SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2007
Check here if Amendment |_|; Amendment Number: ______
This Amendment (Check only one.): |_| is a restatement.
|_| adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Sun Life Financial Inc.
Address: 150 King street West
Toronto, Ontario, Canada, M5H 1J9
Form 13F File Number: 28-05799
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: J.M.A. Anderson
Title: Executive Vice-President and Chief Investment Officer
Phone: 416-979-6217
Signature, Place, and Date of Signing:
Toronto, Ontario, November 13, 2007
----------------------- [City, State] [Date]
[Signature]
Report Type (Check only one.):
|_| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
|_| 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
|X| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-06597 McLean Budden
28-04968 MFS
Report Summary:
Number of Other Included Managers: 2
Form 13F Information Table Entry Total: 202
Form 13F Information Table Value Total: US$1,715,605
(Thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
No. Form 13F File Number Name
028-12046 1 Sun Capital Advisers LLC.
028-12047 2 Sun Life Assurance Company of Canada
[Repeat as necessary.]
Form 13F INFORMATION TABLE - SEPTEMBER 30, 2007
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
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VOTING AUTHORITY
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER --------------------
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------------------------------------------------------------------------------------------------------
3M Corporation COM 88579Y101 1,639 17,512 SH SHARED 2 17,512
3M Corporation COM 88579Y101 4,145 44,293 SH SHARED 1 44,293
Acme Packet Inc COM 004764106 15,380 1,000,000 SH SHARED 1 1,000,000
AERCAP HOLDINGS NV SHS N00985106 1,655 66,473 SH SHARED 2 66,473
AERCAP HOLDINGS NV SHS N00985106 4,184 168,096 SH SHARED 1 168,096
Altria Group Inc COM 02209S103 1,705 24,520 SH SHARED 2 24,520
Altria Group Inc COM 02209S103 4,322 62,166 SH SHARED 1 62,166
AT&T Inc COM 00206R102 3,397 80,287 SH SHARED 2 80,287
AT&T Inc COM 00206R102 8,598 203,223 SH SHARED 1 203,223
Biogen Idec Inc COM 09062X103 2,030 30,608 SH SHARED 2 30,608
Biogen Idec Inc COM 09062X103 5,133 77,386 SH SHARED 1 77,386
Boston Scientific COM 101137107 12,546 900,000 SH SHARED 1 900,000
Boston Scientific Corp COM 101137107 1,603 114,930 SH SHARED 2 114,930
Boston Scientific Corp COM 101137107 3,930 281,734 SH SHARED 1 281,734
Bristol-Myers Squibb COM 110122108 1,579 54,780 SH SHARED 2 54,780
Bristol-Myers Squibb COM 110122108 3,993 138,544 SH SHARED 1 138,544
Chevron Corporation COM 166764100 4,724 50,478 SH SHARED 2 50,478
Chevron Corporation COM 166764100 11,930 127,487 SH SHARED 1 127,487
Cisco Systems Inc COM 17275R102 2,444 73,774 SH SHARED 2 73,774
Cisco Systems Inc COM 17275R102 6,192 186,906 SH SHARED 1 186,906
Citadel Broadcasting Corp COM 17285T106 15 3,562 SH SHARED 2 3,562
