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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option | $ 43.35 | (4) | 02/06/2016 | Class A Common Stock | 5,883 | 5,883 | D | ||||||||
Employee Stock Option | $ 21.62 | (2) | 02/08/2012 | Class A Common Stock | 6,750 | 6,750 | D | ||||||||
Employee Stock Option | $ 51.62 | (3) | 02/07/2015 | Class A Common Stock | 7,749 | 7,749 | D | ||||||||
Employee Stock Option | $ 41.25 | (6) | 04/25/2017 | Class A Common Stock | 7,273 | 7,273 | D | ||||||||
Employee Stock Option | $ 36.49 | (7) | 04/24/2018 | Class A Common Stock | 5,790 | 5,790 | D | ||||||||
Stock Appreciation Right | $ 19.56 | 05/07/2009 | A | 8,009 | (8) | 05/07/2019 | Class A Common Stock | 8,009 | $ 0 | 8,009 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
NAUGHTON TODD R C/O ZEBRA TECHNOLOGIES CORPORATION 475 HALF DAY ROAD, SUITE 500 LINCOLNSHIRE, IL 60069 |
VP and Controller |
/s/ Todd R. Naughton | 05/11/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 233 shares acquired by the reporting person on June 30, 2008, 234 shares acquired by the reporting person on September 30, 2008 and 28 shares acquired by the reporting person on December 31, 2008 pursuant to the registrant's employee stock purchase plan. |
(2) | All such options vested on February 8, 2007. |
(3) | Of the shares subject to such option, 1,162 vested on February 7, 2006, 1,356 vested on February 7, 2007, 1,549 vested on February 7, 2008, 1,744 vested on February 7, 2009 and 1,938 vest on February 7, 2010. |
(4) | Of the shares subject to such option, 882 vested on February 6, 2007, 1,029 vested on February 6, 2008, 1,177 vested on February 6, 2009, 1,324 vest on February 6, 2010 and 1,471 vest on February 6, 2011. |
(5) | Restricted shares that will vest on May 7, 2012. |
(6) | Of the shares subject to such option, 1,818 vested on April 25, 2008, 1,818 vested on April 25, 2009, 1,818 vest on April 25, 2010 and 1,819 vest on April 25, 2011. |
(7) | Of the shares subject to such option, 1,447 vested on April 24, 2009, 1,447 vest on April 24, 2010, 1,448 vest on April 24, 2011 and 1,448 vest on April 24, 2012. |
(8) | This stock appreciation right vests with respect to 2,002 shares on May 7, 2010, 2,002 shares on May 7, 2011, 2,002 shares on May 7, 2012 and 2,003 shares on May 7, 2013. |