UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13D-1(b) (c), AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)/1/
Amendment No. 1
H&R Block
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
093671 10 5
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(CUSIP Number)
December 31, 2001
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[X] Rule 13d-1(b)
[_] Rule 13d-1(c)
[_] Rule 13d-1(d)
/1/ The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
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CUSIP No. 093671 10 5 13G Page 2 of 12 Pages
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NAME OF REPORTING PERSON
1. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Warren E. Buffett
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2. (a) [X]
(b) [_]
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SEC USE ONLY
3.
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CITIZENSHIP OR PLACE OF ORGANIZATION
4.
United States Citizen
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SOLE VOTING POWER
5.
NUMBER OF
-0-
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6.
OWNED BY 15,999,200
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7.
REPORTING
-0-
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8.
15,999,200
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9.
15,999,200
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10.
[_]
Not Applicable
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11.
8.76
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TYPE OF REPORTING PERSON
12.
IN
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CUSIP No. 093671 10 5 13G Page 3 of 12 Pages
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NAME OF REPORTING PERSON
1. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Berkshire Hathaway Inc.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2. (a) [X]
(b) [_]
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SEC USE ONLY
3.
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CITIZENSHIP OR PLACE OF ORGANIZATION
4.
Delaware Corporation
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SOLE VOTING POWER
5.
NUMBER OF
-0-
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6.
OWNED BY 15,999,200
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7.
REPORTING
-0-
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8.
15,999,200
------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9.
15,999,200
------------------------------------------------------------------------------
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10.
[_]
Not Applicable
------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11.
8.76
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TYPE OF REPORTING PERSON
12.
HC, CO
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CUSIP No. 093671 10 5 13G Page 4 of 12 Pages
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NAME OF REPORTING PERSON
1. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
OBH, Inc.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2. (a) [X]
(b) [_]
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SEC USE ONLY
3.
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CITIZENSHIP OR PLACE OF ORGANIZATION
4.
Delaware Corporation
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SOLE VOTING POWER
5.
NUMBER OF
-0-
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6.
OWNED BY 15,999,200
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7.
REPORTING
-0-
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8.
15,999,200
------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9.
15,999,200
------------------------------------------------------------------------------
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10.
[_]
Not Applicable
------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11.
8.76
------------------------------------------------------------------------------
TYPE OF REPORTING PERSON
12.
HC, CO
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CUSIP No. 093671 10 5 13G Page 5 of 12 Pages
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NAME OF REPORTING PERSON
1. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
National Indemnity Company
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2. (a) [X]
(b) [_]
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SEC USE ONLY
3.
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CITIZENSHIP OR PLACE OF ORGANIZATION
4.
Nebraska Corporation
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SOLE VOTING POWER
5.
NUMBER OF
-0-
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6.
OWNED BY 15,999,200
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7.
REPORTING
-0-
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8.
15,999,200
------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9.
15,999,200
------------------------------------------------------------------------------
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10.
[_]
Not Applicable
------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11.
8.76
------------------------------------------------------------------------------
TYPE OF REPORTING PERSON
12.
IC, CO
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Item 1(a). Name of Issuer:
H & R Block
Item 1(b). Address of Issuer's Principal Executive Offices:
4400 Main Street
Kansas City, Missouri 64111
Item 2(a). Name of Persons Filing:
Item 2(b). Address of Principal Business Office:
Item 2(c). Citizenship:
Warren E. Buffett
1440 Kiewit Plaza
Omaha, Nebraska 68131
United States citizen
Berkshire Hathaway Inc.
1440 Kiewit Plaza
Omaha, Nebraska 68131
Delaware Corporation
OBH, Inc.
1440 Kiewit Plaza
Omaha, Nebraska 68131
Delaware Corporation
National Indemnity Company
3024 Harney Street
Omaha, Nebraska 68131
Nebraska Corporation
Item 2(d). Title of Class of Securities:
Common Stock
Item 2(e). CUSIP Number:
093671 10 5
Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or
(c), check whether the person filing is a:
(a) [_] Broker or Dealer registered under Section 15 of the Act.
