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UNITED STATES |
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SECURITIES AND EXCHANGE COMMISSION |
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Washington, D.C. 20549 |
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SCHEDULE 13G/A2
Under the Securities Exchange Act of 1934
(Amendment No. 2)
EXIT FILING
Gentium S.p.A.
(Name of Issuer)
Ordinary Shares/American Depositary Shares
(Title of Class of Securities)
37250B104
(CUSIP Number)
December 5, 2013
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
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Rule 13d-1(b) |
x |
Rule 13d-1(c) |
o |
Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 37250B104 | |||||
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1. |
Names of Reporting Persons. | |||
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
o | ||
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(b) |
o | ||
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3. |
SEC Use Only | |||
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4. |
Citizenship or Place of Organization | |||
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Number of |
5. |
Sole Voting Power | |||
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6. |
Shared Voting Power | ||||
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7. |
Sole Dispositive Power | ||||
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8. |
Shared Dispositive Power | ||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10. |
Check box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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11. |
Percent of Class Represented by Amount in Row (9) | |||
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12. |
Type of Reporting Person (See Instructions) | |||
Item 1(a). |
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Name of Issuer: | ||
Item 1(b). |
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Address of Issuers Principal Executive Offices: | ||
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Item 2(a). |
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Name of Person Filing:
(i) Defiante Farmacêutica S.A. (Defiante) | ||
Item 2(b). |
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Address of Principal Business Office or, in none, Residence: Rua dos Ferreiros, 260 Funchal-Madeira (Portugal) 9000-082 | ||
Item 2(c). |
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Citizenship: | ||
Item 2(d). |
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Title of Class of Securities: | ||
Item 2(e). |
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CUSIP Number: | ||
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Item 3. |
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person is a: | |||
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This Item 3 is not applicable | ||
Item 4. |
Ownership: | ||
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Defiante | ||
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(a) |
Amount beneficially owned: 0 | |
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(b) |
Percent of class: 0% | |
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(c) |
Number of shares as to which such person has:
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(i) |
Sole power to vote or to direct the vote: 0 |
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(ii) |
Shared power to vote or to direct the vote: 0 |
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(iii) |
Sole power to dispose or to direct the disposition of: 0 |
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(iv) |
Shared power to dispose or to direct the disposition of: 0 |
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Item 5. |
Ownership of Five Percent or Less of a Class: | ||
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following x.
On December 5, 2013, Defiante merged with and into Sigma-Tau Industrie Farmaceutiche Riunite S.p.A. (STIFR) (the Merger). Pursuant to the Merger, STIFR succeeded to all of the assets and liabilities of Defiante and became, by operation of law, the direct beneficial owner of the Issuers Common Stock beneficially owned by Defiante immediately prior to the Merger. | |||
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Item 6. |
Ownership of More than Five Percent on Behalf of Another Person: | ||
This is an exit filing made by Defiante. STIFR, as successor owner to Issuers Common Stock previously held by Defiante, has filed a separate Schedule 13G on the same day as this filing in order to report its beneficial ownership of more than 5% of the Common Stock of the Issuer. | |||
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person: | ||
Not Applicable | |||
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Item 8. |
Identification and Classification of Members of the Group: | ||
Not Applicable | |||
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Item 9. |
Notice of Dissolution of Group: | ||
Not Applicable |
Item 10. |
Certification: |
By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: December 5, 2013
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DEFIANTE FARMACÊUTICA S.A. | |
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By: |
/s/ Fabio Amabile |
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Name: Fabio Amabile |
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Title: Attorney-in-fact |