UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-qualified Stock Option (Right to Buy) | Â (2) | 11/20/2016 | Common Stock | 51,701 | $ 36.75 | D | Â |
Non-qualified Stock Option (Right to Buy) | Â (3) | 11/19/2017 | Common Stock | 28,734 | $ 22.87 | D | Â |
Non-qualified Stock Option (Right to Buy) | Â (4) | 11/17/2018 | Common Stock | 38,029 | $ 8.64 | D | Â |
Non-qualified Stock Option (Right to Buy) | Â (5) | 12/18/2018 | Common Stock | 50,000 | $ 9.59 | D | Â |
Non-qualified Stock Option (Right to Buy) | Â (6) | 11/16/2019 | Common Stock | 56,373 | $ 22.06 | D | Â |
Non-qualified Stock Option (Right to Buy) | Â (7) | 11/15/2020 | Common Stock | 77,960 | $ 30.785 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Gass Michelle 2401 UTAH AVENUE SOUTH, SUITE 800 SEATTLE, WA 98134 |
 |  |  pres, Starbucks Coffee EMEA |  |
/s/ Alejandro C. Torres, attorney-in-fact for Michelle Gass | 10/12/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 52,555 Restricted Stock Units("RSUs") earned on the achievement of performance goals under performance-based restricted stock units. The RSUs vest as follows: 8,585 RSUs vest on November 17, 2011; 21,985 RSUs vest on November 16, 2011 and 21,985 RSUs vest on November 16, 2012. |
(2) | The option became exercisable in one increment of 12,926 shares on November 20, 2007 and three increments of 12,925 shares each on November 20, 2008, November 20, 2009 and November 20, 2010. |
(3) | The option became exercisable in two increments of 7,184 shares each on November 19, 2008 and November 19, 2009, and one increment of 7,183 shares on November 19, 2010 and becomes exercisable as to one increment of 7,183 shares on November 19, 2011. |
(4) | The option became exercisable in one increment of 9,508 shares on November 17, 2009 and one increment of 9,507 shares on November 17, 2010, and becomes exercisable as to two increments of 9,507 shares each on November 17, 2011 and November 17, 2012. |
(5) | The option became exercisable in two increments of 12,500 shares each on December 18, 2009 and December 18, 2010, and becomes exercisable as to two increments of 12,500 shares each on December 18, 2011 and December 18, 2012. |
(6) | The option became exercisable in one increment of 14,094 shares on November 16, 2010 and becomes exercisable as to three increments of 14,093 shares each on November 16, 2011, November 16, 2012 and November 16, 2013. |
(7) | The option becomes exercisable in four increments of 19,490 shares each on November 15, 2011, November 15, 2012, November 15, 2013 and November 15, 2014. |
 Remarks: Exhibit 24 - Power of Attorney attached to this filing. |