BOK Financial Corporation
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(Name of issuer)
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Common Stock, $0.00006 par value
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(Title of class of securities)
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05561Q201
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(CUSIP number)
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December 31, 2016
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(Date of event which requires filing of this statement)
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☐ |
Rule 13d-1(b)
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☒ |
Rule 13d-1(c)
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☐ |
Rule 13d-1(d)
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1
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NAMES OF REPORTING PERSONS
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George Kaiser Family Foundation
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)☐
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(b)☒
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Oklahoma, United States of America
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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3,351,842
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6
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SHARED VOTING POWER
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0
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7
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SOLE DISPOSITIVE POWER
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3,351,842
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8
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SHARED DISPOSITIVE POWER
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0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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3,351,842
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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5.09%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO – not for profit
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1
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NAMES OF REPORTING PERSONS
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Frederic Dorwart
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)☐
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(b)☒
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States of America
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
|
SOLE VOTING POWER
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0
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||||
6
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SHARED VOTING POWER
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3,351,842
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||||
7
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SOLE DISPOSITIVE POWER
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0
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8
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SHARED DISPOSITIVE POWER
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3,351,842
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|||
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||||
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
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3,351,842
|
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|||
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|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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|||
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||||
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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5.09%
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||||
12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
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1
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NAMES OF REPORTING PERSONS
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Phil Frohlich
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2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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||||
(a)☐
|
|||||
(b)☒
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States of America
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
|
SOLE VOTING POWER
|
|
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0
|
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|||
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||||
6
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SHARED VOTING POWER
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||
3,351,842
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||||
7
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SOLE DISPOSITIVE POWER
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0
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|||
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|
||||
8
|
SHARED DISPOSITIVE POWER
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|
|
||
3,351,842
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|
|
|||
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|
||||
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
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|
||
3,351,842
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
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|
||
☐
|
|
|
|||
|
|
||||
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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5.09%
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|||
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|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
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1
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NAMES OF REPORTING PERSONS
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Kenneth J. Levit
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|||
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|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
||||
(a)☐
|
|||||
(b)☒
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States of America
|
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|||
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|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
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|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
3,351,842
|
|
|
|||
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|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
3,351,842
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
3,351,842
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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5.09%
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|
|||
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|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
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1
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NAMES OF REPORTING PERSONS
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|
|||
Phil Lakin, Jr.
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|
|
|||
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|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
United States of America
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
3,351,842
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
3,351,842
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
3,351,842
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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|
|
||
5.09%
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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|
|
||
IN
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Item 1 (a). |
Name of Issuer: BOK Financial Corporation
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Item 1 (b). |
Address of Issuer's Principal Executive Offices:
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Item 2 (b).
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Address of Principal Business Office or, if none, Residence:
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Item 2 (d). |
Title of Class of Securities: Common Stock, par value $0.00006 per share
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Item 2 (e). |
CUSIP No: 05561Q201
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Item 3. |
If this Statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a:
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a. |
☐ Broker or dealer registered under Section 15 of the Act;
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b. |
☐ Bank as defined in Section 3(a)(6) of the Act;
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c. |
☐ Insurance company as defined in Section 3(a)(19) of the Act;
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d. |
☐ Investment company registered under Section 8 of the Investment Company Act of 1940;
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e. |
☐ An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
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f. |
☐ An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
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g. |
☐ A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
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h. |
☐ A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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i. |
☐ A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940;
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j. |
☐ A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J);
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k. |
☐ Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____
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Item 4. |
Ownership
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A. |
GKFF
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(a) |
Amount Beneficially Owned: 3,351,842 shares
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(b) |
Percent of Class: 5.09%
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(c)
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Number of Shares as to which Such Person has:
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(i)
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sole power to vote or to direct the vote 3,351,842 shares
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(ii) |
shared power to vote or to direct the vote -0- shares
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(iii) |
sole power to dispose or to direct the disposition of 3,351,842 shares
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(iv) |
shared power to dispose or to direct the disposition of -0- shares
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B. |
Frederic Dorwart
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(a) |
Amount Beneficially Owned: 3,351,842 shares
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(b) |
Percent of Class: 5.09%
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(c) |
Number of Shares as to which Such Person has:
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(i) |
sole power to vote or to direct the vote -0- shares
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(ii) |
shared power to vote or to direct the vote 3,351,842 shares
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(iii) |
sole power to dispose or to direct the disposition of -0- shares
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(iv) |
shared power to dispose or to direct the disposition of 3,351,842 shares
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C. |
Phil Frohlich
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(a) |
Amount Beneficially Owned: 3,351,842 shares
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(b) |
Percent of Class: 5.09%
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(c) |
Number of Shares as to which Such Person has:
|
(i) |
sole power to vote or to direct the vote -0- shares
|
(ii) |
shared power to vote or to direct the vote 3,351,842 shares
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(iii) |
sole power to dispose or to direct the disposition of -0- shares
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(iv) |
shared power to dispose or to direct the disposition of 3,351,842 shares
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D. |
Phil Lakin, Jr.
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(a) |
Amount Beneficially Owned: 3,351,842 shares
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(b) |
Percent of Class: 5.09%
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(c) |
Number of Shares as to which Such Person has:
|
(i) |
sole power to vote or to direct the vote -0- shares
|
(ii) |
shared power to vote or to direct the vote 3,351,842 shares
|
(iii) |
sole power to dispose or to direct the disposition of -0- shares
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(iv) |
shared power to dispose or to direct the disposition of 3,351,842 shares
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E. |
Kenneth J. Levit
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(a) |
Amount Beneficially Owned: 3,351,842 shares
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(b) |
Percent of Class: 5.09%
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(c) |
Number of Shares as to which Such Person has:
|
(i) |
sole power to vote or to direct the vote -0- shares
|
(ii) |
shared power to vote or to direct the vote 3,351,842 shares
|
(iii) |
sole power to dispose or to direct the disposition of -0- shares
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(iv) |
shared power to dispose or to direct the disposition of 3,351,842 shares
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Item 5. |
Ownership of Five Percent or Less of a Class
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Item 6. |
Ownership of More Than Five Percent on Behalf of Another Person
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company
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Item 8. |
Identification and Classification of Members of the Group
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Item 9. |
Notice of Dissolution of Group
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Item 10. |
Certification
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George Kaiser Family Foundation
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By:
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/s/ Frederic Dorwart
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Frederic Dorwart
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||
Power of Attorney
|
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By:
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/s/ Frederic Dorwart
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Frederic Dorwart, Individually
|
||
By:
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/s/ Phil Frohlich
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Phil Frohlich, Individually
|
||
By:
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/s/ Phil Lakin, Jr.
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Phil Lakin, Jr., Individually
|
||
By:
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/s/ Kenneth J. Levit
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Kenneth J. Levit, Individually
|