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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CITIGROUP INC 399 PARK AVENUE NEW YORK, NY 10043 |
See General Remarks. | |||
SMITH BARNEY FUND MANAGEMENT LLC 333 WEST 34TH STREET NEW YORK, NY 10001 |
See General Remarks. |
Citigroup Inc., By: Ali L. Karshan, Assistant Secretary | 11/29/2005 | |
**Signature of Reporting Person | Date | |
Smith Barney Fund Management LLC, By: William J. Renahan, Attorney in Fact | 11/29/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The securities reported herein are directly beneficially owned by Smith Barney Fund Management LLC ("SB Fund"), an indirect wholly owned subsidiary of Citigroup Inc. Citigroup Inc. disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. |
(2) | See General Remarks. |
Remarks: In accordance with Securities and Exchange Commission Release No. 34-39538 (January 12, 1998), this filing reflects securities beneficially owned by the Asset Management business unit ("CAM") of Citigroup Inc. (together with its subsidiaries and affiliates, "Citigroup"). Citigroup, its executive officers and its direct and indirect subsidiaries, excluding CAM, may beneficially own securities of the issuer, and such securities are not reported in this filing. CAM disclaims beneficial ownership of securities beneficially owned by Citigroup, excluding CAM, and Citigroup disclaims beneficial ownership of the securities reported herein. The chief executive officer of SB Fund sits on the issuer's Board of Directors. In addition, certain employees of CAM serve as executive officers for the issuer. SB Fund is investment adviser to the issuer. The transaction reported is not new or revised but is being reported again to gain access to the system for purposes of making the above remarks as well as to add Citigroup Inc. as a Reporting Person. Except as described herein, the information contained in the original Form 4 remains in effect. |