Citadel Broadcasting Corp COM 17285T106 38 9,025 SH SHARED 1 9,025
Citigroup Inc COM 172967101 3,046 65,258 SH SHARED 2 65,258
Citigroup Inc COM 172967101 7,699 164,966 SH SHARED 1 164,966
Coca-Cola Company COM 191216100 1,770 30,795 SH SHARED 2 30,795
Coca-Cola Company COM 191216100 4,484 78,022 SH SHARED 1 78,022
Comcast Corp CL A 20030N101 1,762 72,851 SH SHARED 2 72,851
Comcast Corp CL A 20030N101 4,451 184,098 SH SHARED 1 184,098
Concurrent Computer Corp COM 206710204 1,255 965,688 SH SHARED 2 965,688
Concurrent Computer Corp COM 206710204 3,181 2,447,158 SH SHARED 1 2,447,158
ConocoPhillips COM 20825C104 2,070 23,589 SH SHARED 2 23,589
ConocoPhillips COM 20825C104 5,229 59,580 SH SHARED 1 59,580
Corning Inc COM 219350105 1,687 68,433 SH SHARED 2 68,433
Corning Inc COM 219350105 4,275 173,410 SH SHARED 1 173,410
Cosi Inc COM 22122P101 1,094 316,079 SH SHARED 2 316,079
Cosi Inc COM 22122P101 2,771 800,817 SH SHARED 1 800,817
CVS Caremark Corporation COM 126650100 2,028 51,182 SH SHARED 2 51,182
CVS Caremark Corporation COM 126650100 5,139 129,674 SH SHARED 1 129,674
Developers Diversified Realty COM 251591103 561 10,049 SH SHARED 2 10,049
Developers Diversified Realty COM 251591103 4,204 75,254 SH SHARED 1 75,254
Dominion Resources Inc COM 25746U109 1,470 17,432 SH SHARED 2 17,432
Dominion Resources Inc COM 25746U109 3,726 44,199 SH SHARED 1 44,199
Douglas Emmett Inc-w/i COM 25960P109 120 4,856 SH SHARED 2 4,856
Douglas Emmett Inc-w/i COM 25960P109 899 36,337 SH SHARED 1 36,337
Dow Chemical Company COM 260543103 1,561 36,242 SH SHARED 2 36,242
Dow Chemical Company COM 260543103 3,947 91,664 SH SHARED 1 91,664
Duke Energy Corp COM 26441C105 1,545 82,688 SH SHARED 2 82,688
Duke Energy Corp COM 26441C105 3,915 209,497 SH SHARED 1 209,497
Dupont (EI) Nemours and Co COM 263534109 1,718 34,657 SH SHARED 2 34,657
Dupont (EI) Nemours and Co COM 263534109 4,351 87,799 SH SHARED 1 87,799
Eastgroup Properties COM 277276101 473 10,455 SH SHARED 2 10,455
Eastgroup Properties COM 277276101 3,552 78,488 SH SHARED 1 78,488
Eastman Kodak Co COM 277461109 1,341 50,128 SH SHARED 2 50,128
Eastman Kodak Co COM 277461109 3,399 127,010 SH SHARED 1 127,010
Eli Lilly & Co COM 532457108 1,492 26,202 SH SHARED 2 26,202
Eli Lilly & Co COM 532457108 3,779 66,376 SH SHARED 1 66,376
Equity Residential Properties SH BEN INT 29476L107 424 9,998 SH SHARED 2 9,998
Equity Residential Properties SH BEN INT 29476L107 3,130 73,889 SH SHARED 1 73,889
Exelon Corporation COM 30161N101 1,799 23,867 SH SHARED 2 23,867
Exelon Corporation COM 30161N101 4,564 60,566 SH SHARED 1 60,566
Exxon Mobil Corp COM 30231G102 7,452 80,507 SH SHARED 2 80,507
Exxon Mobil Corp COM 30231G102 18,934 204,564 SH SHARED 1 204,564
Fedex Corp COM 31428X106 1,283 12,248 SH SHARED 2 12,248
Fedex Corp COM 31428X106 3,251 31,037 SH SHARED 1 31,037
FHLMC COM 313400301 1,383 23,439 SH SHARED 2 23,439
FHLMC COM 313400301 3,504 59,388 SH SHARED 1 59,388
FINISAR Corporation COM 31787A101 5,610 2,018,000 SH SHARED 1 2,018,000
