FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number: 811-8568
John Hancock Bank and Thrift Opportunity Fund
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(Exact name of registrant as specified in charter)
601 Congress Street
Boston, Massachusetts 02210-2805
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(Address of principal executive offices)
Noel Maffucci
John Hancock Advisers, LLC
601 Congress Street
Boston, Massachusetts 02210-2805
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(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-225-5291
Date of Fiscal year-end: 6/30/2006
Date of reporting period: 07/01/2005 - 06/30/2006
Item 1. Proxy Voting Record
BANK & THRIFT
ALABAMA NATIONAL BANCORPORATION
Ticker: ALAB Security ID: 010317105
Meeting Date: MAY 3, 2006 Meeting Type: Annual
Record Date: MAR 17, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Ray Barnes For For Management
1.2 Elect Director Griffin A. Greene For For Management
1.3 Elect Director C. Phillip Mcwane For For Management
1.4 Elect Director G. Ruffner Page, Jr. For For Management
1.5 Elect Director Bobby A. Bradley For For Management
1.6 Elect Director John H. Holcomb III For For Management
1.7 Elect Director William D. Montgomery For For Management
1.8 Elect Director John M. Plunk For For Management
1.9 Elect Director Dan M. David For For Management
1.10 Elect Director John D. Johns For For Management
1.11 Elect Director Richard Murray Iv For For Management
1.12 Elect Director W. Stancil Starnes For For Management
1.13 Elect Director John V. Denson For For Management
1.14 Elect Director John J. Mcmahon, Jr. For For Management
1.15 Elect Director C. Lloyd Nix For For Management
1.16 Elect Director W. Edgar Welden For For Management
2 Ratify Auditors For For Management
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AMEGY BANCORPORATION INC
Ticker: ABNK Security ID: 02343R102
Meeting Date: OCT 11, 2005 Meeting Type: S
Record Date: AUG 31, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.00 Approve merger/acquisition For For Management
2.00 Adjourn meeting For For Management
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AMERICANWEST BANCORPORATION
Ticker: AWBC Security ID: 03058P109
Meeting Date: APR 25, 2006 Meeting Type: Annual
Record Date: MAR 20, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Frank Armijo For For Management
1.2 Elect Director Robert M. Daugherty For For Management
1.3 Elect Director Craig D. Eerkes For For Management
1.4 Elect Director Donald H. Livingstone For For Management
1.5 Elect Director Donald H. Swartz For For Management
1.6 Elect Director P. Mike Taylor For For Management
2 Approve Omnibus Stock Plan For Against Management
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AMERIS BANCORP
Ticker: ABCB Security ID: 03076K108
Meeting Date: MAY 16, 2006 Meeting Type: Annual
Record Date: MAR 7, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Hunnicutt For For Management
1.2 Elect Director Glenn A. Kirbo For For Management
1.3 Elect Director Eugene M. Vereen, Jr. For For Management
2 Ratify Auditors For For Management
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AMSOUTH BANCORPORATION
Ticker: ASO Security ID: 032165102
Meeting Date: APR 20, 2006 Meeting Type: Annual
Record Date: FEB 21, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martha R. Ingram For For Management
1.2 Elect Director Charles D. McCrary For For Management
1.3 Elect Director C. Dowd Ritter For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Report on Political Contributions Against Abstain Shareholder
5 Ammend EEO Statement to Prohibit Against Abstain Shareholder
Discrimination Based on Sexual
Orientation
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ASTORIA FINANCIAL CORP.
