UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
UNICO AMERICAN CORPORATION
(Name of Issuer)
COMMON STOCK, NO PAR
(Title of Class of Securities)
904607108
(CUSIP Number)
December 31, 2003
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
x Rule 13d-1 (b)
¨ Rule 13d-1 (c)
¨ Rule 13d-1 (d)
| * | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes.)
13G
| CUSIP No. 904607108 |
Page 2 of 11 Pages |
| 1 | NAME OF REPORTING PERSON SS or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Warren E. Buffett
| |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [X] (b) [_]
| |
| 3 | SEC USE ONLY
| |
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION
United States Citizen
| |
| 5 | SOLE VOTING POWER
NONE
| |||
| NUMBER OF SHARES BENEFICIALLY OWNED BY |
6
|
SHARED VOTING POWER 392,302 | ||
| EACH REPORTING PERSON WITH |
7
|
SOLE DISPOSITIVE POWER NONE | ||
| 8
|
SHARED DISPOSITIVE POWER 392,302 | |||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 392,302
| |
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[_]
| |
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
7.1%
| |
| 12 | TYPE OF REPORTING PERSON*
IN, HC
| |
13G
| CUSIP No. 904607108 |
Page 3 of 11 Pages |
| 1 | NAME OF REPORTING PERSON SS or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Berkshire Hathaway Inc.
| |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [X] (b) [_]
| |
| 3 | SEC USE ONLY
| |
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION
State of Delaware
| |
| 5 | SOLE VOTING POWER
NONE
| |||
| NUMBER OF SHARES BENEFICIALLY OWNED BY |
6
|
SHARED VOTING POWER 392,302 | ||
| EACH REPORTING PERSON WITH |
7
|
SOLE DISPOSITIVE POWER NONE | ||
| 8
|
SHARED DISPOSITIVE POWER 392,302 | |||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
392,302
| |
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[_]
| |
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
7.1%
| |
| 12 | TYPE OF REPORTING PERSON*
HC, CO
| |
13G
| CUSIP No. 904607108 |
Page 4 of 10 Pages |
| 1 | NAME OF REPORTING PERSON SS or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
General Re Corporation
| |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [X] (b) [_]
| |
| 3 | SEC USE ONLY
| |
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION
State of Delaware
| |
| 5 | SOLE VOTING POWER
NONE
| |||
| NUMBER OF SHARES BENEFICIALLY OWNED BY |
6
|
SHARED VOTING POWER 392,302 | ||
| EACH REPORTING PERSON WITH |
7
|
SOLE DISPOSITIVE POWER NONE | ||
| 8
|
SHARED DISPOSITIVE POWER 392,302 | |||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
392,302
| |
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[_]
| |
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
7.1%
| |
| 12 | TYPE OF REPORTING PERSON*
HC, CO
| |
13G
| CUSIP No. 904607108 |
Page 5 of 10 Pages |
| 1 | NAME OF REPORTING PERSON SS or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
National Re Corporation
| |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [X] (b) [_]
| |
| 3 | SEC USE ONLY
| |
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION
State of Delaware
| |
| 5 | SOLE VOTING POWER
NONE
| |||
| NUMBER OF SHARES BENEFICIALLY OWNED BY |
6
|
SHARED VOTING POWER 392,302 | ||
| EACH REPORTING PERSON WITH |
7
|
SOLE DISPOSITIVE POWER NONE | ||
| 8
|
SHARED DISPOSITIVE POWER 392,302 | |||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
392,302
| |
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[_]
| |
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
7.1%
| |
| 12 | TYPE OF REPORTING PERSON*
HC, CO
| |
13G
| CUSIP No. 904607108 |
Page 6 of 10 Pages |
| 1 | NAME OF REPORTING PERSON SS or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
National Reinsurance Corporation
| |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [X] (b) [_]
| |
| 3 | SEC USE ONLY
| |
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION
State of Delaware
| |
| 5 | SOLE VOTING POWER
NONE
| |||
| NUMBER OF SHARES BENEFICIALLY OWNED BY |
6
|
SHARED VOTING POWER 392,302 | ||
| EACH REPORTING PERSON WITH |
7
|
SOLE DISPOSITIVE POWER NONE | ||
| 8
|
SHARED DISPOSITIVE POWER 392,302 | |||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
392,302
| |
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[_]
| |
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
7.1%
| |
| 12 | TYPE OF REPORTING PERSON*
IC, CO
| |
Page 7 of 10 Pages
SCHEDULE 13G
Item 1.
| (a) | Name of Issuer |
UNICO AMERICAN CORPORATION
| (b) | Address of Issuer’s Principal Executive Offices |
23251 Mulholland Drive, Woodland Hills, California 91364
Item 2.
| (a) | Name of Person Filing |
WARREN E. BUFFETT
BERKSHIRE HATHAWAY INC.
