FORM 4
Check
this box if no longer subject to Section 16.
Form 4 or Form 5 obligations may continue. |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
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OMB APPROVAL |
OMB
Number: 3235-0287 |
1. Name and Address of Reporting Person *
(Last)
(First)
(Middle)
(Street)
(City)
(State) (Zip)
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2. Issuer Name and Ticker MICROSOFT CORPORATION (MSFT)
3. I.R.S.
Identification |
4. Statement for
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6. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director
X 10% Owner
X Officer (give title below)
Other (specify below) Chairman of the Board; Chief Software Architect
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security |
2. Transaction Date
(Month/Day/ |
2A. Deemed Execution Date,
if any (Month/Day/ |
3. Transaction Code |
4. Securities Acquired (A)
or Disposed of (D) |
5. Amount of Securities
Beneficially Owned Following Reported Transaction(s) |
6. Ownership Form: Direct
(D) or Indirect (I) |
7. Nature of Indirect
Beneficial Ownership |
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Code |
V |
Amount |
(A) or (D) |
Price |
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Common Stock |
2/19/03 |
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S |
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25,200 |
D |
24.56 |
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Common Stock |
2/19/03 |
|
S |
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174,800 |
D |
24.57 |
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Common Stock |
2/19/03 |
|
S |
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50,000 |
D |
24.58 |
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Common Stock |
2/19/03 |
|
S |
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74,700 |
D |
24.59 |
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Common Stock |
2/19/03 |
|
S |
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130,700 |
D |
24.60 |
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Common Stock |
2/19/03 |
|
S |
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98,200 |
D |
24.61 |
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Common Stock |
2/19/03 |
|
S |
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44,600 |
D |
24.62 |
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Common Stock |
2/19/03 |
|
S |
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22,800 |
D |
24.63 |
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Common Stock |
2/19/03 |
|
S |
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2,200 |
D |
24.64 |
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Common Stock |
2/19/03 |
|
S |
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26,800 |
D |
24.65 |
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Common Stock |
2/19/03 |
|
S |
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350,000 |
D |
24.68 |
1,216,498,600 |
D |
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Common Stock |
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736 |
I |
Through an entity owned by the reporting person |
Common Stock |
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428,520* |
I |
Held by spouse |
Table II - Derivative Securities Acquired, Disposed of, or
Beneficially Owned |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date |
3A. Deemed Execution Date,
if any (Month/Day/ |
4. Transaction Code (Instr. 8) |
5. Number of Derivative
Securities Acquired (A) or Disposed of (D) |
6. Date Exercisable and
Expiration Date |
7. Title and Amount of
Underlying Securities |
8. Price of Derivative
Security |
9. Number of Derivative
Securities Beneficially Owned Following Reported Transaction(s) |
10. Ownership Form of
Derivative Securities: Direct (D) or Indirect (I) |
11. Nature of Indirect
Beneficial Ownership |
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Code |
V |
(A) |
(D) |
Date |
Expiration |
Title |
Amount or Number of Shares |
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Explanation of Responses:
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/s/ Michael Larson ** Signature of Reporting Person |
2/19/03 Date |
Attorney-In-fact.
Duly authorized under Special Power of Attorney appointing Michael Larson attorney-in-fact, dated March 14, 2001, by and on behalf of William H. Gates III, filed as Exhibit B to Cascade Investment's Amendment No. 1 to Schedule 13D with respect to Pan American Silver Corp. on March 19, 2001, SEC File No. 005-52919, and Incorporated by reference herein.
Reminder: Report on a separate
line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional
misstatements or omissions of facts constitute Federal Criminal Violations.
See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
http://www.sec.gov/divisions/corpfin/forms/form4.htm
Last update: 09/05/2002