Ticker: AF Security ID: 046265104
Meeting Date: MAY 17, 2006 Meeting Type: Annual
Record Date: MAR 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerard C. Keegan For For Management
1.2 Elect Director Andrew M. Burger For For Management
1.3 Elect Director Denis J. Connors For For Management
1.4 Elect Director Thomas J. Donahue For For Management
2 Ratify Auditors For For Management
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BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: APR 26, 2006 Meeting Type: Annual
Record Date: MAR 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Barnet, III For For Management
1.2 Elect Director Frank P. Bramble, Sr. For For Management
1.3 Elect Director John T. Collins For For Management
1.4 Elect Director Gary L. Countryman For For Management
1.5 Elect Director Tommy R. Franks For For Management
1.6 Elect Director Paul Fulton For For Management
1.7 Elect Director Charles K. Gifford For For Management
1.8 Elect Director W. Steven Jones For For Management
1.9 Elect Director Kenneth D. Lewis For For Management
1.10 Elect Director Monica C. Lozano For For Management
1.11 Elect Director Walter E. Massey For For Management
1.12 Elect Director Thomas J. May For For Management
1.13 Elect Director Patricia E. Mitchell For For Management
1.14 Elect Director Thomas M. Ryan For For Management
1.15 Elect Director O. Temple Sloan, Jr. For For Management
1.16 Elect Director Meredith R. Spangler For For Management
1.17 Elect Director Robert L. Tillman For For Management
1.18 Elect Director Jackie M. Ward For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Publish Political Contributions Against Abstain Shareholder
5 Require a Majority Vote for the Election Against For Shareholder
of Directors
6 Provide for an Independent Chairman Against Against Shareholder
7 Exclude Reference to Sexual Orientation Against Abstain Shareholder
from the Company's EEO Statement
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BANK OF NEW YORK CO., INC., THE
Ticker: BK Security ID: 064057102
Meeting Date: APR 11, 2006 Meeting Type: Annual
Record Date: FEB 21, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Biondi For For Management
1.2 Elect Director Nicholas M. Donofrio For For Management
1.3 Elect Director Gerald L. Hassel For For Management
1.4 Elect Director Richard J. Kogan For For Management
1.5 Elect Director Michael J. Kowalski For For Management
1.6 Elect Director John A. Luke, Jr. For For Management
1.7 Elect Director John C. Malone For For Management
1.8 Elect Director Paul Myners For For Management
1.9 Elect Director Catherine A. Rein For For Management
1.10 Elect Director Thomas A. Renyi For For Management
1.11 Elect Director William C. Richardson For For Management
1.12 Elect Director Brian l. Roberts For For Management
1.13 Elect Director Samuel C. Scott, III For For Management
1.14 Elect Director Richard C. Vaughan For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against Against Shareholder
4 Reimbursement of Expenses of Opposition Against Against Shareholder
Candidates
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BB&T CORPORATION
Ticker: BBT Security ID: 054937107
Meeting Date: APR 25, 2006 Meeting Type: Annual
Record Date: FEB 28, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2 Amend Nomination Procedures for the Board For For Management
3.1 Elect Director Jennifer S. Banner For For Management
3.2 Elect Director Nelle R. Chilton For For Management
3.3 Elect Director L. Vincent Hackley For For Management
3.4 Elect Director Jane P. Helm For For Management
3.5 Elect Director James H. Maynard For For Management
3.6 Elect Director E. Rhone Sasser For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
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BENJAMIN FRANKLIN BANCORP INC
Ticker: BFBC Security ID: 082073107
Meeting Date: MAY 11, 2006 Meeting Type: Annual
Record Date: MAR 20, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William P. Bissonnette For For Management
1.2 Elect Director Paul E. Capasso For For Management
1.3 Elect Director Jonathan A. Haynes For For Management
1.4 Elect Director Anne M. King For For Management
1.5 Elect Director Neil E. Todreas For For Management
1.6 Elect Director Charles Yergatian For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
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BEVERLY NATIONAL CORP.
Ticker: BNV Security ID: 088115100
Meeting Date: APR 25, 2006 Meeting Type: Annual
Record Date: MAR 21, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors For For Management
2 Elect Director JOHN N. FISHER For For Management
3 Elect Director ALICE B. GRIFFIN For For Management
4 Elect Director ROBERT W. LUSCINSKI For For Management
5 Elect Director PAMELA C. SCOTT For For Management
6 Ratify Auditors For For Management
7 Increase Authorized Common Stock For For Management
8 Other Business For For Management
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BOK FINANCIAL CORP.