FNMA COM 313586109 1,475 24,260 SH SHARED 2 24,260
FNMA COM 313586109 3,739 61,480 SH SHARED 1 61,480
General Electric Company COM 369604103 7,498 181,108 SH SHARED 2 181,108
General Electric Company COM 369604103 18,964 458,064 SH SHARED 1 458,064
General Growth Properties COM 370021107 570 10,636 SH SHARED 2 10,636
General Growth Properties COM 370021107 4,267 79,578 SH SHARED 1 79,578
Gmh Communities Trust COM 36188G102 455 58,731 SH SHARED 2 58,731
Gmh Communities Trust COM 36188G102 3,395 438,106 SH SHARED 1 438,106
Goldman Sachs Group Inc COM 38141G104 2,602 12,003 SH SHARED 2 12,003
Goldman Sachs Group Inc COM 38141G104 6,601 30,454 SH SHARED 1 30,454
Google Inc-cl A CL A 38259P508 1,755 3,093 SH SHARED 2 3,093
Google Inc-cl A CL A 38259P508 4,442 7,831 SH SHARED 1 7,831
HCP Inc COM 40414L109 476 14,364 SH SHARED 2 14,364
HCP Inc COM 40414L109 3,517 106,040 SH SHARED 1 106,040
Hewlett Packard COM 428236103 1,824 36,629 SH SHARED 2 36,629
Hewlett Packard COM 428236103 4,620 92,796 SH SHARED 1 92,796
Highwoods Properties Inc COM 431284108 618 16,864 SH SHARED 2 16,864
Highwoods Properties Inc COM 431284108 4,632 126,313 SH SHARED 1 126,313
Hilton Hotels Corp COM 432848109 196 4,217 SH SHARED 2 4,217
Hilton Hotels Corp COM 432848109 1,274 27,406 SH SHARED 1 27,406
Honeywell International Inc COM 438516106 1,966 33,063 SH SHARED 2 33,063
Honeywell International Inc COM 438516106 4,973 83,629 SH SHARED 1 83,629
Host Hotels and Resorts Inc COM 44107P104 497 22,158 SH SHARED 2 22,158
Host Hotels and Resorts Inc COM 44107P104 3,749 167,065 SH SHARED 1 167,065
IBM Corp COM 459200101 2,207 18,737 SH SHARED 2 18,737
IBM Corp COM 459200101 5,591 47,465 SH SHARED 1 47,465
Intel Corp COM 458140100 1,933 74,763 SH SHARED 2 74,763
Intel Corp COM 458140100 4,898 189,411 SH SHARED 1 189,411
International Paper Co COM 460146103 1,444 40,263 SH SHARED 2 40,263
International Paper Co COM 460146103 3,660 102,034 SH SHARED 1 102,034
Ishares MSCI UTD KINGD 464286699 3,369 131,000 SH SHARED 1 131,000
Ishares MSCI FRANCE 464286707 4,276 111,200 SH SHARED 1 111,200
Ishares MSCI GERMAN 464286806 915 26,500 SH SHARED 1 26,500
Ishares MSCI MEXICO 464286822 1,655 28,400 SH SHARED 1 28,400
Ishares MSCI JAPAN 464286848 7,533 525,706 SH SHARED 1 525,706
IShares MSCI EAFE IDX 464287465 35,418 428,838 SH SHARED 2 428,838
Ishares Tr MSCI EAFE IDX 464287465 242,999 2,942,233 SH SHARED 1 2,942,233
Johnson & Johnson COM 478160104 2,360 35,927 SH SHARED 2 35,927
Johnson & Johnson COM 478160104 5,980 91,014 SH SHARED 1 91,014
JP Morgan Chase COM 46625H100 3,195 69,740 SH SHARED 2 69,740
JP Morgan Chase COM 46625H100 8,100 176,787 SH SHARED 1 176,787
Kimberly-Clark Corp COM 494368103 1,680 23,915 SH SHARED 2 23,915
Kimberly-Clark Corp COM 494368103 4,261 60,642 SH SHARED 1 60,642
Kimco Realty Corp COM 49446R109 661 14,628 SH SHARED 2 14,628
Kimco Realty Corp COM 49446R109 5,010 110,819 SH SHARED 1 110,819
