UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-A

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

 

HOULIHAN LOKEY, INC.

(Exact name of registrant as specified in its charter)

 

 

Delaware

 

95-2770395

(State of incorporation or organization)

 

(I.R.S. Employer Identification No.)

 

 

 

10250 Constellation Blvd.

 

 

5th Floor

 

 

Los Angeles, California

 

90067

(Address of principal executive offices)

 

(Zip Code)

 

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each class
to be so registered

 

Name of each exchange on which
each class is to be registered

Class A common stock, $0.001 par value per share

 

New York Stock Exchange

 

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. x

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. o

 

Securities Act registration statement file number to which this form relates:  333-205610

 

Securities to be registered pursuant to Section 12(g) of the Act:  None

 

 

 


 

Item 1.        Description of Registrant’s Securities to be Registered.

 

Houlihan Lokey, Inc. (the “Registrant”) hereby incorporates by reference the description of the Registrant’s Class A common stock, $0.001 par value per share, to be registered hereunder contained under the heading “Description of Capital Stock” in the Registrant’s Registration Statement on Form S-1 (File No. 333-205610), as originally filed with the Securities and Exchange Commission (the “Commission”) on July 10, 2015, as subsequently amended (the “Registration Statement”), and in the prospectus included in the Registration Statement to be filed separately by the Registrant with the Commission pursuant to Rule 424(b) under the Securities Act of 1933, as amended, which prospectus shall be deemed to be incorporated by reference herein.

 

Item 2.        Exhibits.

 

Pursuant to the Instructions as to Exhibits for Form 8-A, no exhibits are required to be filed because no other securities of the Registrant are registered on the New York Stock Exchange and the securities registered hereby are not being registered pursuant to Section 12(g) of the Securities Exchange Act of 1934, as amended.

 

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SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

Date: August 10, 2015

HOULIHAN LOKEY, INC.

 

 

 

 

 

By:

/s/ J. Lindsey Alley

 

 

J. Lindsey Alley

 

 

Chief Financial Officer

 

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