Ticker: BOKF Security ID: 05561Q201
Meeting Date: APR 25, 2006 Meeting Type: Annual
Record Date: MAR 1, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory S. Allen For For Management
1.2 Elect Director C. Fred Ball, Jr. For For Management
1.3 Elect Director Sharon J. Bell For For Management
1.4 Elect Director Peter C. Boylan, III For For Management
1.5 Elect Director Chester Cadieux, III For For Management
1.6 Elect Director Paula Marshall-Chapman For Withhold Management
1.7 Elect Director William E. Durrett For For Management
1.8 Elect Director Robert G. Greer For For Management
1.9 Elect Director David F. Griffin For For Management
1.10 Elect Director V. Burns Hargis For For Management
1.11 Elect Director E. Carey Joullian, IV For For Management
1.12 Elect Director George B. Kaiser For For Management
1.13 Elect Director Judith Z. Kishner For For Management
1.14 Elect Director Thomas L. Kivisto For For Management
1.15 Elect Director David L. Kyle For For Management
1.16 Elect Director Robert J. LaFortune For For Management
1.17 Elect Director Stanley A. Lybarger For For Management
1.18 Elect Director Steven J. Malcolm For For Management
2 Amend Stock Option Plan For Against Management
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CAMDEN NATIONAL CORP.
Ticker: CAC Security ID: 133034108
Meeting Date: APR 25, 2006 Meeting Type: Annual
Record Date: MAR 15, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ann W. Bresnahan For For Management
1.2 Elect Director Robert W. Daigle For For Management
1.3 Elect Director Rendle A. Jones For For Management
2 Ratify Auditors For For Management
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CAPITAL CITY BANK GROUP, INC.
Ticker: CCBG Security ID: 139674105
Meeting Date: APR 25, 2006 Meeting Type: Annual
Record Date: FEB 28, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dubose Ausley For For Management
1.2 Elect Director Frederick Carroll, III For For Management
1.3 Elect Director John K. Humphress For For Management
1.4 Elect Director Henry Lewis III For For Management
2 Ratify Auditors For For Management
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CAPITAL ONE FINANCIAL CORP.
Ticker: COF Security ID: 14040H105
Meeting Date: APR 27, 2006 Meeting Type: Annual
Record Date: FEB 28, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Fairbank For For Management
1.2 Elect Director E.R. Campbell For For Management
1.3 Elect Director Stanley Westreich For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Require a Majority Vote for the Election Against Against Shareholder
of Directors
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CARDINAL FINANCIAL CORP.
Ticker: CFNL Security ID: 14149F109
Meeting Date: APR 21, 2006 Meeting Type: Annual
Record Date: MAR 7, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bernard H. Clineburg For For Management
1.2 Elect Director James D. Russo For For Management
1.3 Elect Director John H. Rust, Jr. For For Management
1.4 Elect Director George P. Shafran For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Deferred Compensation Plan For For Management
4 Ratify Auditors For For Management
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CASCADE BANCORP
Ticker: CACB Security ID: 147154108
Meeting Date: APR 17, 2006 Meeting Type: Annual
Record Date: FEB 17, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerol E. Andres For For Management
1.2 Elect Director Henry H. Hewitt For For Management
1.3 Elect Director Judi Johansen For For Management
1.4 Elect Director Clarence Jones For For Management
1.5 Elect Director Thomas M. Wells For For Management
2 Issue Shares in Connection with an For For Management
Acquisition
3 Amend Omnibus Stock Plan For For Management
4 Adjourn Meeting For For Management
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CHITTENDEN CORP.