(b) [_] Bank as defined in Section 3(a) (6) of the Act
(c) [X] Insurance Company as defined in Section 3(a)(19)
Page 6 of 12
of the Act.
National Indemnity Company
(d) [_] Investment company registered under section 8 of the Investment
Company Act of 1940.
(e) [_] An investment adviser in accordance with
Rule 13d-1(b)(1)(ii)(E);
(f) [_] An employee benefit plan or endowment fund in accordance with
Rule 13d-1(b)(1)(ii)(F);
(g) [X] A parent holding company or control person in accordance with
Rule 13d-1(b)(1)(ii)(G);
OBH, Inc,
Berkshire Hathaway Inc.
Warren E. Buffet (an individual who may be deemed to control
Berkshire Hathway Inc.)
(h) [_] A savings associations as defined in Section 3(b) of the Federal
Deposit Insurance Act;
(i) [_] A church plan that is excluded from the definition of an
investment company under section 3(c)(14) of the Investment
Company Act;
(j) [X] Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
See Exhibit A
Item 4. Ownership.
(a) Amount beneficially owned:
15,999,200
(b) Percent of class:
8.76
(c) Number of shares as to which the person has:
(i) sole power to vote or to direct the vote:
Page 7 of 12
-0-
(ii) shared power to vote or to direct the vote:
15,999,200
(iii) sole power to dispose or to direct the disposition of:
-0-
(iv) shared power to dispose or to direct the disposition of:
15,999,200
Berkshire Hathaway Inc.
(a) Amount Beneficially Owned:
15,999,200
(b) Percent of Class:
8.76
(c) Number of shares as to which the person has:
(i) sole power to vote or to direct the vote:
-0-
(ii) shared power to vote or to direct the vote:
15,999,200
(iii) sole power to dispose or to direct the disposition of:
-0-
(iv) shared power to dispose or to direct the disposition of:
15,999,200
Page 8 of 12
(a) Amount beneficially owned:
15,999,200
(b) Percent of class:
8.76
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote
-0-
(ii) Shared power to vote or to direct the vote
15,999,200
(iii) Sole power to dispose or to direct the disposition of
-0-
(iv) Shared power to dispose or to direct the disposition of
15,999,200
National Indemnity Company
(a) Amount beneficially owned:
15,999,200
(b) Percent of class:
8.76
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote
-0-
(ii) Shared power to vote or to direct the vote
15,999,200
(iii) Sole power to dispose or to direct the disposition of
Page 9 of 12
disposition of:
-0-
(iv) Shared power to dispose or to direct the disposition of
15,999,200
Item 5. Ownership of Five Percent or Less of a Class.
Not applicable
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not applicable
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on by the Parent Holding Company or Control
Person.
See Exhibit A
Item 8. Identification and Classification of Members of the Group.
See Exhibit A
Item 9. Notice of Dissolution of a Group
Not applicable
Item 10. Certification
By signing below I certify that, to the best of my knowledge and belief, the
securities referred to above were acquired and are held in the ordinary course
of business and were not acquired and are not held for the purpose of or with
the effect of changing or influencing the control of the issuer of the
securities and were not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect.
Page 10 of 12
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date this 14th day of February, 2002
/s/ Warren E. Buffett
-----------------------------------
Warren E. Buffett
BERKSHIRE HATHAWAY INC. OBH, INC
By: /s/ Warren E. Buffett By: /s/ Warren E. Buffett
------------------------- ---------------------------
Warren E. Buffett Warren E. Buffett
Chairman of the Board Chairman of the Board
NATIONAL INDEMNITY COMPANY
By: /s/ Warren E. Buffett
-------------------------
Warren E. Buffett
Chairman of the Board
Page 11 of 12
Exhibit A
MEMBERS OF FILING GROUP
PARENT HOLDING COMPANY:
Berkshire Hathaway Inc.
OBH, Inc.
warren E. Buffett (an individual who may be deemed to control Berkshire Hathaway
Inc.)
RELEVANT SUBSIDIARIES THAT ARE INSURANCE COMPANIES AS DEFINED IN SECTION 3(a)
(19) OF ACT:
National Indemnity Company
Page 12 of 12