Kraft Foods Inc CL A 50075N104 586 16,967 SH SHARED 2 16,967
Kraft Foods Inc CL A 50075N104 1,485 43,020 SH SHARED 1 43,020
Lexington Realty Trust COM 529043101 706 35,289 SH SHARED 2 35,289
Lexington Realty Trust COM 529043101 5,277 263,731 SH SHARED 1 263,731
Lowe's Companies COM 548661107 1,426 50,891 SH SHARED 2 50,891
Lowe's Companies COM 548661107 3,614 128,963 SH SHARED 1 128,963
Macerich Company COM 554382101 822 9,380 SH SHARED 2 9,380
Macerich Company COM 554382101 6,150 70,217 SH SHARED 1 70,217
Macy's Inc COM 55616P104 1,285 39,749 SH SHARED 2 39,749
Macy's Inc COM 55616P104 3,255 100,722 SH SHARED 1 100,722
Marvell Technology Group ORD G5876H105 1,475 90,092 SH SHARED 2 90,092
Marvell Technology Group ORD G5876H105 3,737 228,312 SH SHARED 1 228,312
Marvell Technology Group Ltd COM G5876H105 14,733 900,000 SH SHARED 1 900,000
Massey Energy Co COM 576206106 2,898 132,835 SH SHARED 2 132,835
Massey Energy Co COM 576206106 7,343 336,515 SH SHARED 1 336,515
Medical Properties Trust Inc COM 58463J304 502 37,682 SH SHARED 2 37,682
Medical Properties Trust Inc COM 58463J304 3,746 281,215 SH SHARED 1 281,215
Merck & Co Inc COM 589331107 2,064 39,925 SH SHARED 2 39,925
Merck & Co Inc COM 589331107 5,228 101,139 SH SHARED 1 101,139
Merge Healthcare Inc COM 589981109 1,837 417,494 SH SHARED 2 417,494
Merge Healthcare Inc COM 589981109 4,524 1,028,171 SH SHARED 1 1,028,171
Merrill Lynch & Co Inc COM 590188108 1,576 22,110 SH SHARED 2 22,110
Merrill Lynch & Co Inc COM 590188108 4,052 56,843 SH SHARED 1 56,843
Microsoft Corp COM 594918104 3,115 105,726 SH SHARED 2 105,726
Microsoft Corp COM 594918104 7,891 267,853 SH SHARED 1 267,853
Mrv Communications Inc COM 553477100 2,922 1,178,210 SH SHARED 2 1,178,210
Mrv Communications Inc COM 553477100 7,184 2,896,634 SH SHARED 1 2,896,634
MRV Communications Inc COM 553477100 12,613 5,106,503 SH SHARED 1 5,106,503
Nationwide Health Pptys Inc COM 638620104 381 12,653 SH SHARED 2 12,653
Nationwide Health Pptys Inc COM 638620104 2,852 94,640 SH SHARED 1 94,640
Omnicare COM 681904108 16,939 511,300 SH SHARED 1 511,300
Oracle Corporation COM 68389X105 1,931 89,173 SH SHARED 2 89,173
Oracle Corporation COM 68389X105 4,891 225,924 SH SHARED 1 225,924
Penn Real Estate Investment Tr SH BEN INT 709102107 813 20,885 SH SHARED 2 20,885
Penn Real Estate Investment Tr SH BEN INT 709102107 6,119 157,146 SH SHARED 1 157,146
Pepsico Inc COM 713448108 1,740 23,748 SH SHARED 2 23,748
Pepsico Inc COM 713448108 4,400 60,054 SH SHARED 1 60,054
Pfizer Inc COM 717081103 1,986 81,313 SH SHARED 2 81,313
Pfizer Inc COM 717081103 5,039 206,277 SH SHARED 1 206,277
Plum Creek Timber Co Common COM 729251108 779 17,393 SH SHARED 2 17,393
Plum Creek Timber Co Common COM 729251108 5,799 129,568 SH SHARED 1 129,568
Powershares QQQ Nasdaq 100 COM 73935A104 20,192 393,000 SH SHARED 1 393,000
Procter & Gamble Co COM 742718109 2,520 35,826 SH SHARED 2 35,826
Procter & Gamble Co COM 742718109 6,385 90,770 SH SHARED 1 90,770