Ticker: CHZ Security ID: 170228100
Meeting Date: APR 19, 2006 Meeting Type: Annual
Record Date: MAR 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John K. Dwight For For Management
1.2 Elect Director Lyn Hutton For For Management
1.3 Elect Director Paul A. Perrault For For Management
1.4 Elect Director Mark W. Richards For For Management
2 Ratify Auditors For For Management
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CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 18, 2006 Meeting Type: Annual
Record Date: FEB 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Alain J.P. Belda For For Management
1.3 Elect Director George David For For Management
1.4 Elect Director Kenneth T. Derr For For Management
1.5 Elect Director John M. Deutch For For Management
1.6 Elect Director Roberto Hernandez Ramirez For For Management
1.7 Elect Director Ann Dibble Jordan For For Management
1.8 Elect Director Klaus Kleinfeld For For Management
1.9 Elect Director Andrew N. Liveris For For Management
1.10 Elect Director Dudley C. Mecum For For Management
1.11 Elect Director Anne M. Mulcahy For For Management
1.12 Elect Director Richard D. Parsons For For Management
1.13 Elect Director Charles Prince For For Management
1.14 Elect Director Dr. Judith Rodin For For Management
1.15 Elect Director Robert E. Rubin For For Management
1.16 Elect Director Franklin A. Thomas For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For Management
4 Reduce Supermajority Vote Requirement For For Management
5 Reduce Supermajority Vote Requirement For For Management
6 End Issuance of Options and Prohibit Against Against Shareholder
Repricing
7 Report on Political Contributions Against Abstain Shareholder
8 Report on Charitable Contributions Against Abstain Shareholder
9 Performance-Based Equity Awards Against Abstain Shareholder
10 Reimbursement of Expenses Incurred by Against Abstain Shareholder
Shareholder(s)
11 Separate Chairman and CEO Positions Against Against Shareholder
12 Clawback of Payments Under Restatement Against Against Shareholder
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CITY HOLDING CO.
Ticker: CHCO Security ID: 177835105
Meeting Date: MAY 10, 2006 Meeting Type: Annual
Record Date: MAR 17, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Hambrick For For Management
1.2 Elect Director James L. Rossi For For Management
1.3 Elect Director James E. Songer, II For For Management
1.4 Elect Director Mary E. Hooten Williams For For Management
2 Amend Director Liability Provisions For For Management
3 Increase Supermajority Vote Requirement For Against Management
for Removal of Directors
4 Amend Articles/Bylaws/Charter General For For Management
Matters
5 Ratify Auditors For For Management
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CITY NATIONAL CORP.
Ticker: CYN Security ID: 178566105
Meeting Date: APR 26, 2006 Meeting Type: Annual
Record Date: MAR 1, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth L. Coleman For For Management
1.2 Elect Director Peter M. Thomas For For Management
1.3 Elect Director Christopher J. Warmuth For For Management
2 Ratify Auditors For For Management
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COBIZ INC.
Ticker: COBZ Security ID: 190897108
Meeting Date: MAY 18, 2006 Meeting Type: Annual
Record Date: MAR 29, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven Bangert For For Management
1.2 Elect Director Michael B. Burgamy For Withhold Management
1.3 Elect Director Jerry W. Chapman For For Management
1.4 Elect Director Morgan Gust For For Management
1.5 Elect Director Thomas M. Longust For For Management
1.6 Elect Director Jonathan C. Lorenz For For Management
1.7 Elect Director Evan Makovsky For For Management
1.8 Elect Director Harold F. Mosanko For For Management
1.9 Elect Director Howard R. Ross For Withhold Management
1.10 Elect Director Noel N. Rothman For For Management
1.11 Elect Director Timothy J. Travis For For Management
1.12 Elect Director Mary Beth Vitale For For Management
1.13 Elect Director Mary White For For Management
2 Ratify Auditors For For Management
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COLONIAL BANCGROUP, INC., THE
Ticker: CNB Security ID: 195493309
Meeting Date: APR 19, 2006 Meeting Type: Annual
Record Date: FEB 21, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis E. Beville For For Management
1.2 Elect Director Deborah L. Linden For For Management
1.3 Elect Director John Ed Mathison For For Management
1.4 Elect Director Joe D. Mussafer For For Management
1.5 Elect Director Edward V. Welch For For Management
2 Amend Articles/Bylaws/Charter-Non-Routine For For Management
3 Approve Omnibus Stock Plan For For Management
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COLUMBIA BANCORP MARYLAND
Ticker: CBMD Security ID: 197227101
Meeting Date: DEC 5, 2005 Meeting Type: S
Record Date: NOV 2, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.00 Approve merger/acquisition For For Management
2.00 Adjourn meeting For For Management
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COLUMBIA BANCORP/OREGON
Ticker: CBBO Security ID: 197231103
Meeting Date: APR 27, 2006 Meeting Type: Annual
Record Date: MAR 1, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lori R. Boyd For For Management
1.2 Elect Director Jean S. McKinney For For Management
1.3 Elect Director Richard E. Betz For For Management
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COLUMBIA BANKING SYSTEM, INC.
