North Carolina 28255.

 

  (c) Citizenship

See Item 4 on the cover page(s) hereto.

 

  (d) Title of Class of Securities

Common Stock

 

  (e) CUSIP Number

98600P201


Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is:

 

(a)    ¨    A Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o).
(b)    ¨    A Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c).
(c)    ¨    An insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c).
(d)    ¨    An investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
(e)    ¨    An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
(f)    ¨    An employee benefit plan or endowment fund in accordance with Rule 13d- 1(b)(1)(ii)(F);
(g)    ¨    A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
(h)    ¨    A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)    ¨    A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)    ¨    A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J);
(k)    ¨    A group, in accordance with Rule 13d-1(b)(1)(ii)(K).

If filing as a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J), please specify the type of institution:

Not Applicable.

 

Item 4. Ownership.

 

  (a) Amount beneficially owned: See Item 9 on the cover page(s) hereto.

 

  (b) Percent of class: See Item 11 on the cover page(s) hereto.

 

  (c) Number of shares as to which such person has:

 

  (i) Sole power to vote or to direct the vote: See Item 5 on the cover page(s) hereto.

 

  (ii) Shared power to vote or to direct the vote: See Item 6 on the cover page(s) hereto.

 

  (iii) Sole power to dispose or to direct the disposition of: See Item 7 on the cover page(s) hereto.

 

  (iv) Shared power to dispose or to direct the disposition of: See Item 8 on the cover page(s) hereto.

 

Item 5. Ownership of 5% or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  x.


Item 6. Ownership of More than 5 Percent on Behalf of Another Person.

Not Applicable.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.

Not Applicable.

 

Item 8. Identification and Classification of Members of the Group.

Not Applicable.

 

Item 9. Notice of Dissolution of Group.

Not Applicable.

 

Item 10. Certifications.

Not Applicable.


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: January 21, 2016     Bank of America Corporation
    By:  

/s/ Harmit Singh

    Name:   Harmit Singh
    Title:   Managing Director
Date: January 21, 2016     Banc of America Strategic Investments Corporation
    By:  

/s/ Harmit Singh

    Name:   Harmit Singh
    Title:   Managing Director
Date: January 21, 2016     Banc of America Strategic Ventures, Inc.
    By:  

/s/ Harmit Singh

    Name:   Harmit Singh
    Title:   Managing Director


EXHIBIT INDEX

 

Exhibit

  

Description of Exhibit

99.1    Joint Filing Agreement (incorporated by reference to Exhibit 99.1 to the Schedule 13D Filing filed with the Securities and Exchange Commission on January 27, 2015).