Prologis SH BEN INT 743410102 853 12,849 SH SHARED 2 12,849
Prologis SH BEN INT 743410102 6,313 95,143 SH SHARED 1 95,143
Public Storage COM 74460D109 441 5,601 SH SHARED 2 5,601
Public Storage COM 74460D109 3,276 41,656 SH SHARED 1 41,656
Qualcom Inc COM 747525103 1,528 36,149 SH SHARED 2 36,149
Qualcom Inc COM 747525103 3,870 91,582 SH SHARED 1 91,582
Rackable Systems Inc COM 750077109 1,714 132,138 SH SHARED 2 132,138
Rackable Systems Inc COM 750077109 4,202 323,952 SH SHARED 1 323,952
Rackable Systems Inc COM 750077109 12,189 940,500 SH SHARED 1 940,500
Regency Centers Corp COM 758849103 517 6,737 SH SHARED 2 6,737
Regency Centers Corp COM 758849103 3,818 49,744 SH SHARED 1 49,744
Simon Property Group Inc COM 828806109 1,153 11,528 SH SHARED 2 11,528
Simon Property Group Inc COM 828806109 8,602 86,022 SH SHARED 1 86,022
SL Green Realty Corp COM 78440X101 761 6,517 SH SHARED 2 6,517
SL Green Realty Corp COM 78440X101 5,673 48,586 SH SHARED 1 48,586
SPDR Trust COM 78462F103 692,878 4,538,405 SH SHARED 1 4,538,405
Sprint Nextel Corp COM 852061100 1,582 83,275 SH SHARED 2 83,275
Sprint Nextel Corp COM 852061100 4,002 210,615 SH SHARED 1 210,615
Tenet Healthcare Corp COM 88033G100 1,678 499,374 SH SHARED 2 499,374
Tenet Healthcare Corp COM 88033G100 5,618 1,672,166 SH SHARED 1 1,672,166
Time Warner Inc COM 887317105 1,693 92,211 SH SHARED 2 92,211
Time Warner Inc COM 887317105 4,272 232,682 SH SHARED 1 232,682
United Technologies Corp COM 913017109 1,946 24,185 SH SHARED 2 24,185
United Technologies Corp COM 913017109 4,925 61,194 SH SHARED 1 61,194
Unitedhealth Group Inc COM 91324P102 1,554 32,093 SH SHARED 2 32,093
Unitedhealth Group Inc COM 91324P102 3,931 81,167 SH SHARED 1 81,167
Ventas Inc COM 92276F100 949 22,920 SH SHARED 2 22,920
Ventas Inc COM 92276F100 7,080 171,024 SH SHARED 1 171,024
Verizon Communications Inc COM 92343V104 1,605 36,244 SH SHARED 2 36,244
Verizon Communications Inc COM 92343V104 4,059 91,661 SH SHARED 1 91,661
Viacom Inc-class B CL B 92553P201 1,525 39,121 SH SHARED 2 39,121
Viacom Inc-class B CL B 92553P201 3,863 99,121 SH SHARED 1 99,121
Vornado Realty Trust SH BEN INT 929042109 774 7,080 SH SHARED 2 7,080
Vornado Realty Trust SH BEN INT 929042109 5,782 52,872 SH SHARED 1 52,872
Wachovia Corp COM 929903102 1,931 38,506 SH SHARED 2 38,506
Wachovia Corp COM 929903102 4,857 96,859 SH SHARED 1 96,859
Wal-Mart Stores Inc COM 931142103 1,293 29,613 SH SHARED 2 29,613
Wal-Mart Stores Inc COM 931142103 3,277 75,073 SH SHARED 1 75,073
Walt Disney Co COM 254687106 1,595 46,387 SH SHARED 2 46,387
Walt Disney Co COM 254687106 4,042 117,528 SH SHARED 1 117,528
Wellpoint Inc COM 94973V107 1,489 18,863 SH SHARED 2 18,863
Wellpoint Inc COM 94973V107 3,771 47,786 SH SHARED 1 47,786
Wells Fargo & Co COM 949746101 3,119 87,560 SH SHARED 2 87,560
Wells Fargo & Co COM 949746101 7,936 222,784 SH SHARED 1 222,784
Wyeth COM 983024100 1,442 32,373 SH SHARED 2 32,373
Wyeth COM 983024100 3,655 82,033 SH SHARED 1 82,033
1,715,605 47,347,467 47,347,467