Ticker: COLB Security ID: 197236102
Meeting Date: APR 26, 2006 Meeting Type: Annual
Record Date: MAR 1, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Melanie J. Dressel For For Management
1.2 Elect Director John P. Folsom For For Management
1.3 Elect Director Frederick M. Goldberg For For Management
1.4 Elect Director Thomas M. Hulbert For For Management
1.5 Elect Director Thomas L. Matson For For Management
1.6 Elect Director Daniel C. Regis For For Management
1.7 Elect Director Donald Rodman For For Management
1.8 Elect Director William T. Weyerhaeuser For For Management
1.9 Elect Director James M. Will For For Management
2 Amend Qualified Employee Stock Purchase For For Management
Plan
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COMERICA INC.
Ticker: CMA Security ID: 200340107
Meeting Date: MAY 16, 2006 Meeting Type: Annual
Record Date: MAR 17, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lillian Bauder For For Management
1.2 Elect Director Anthony F. Earley, Jr. For For Management
1.3 Elect Director Robert S. Taubman For For Management
1.4 Elect Director Reginald M. Turner, Jr. For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
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COMMERCIAL BANKSHARES, INC.
Ticker: CLBK Security ID: 201607108
Meeting Date: APR 20, 2006 Meeting Type: Annual
Record Date: MAR 6, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph W. Armaly For For Management
1.2 Elect Director Jack J. Partagas For For Management
1.3 Elect Director Cromwell A. Anderson For For Management
1.4 Elect Director Robert Namoff For For Management
1.5 Elect Director Sherman Simon For For Management
1.6 Elect Director Michael W. Sontag For For Management
1.7 Elect Director Martin Yelen For For Management
2 Other Business For For Management
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COMMERCIAL CAPITAL BANCORP, INC.
Ticker: CCBI Security ID: 20162L105
Meeting Date: APR 25, 2006 Meeting Type: Annual
Record Date: MAR 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Rand Sperry For For Management
1.2 Elect Director Mark E. Schaffer For For Management
1.3 Elect Director Richard A. Sanchez For For Management
2 Ratify Auditors For For Management
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COMMUNITY BANCORP
Ticker: CBON Security ID: 20343T100
Meeting Date: MAY 18, 2006 Meeting Type: Annual
Record Date: APR 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence K. Scott For For Management
1.2 Elect Director Charles R. Norton For For Management
1.3 Elect Director Jacob D. Bingham For For Management
1.4 Elect Director Gary W. Stewart For For Management
1.5 Elect Director Edward M. Jamison For For Management
1.6 Elect Director Russell C. Taylor For For Management
1.7 Elect Director Jack Woodcock For For Management
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COMMUNITY BANKS, INC.
Ticker: CMTY Security ID: 203628102
Meeting Date: MAY 9, 2006 Meeting Type: Annual
Record Date: MAR 15, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aaron S. Kurtz For For Management
1.2 Elect Director Earl L. Mummert For For Management
1.3 Elect Director Allen Shaffer For For Management
1.4 Elect Director Glenn H. Weaver For For Management
2 Reduce Supermajority Vote Requirement For For Management
3 Other Business For For Management
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COMPASS BANCSHARES, INC.
Ticker: CBSS Security ID: 20449H109
Meeting Date: APR 17, 2006 Meeting Type: Annual
Record Date: MAR 8, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles W. Daniel For For Management
1.2 Elect Director William E. Davenport For For Management
1.3 Elect Director Charles E. McMahen For For Management
2 Approve Omnibus Stock Plan For Against Management
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COUNTRYWIDE FINANCIAL CORP.
Ticker: CFC Security ID: 222372104
Meeting Date: JUN 14, 2006 Meeting Type: Annual
Record Date: APR 17, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen Brown For Withhold Management
1.2 Elect Director Jeffrey M. Cunningham For For Management
1.3 Elect Director Martin R. Melone For For Management
1.4 Elect Director Robert T. Parry For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
4 Approve Report of the Compensation Against Against Shareholder
Committee
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CULLEN/FROST BANKERS, INC.
