UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Share Unit (Right to Receive) | 02/19/2017(1) | 02/19/2018 | Class A Ordinary Shares | 1,746 | $ (2) | D | Â |
Restricted Share Unit (Right to Receive) | 02/18/2017(3) | 02/18/2019 | Class A Ordinary Shares | 3,146 | $ (2) | D | Â |
Restricted Share Unit (Right to Receive) | 09/12/2017(4) | 09/12/2019 | Class A Ordinary Shares | 37,896 | $ (2) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BRUNO JOHN G 200 EAST RANDOLPH STREET CHICAGO, IL 60601 |
 |  |  Executive Vice President, CIO |  |
/s/ Molly Johnson - Molly Johnson, pursuant to a power of attorney from John Bruno | 02/13/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | A restricted stock award was granted on February 19, 2015 and vests in accordance with the terms of the Aon Stock Incentive Plan as follows: 33 1/3% of the awards vest on each of the first through third anniversaries of the date of the grant. |
(2) | The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with UK law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person. |
(3) | A restricted stock award was granted on February 18, 2016 and vests in accordance with the terms of the Aon Stock Incentive Plan as follows: 33 1/3% of the awards vest on each of the first through third anniversaries of the date of the grant. |
(4) | A restricted stock award was granted on September 12, 2014 and vests in accordance with the terms of the Aon Stock Incentive Plan as follows: one-fifth of the awards vest on each of the first through fifth anniversaries of the date of the grant. |