GENERAL RE CORPORATION
NATIONAL RE CORPORATION
NATIONAL REINSURANCE CORPORATION
| (b) | Address of Principal Business Office or, if none, Residence |
1440 Kiewit Plaza, Omaha, Nebraska 68131
| (c) | Citizenship |
Warren E. Buffett
— UNITED STATES CITIZEN
Berkshire Hathaway Inc., General Re Corporation, National Re Corporation and National Reinsurance Corporation
— DELAWARE CORPORATIONS
| (d) | Title of Class of Securities |
COMMON STOCK, NO PAR
| (e) | CUSIP Number |
904607108
Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a:
Warren E. Buffett (an individual who may be deemed to control Berkshire Hathaway Inc.), Berkshire Hathaway Inc., General Re Corporation and National Re Corporation are each a Parent Holding Company or Control Person, in accordance with Rule 13d-1(b)(ii)(G) (Note: See Item 7).
National Reinsurance Corporation is an Insurance Company as defined in section 3(a)(19) of the Act.
The Reporting Persons together are a Group in accordance with Rule 13d-1(b)(ii)(J).
Item 4. Ownership
If the percent of the class owned, as of December 31 of the year covered by the statement, or as of the last day of any month described in Rule 13d-1(b)(2), if applicable, exceeds five percent, provide the following information as of that date and identify those shares which there is a right to acquire.
| (a) | Amount beneficially Owned |
See the Cover Pages for each of the Reporting Persons.
Page 8 of 10 Pages
| (b) | Percent of Class |
See the Cover Pages for each of the Reporting Persons.
| (c) | Number of shares as to which such person has: |
| (i) | sole power to vote or to direct the vote |
| (ii) | shared power to vote or to direct the vote |
| (iii) | sole power to dispose or to direct the disposition of |
| (iv) | shared power to dispose or to direct the disposition of |
See the Cover Pages for each of the Reporting Persons.
Instruction: For computations regarding securities which represents a right to acquire an underlying security see Rule 13d-3(d)(1).
Item 5. Ownership of Five Percent or Less of a Class
Not Applicable
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not Applicable
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
See Exhibit A.
Item 8. Identification and Classification of Members of the Group
See Exhibit A.
Item 9. Notice of Dissolution of Group
Not Applicable
Item 10. Certification
Not Applicable
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| February 13, 2004 Date
/s/ WARREN E. BUFFETT Signature
Warren E. Buffett Name |
February 13, 2004 Date
/s/ MARC D. HAMBURG Signature
Marc D. Hamburg, Vice President and CFO Name/Title BERKSHIRE HATHAWAY INC. | |
| February 13, 2004 Date
/s/ TIMOTHY T. MCCAFFREY Signature
Timothy T. McCaffrey, Secretary Name/Title NATIONAL REINSURANCE CORPORATION |
February 13, 2004 Date
/s/ WILLIAM GASDASKA Signature
William Gasdaska, Senior Vice President and CFO Name/Title GENERAL RE CORPORATION
February 13, 2004 Date
/s/ RICHARD G. MCCARTY Signature
Richard G. McCarty, Assistant Secretary Name/Title NATIONAL RE CORPORATION | |
Page 9 of 10 Pages
SCHEDULE 13G
EXHIBIT A
RELEVANT SUBSIDIARIES AND MEMBERS OF FILING GROUP
PARENT HOLDING COMPANIES OR CONTROL PERSONS:
Warren E. Buffett (an individual who may be deemed to control Berkshire Hathaway Inc.)
Berkshire Hathaway Inc.
General Re Corporation
National Re Corporation
INSURANCE COMPANIES AS DEFINED IN SECTION 3(a)(19) OF THE ACT:
National Reinsurance Corporation
Page 10 of 10
SCHEDULE 13G
EXHIBIT B
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)(1)
The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G amendment in connection with their beneficial ownership of the Common Stock of UNICO American Corporation.
| Dated: February 13, 2004 |
/s/ WARREN E. BUFFETT | |||
| Warren E. Buffett | ||||
| BERKSHIRE HATHAWAY INC. | ||||
| Dated: February 13, 2004 | /s/ MARC D. HAMBURG | |||
| By: Marc D. Hamburg Title: Vice President and CFO | ||||
| GENERAL RE CORPORATION | ||||
| Dated: February 13, 2004 |
/s/ William Gasdaska | |||
| By: William Gasdaska Title: Senior Vice President and CFO | ||||
| NATIONAL RE CORPORATION | ||||
| Dated: February 13, 2004 |
/s/ RICHARD G. MCCARTY | |||
| By: Richard G. McCarty Title: Assistant Secretary | ||||
| NATIONAL REINSURANCE CORPORATION | ||||
| Dated: February 13, 2004 |
/s/ TIMOTHY T. MCCAFFREY | |||
| By: Timothy T. McCaffrey Title: Secretary | ||||