Ticker: CFR Security ID: 229899109
Meeting Date: APR 27, 2006 Meeting Type: Annual
Record Date: MAR 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Crawford H. Edwards For For Management
1.2 Elect Director Ruben M. Escobedo For For Management
1.3 Elect Director Patrick B. Frost For For Management
1.4 Elect Director Robert S. McClane For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
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DEARBORN BANCORP, INC.
Ticker: DEAR Security ID: 24242R108
Meeting Date: MAY 16, 2006 Meeting Type: Annual
Record Date: MAR 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Himick For For Management
1.2 Elect Director Jeffrey G. Longstreth For For Management
1.3 Elect Director Michael J. Ross For For Management
1.4 Elect Director Robert C. Schwyn For For Management
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DESERT COMMUNITY BANK
Ticker: DCBK Security ID: 25037Y109
Meeting Date: MAY 9, 2006 Meeting Type: Annual
Record Date: MAR 13, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Establish Range For Board Size For For Management
2 Fix Number of Directors For For Management
3.1 Elect Director Charles R. Brammer For For Management
3.2 Elect Director Donald P. Brithinee For For Management
3.3 Elect Director Terry E. Caldwell For For Management
3.4 Elect Director J. Frank Ferre For For Management
3.5 Elect Director Robert Lovingood For For Management
3.6 Elect Director Allen L. Mckellips For For Management
3.7 Elect Director Robin Pellissier For For Management
3.8 Elect Director Alfred D. Smith For For Management
3.9 Elect Director George Vulich For For Management
3.10 Elect Director Ronald L. Wilson For For Management
3.11 Elect Director Caroll Yule For For Management
3.12 Elect Director Charles R. Brammer For For Management
3.13 Elect Director Donald P. Brithinee For For Management
3.14 Elect Director Terry E. Caldwell For For Management
3.15 Elect Director J. Frank Ferre For For Management
3.16 Elect Director Allen L. Mckellips For For Management
3.17 Elect Director Robin Pellissier For For Management
3.18 Elect Director Alfred D. Smith For For Management
3.19 Elect Director George Vulich For For Management
3.20 Elect Director Ronald L. Wilson For For Management
3.21 Elect Director Caroll Yule For For Management
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DNB FINANCIAL CORP.
Ticker: DNBF Security ID: 233237106
Meeting Date: APR 27, 2006 Meeting Type: Annual
Record Date: MAR 2, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas A. Fillippo, Sr. For For Management
1.2 Elect Director James J. Koegel For For Management
1.3 Elect Director Eli Silberman For For Management
2 Ratify Auditors For For Management
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EAST WEST BANCORP, INC.
Ticker: EWBC Security ID: 27579R104
Meeting Date: MAY 25, 2006 Meeting Type: Annual
Record Date: MAR 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Kooken For For Management
1.2 Elect Director Jack C. Liu For For Management
1.3 Elect Director Keith W. Renken For For Management
2 Ratify Auditors For For Management
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EUROBANCSHARES, INC.
Ticker: EUBK Security ID: 298716101
Meeting Date: APR 24, 2006 Meeting Type: Annual
Record Date: MAR 28, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Calderon Drowett For For Management
1.2 Elect Director Ricardo Levy Echeandia For For Management
1.3 Elect Director D. Lopez-Feliciano, Esq For For Management
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F.N.B CORP.
Ticker: FNB Security ID: 302520101
Meeting Date: MAY 17, 2006 Meeting Type: Annual
Record Date: MAR 8, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert B. Goldstein For For Management
1.2 Elect Director David J. Malone For For Management
1.3 Elect Director William J. Strimbu For For Management
1.4 Elect Director Archie O. Wallace For For Management
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FEDERAL HOME LOAN MORTGAGE CORP
Ticker: FRE Security ID: 313400301
Meeting Date: JUL 15, 2005 Meeting Type: A
Record Date: MAY 27, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Barbara T. Alexander For For Management
1.02 Elect Geoffrey T. Boisi For For Management
1.03 Elect Joan E. Donoghue For For Management
1.04 Elect Michelle Engler For For Management
1.05 Elect Richard Karl Goeltz For For Management
1.06 Elect Thomas S. Johnson For For Management
1.07 Elect William M. Lewis Jr For For Management
1.08 Elect Eugene M. McQuade For For Management
1.09 Elect Shaun F. O'Malley For For Management
1.10 Elect Ronald F. Poe For For Management
1.11 Elect Stephen A. Ross For For Management
1.12 Elect Richard F. Syron For For Management
1.13 Elect William J. Turner For For Management
2.00 Ratify selection of auditors For For Management
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FIFTH THIRD BANCORP
Ticker: FITB Security ID: 316773100
Meeting Date: MAR 28, 2006 Meeting Type: Annual
Record Date: JAN 31, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Barrett For For Management
1.2 Elect Director George A. Schaefer, Jr. For For Management
1.3 Elect Director John J. Schiff, Jr. For For Management
1.4 Elect Director Dudley S. Taft For For Management
2 Amend Articles/Bylaws/Eliminate For For Management
super-majority voting requirements
3 Declassify the Board of Directors For For Management
4 Amend Nonqualified Employee Stock For For Management
Purchase Plan
5 Ratify Auditors For For Management
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FINANCIAL INSTITUTIONS, INC.
Ticker: FISI Security ID: 317585404
Meeting Date: MAY 3, 2006 Meeting Type: Annual
Record Date: MAR 15, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Karl V. Anderson, Jr. For For Management
1.2 Elect Director Erland E. Kailbourne For For Management
1.3 Elect Director Robert N. Latella For For Management
1.4 Elect Director John R. Tyler, Jr. For For Management
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FIRST CHARTER CORP.
Ticker: FCTR Security ID: 319439105
Meeting Date: APR 26, 2006 Meeting Type: Annual
Record Date: MAR 8, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Coltrane For For Management
1.2 Elect Director Charles A. James For For Management
1.3 Elect Director Robert E. James, Jr. For For Management
1.4 Elect Director Ellen L. Messinger For For Management
1.5 Elect Director Hugh H. Morrison For For Management
1.6 Elect Director Walter H. Jones, Jr. For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FIRST HORIZON NATIONAL CORP
Ticker: FHN Security ID: 320517105
Meeting Date: APR 18, 2006 Meeting Type: Annual
Record Date: FEB 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Brad Martin For For Management
1.2 Elect Director Vicki R. Palmer For For Management
1.3 Elect Director William B. Sansom For For Management
1.4 Elect Director Jonathan P. Ward For For Management
1.5 Elect Director Colin V. Reed For Withhold Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FIRST MIDWEST BANCORP, INC.
Ticker: FMBI Security ID: 320867104
Meeting Date: MAY 17, 2006 Meeting Type: Annual
Record Date: MAR 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce S. Chelberg For Withhold Management
1.2 Elect Director Joseph W. England For Withhold Management
1.3 Elect Director Patrick J. McDonnell For Withhold Management
1.4 Elect Director Robert P. O'Meara For Withhold Management
2 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
FIRST NATIONAL LINCOLN CORP.
Ticker: FNLC Security ID: 335716106
Meeting Date: APR 26, 2006 Meeting Type: Annual
Record Date: FEB 15, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors For For Management
2.1 Elect Director Daniel R. Daigneault For For Management
2.2 Elect Director Robert B. Gregory For For Management
2.3 Elect Director Tony C. McKim For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FIRST REGIONAL BANCORP
Ticker: FRGB Security ID: 33615C101
Meeting Date: MAY 16, 2006 Meeting Type: Annual
Record Date: MAR 31, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred M. Edwards For For Management
1.2 Elect Director H. Anthony Gartshore For For Management
1.3 Elect Director Lawrence J. Sherman For For Management
1.4 Elect Director Jack A. Sweeney For For Management
2 Approve Stock Option Plan For Against Management
3 Other Business For For Management
--------------------------------------------------------------------------------
FIRST STATE BANCORPORATION
Ticker: FSNM Security ID: 336453105
Meeting Date: JUN 2, 2006 Meeting Type: Annual
Record Date: APR 25, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Stanford For For Management
1.2 Elect Director A.J. (Jim) Wells For For Management
1.3 Elect Director Lowell A. Hare For For Management
1.4 Elect Director Nedra Matteucci For For Management
1.5 Elect Director Daniel H. Lopez, Ph.D. For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FIRSTMERIT CORP.
Ticker: FMER Security ID: 337915102
Meeting Date: APR 19, 2006 Meeting Type: Annual
Record Date: FEB 21, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Blickle For For Management
1.2 Elect Director Gina D. France For For Management
1.3 Elect Director Terry L. Haines For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
FULTON FINANCIAL CORP.
Ticker: FULT Security ID: 360271100
Meeting Date: MAY 2, 2006 Meeting Type: Annual
Record Date: MAR 14, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Bond, Jr. For For Management
1.2 Elect Director Jeffrey G. Albertson For For Management
1.3 Elect Director Craig A. Dally For For Management
1.4 Elect Director Rufus A. Fulton, Jr. For For Management
1.5 Elect Director Clyde W. Horst For For Management
1.6 Elect Director Willem Kooyker For For Management
1.7 Elect Director R. Scott Smith, Jr. For For Management
--------------------------------------------------------------------------------
GLACIER BANCORP, INC.
Ticker: GBCI Security ID: 37637Q105
Meeting Date: APR 26, 2006 Meeting Type: Annual
Record Date: MAR 1, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig A. Langel For For Management
1.2 Elect Director L. Peter Larson For For Management
1.3 Elect Director Everit A. Sliter For For Management
1.4 Elect Director John W. Murdoch For For Management
--------------------------------------------------------------------------------
GREENE COUNTY BANCSHARES INC
Ticker: GCBS Security ID: 394361208
Meeting Date: APR 26, 2006 Meeting Type: Annual
Record Date: MAR 17, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martha M. Bachman For For Management
1.2 Elect Director Charles S. Brooks For For Management
1.3 Elect Director W.T. Daniels For For Management
1.4 Elect Director Robin Haynes For For Management
1.5 Elect Director C.H. Whitfield, Jr. For For Management
1.6 Elect Director Robert K. Leonard For For Management
--------------------------------------------------------------------------------
HARLEYSVILLE NATIONAL CORP.
Ticker: HNBC Security ID: 412850109
Meeting Date: APR 25, 2006 Meeting Type: Annual
Record Date: MAR 8, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter E. Daller, Jr. For For Management
1.2 Elect Director Thomas C. Leamer For For Management
--------------------------------------------------------------------------------
HIBERNIA CORP
Ticker: HIB Security ID: 428656102
Meeting Date: NOV 14, 2005 Meeting Type: S
Record Date: SEP 26, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.00 Approve merger/acquisition For For Management
2.00 Adjourn meeting For For Management
--------------------------------------------------------------------------------
HINGHAM INSTITUTION FOR SAVINGS
Ticker: HIFS Security ID: 433323102
Meeting Date: APR 27, 2006 Meeting Type: Annual
Record Date: MAR 8, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James V. Consentino For For Management
1.2 Elect Director Ronald D. Falcione For For Management
1.3 Elect Director Robert H. Gaughen, Jr. For For Management
1.4 Elect Director Robert A. Lane For For Management
1.5 Elect Director J.M. Youngworth For For Management
2 Elect Company Clerk Marion J. Fahey For For Management
--------------------------------------------------------------------------------
HUDSON CITY BANCORP, INC.
Ticker: HCBK Security ID: 443683107
Meeting Date: JUN 8, 2006 Meeting Type: Annual
Record Date: APR 14, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Denis J. Salamone For For Management
1.2 Elect Director Michael W. Azzara For For Management
1.3 Elect Director Victoria H. Bruni For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INDEPENDENT BANK CORP. (MI)
Ticker: IBCP Security ID: 453838104
Meeting Date: APR 25, 2006 Meeting Type: Annual
Record Date: FEB 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donna J. Banks For For Management
1.2 Elect Director Robert L. Hetzler For For Management
1.3 Elect Director Michael M. Magee, Jr. For For Management
1.4 Elect Director James E. Mccarty For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
INTERNATIONAL BANCSHARES CORP.
Ticker: IBOC Security ID: 459044103
Meeting Date: MAY 15, 2006 Meeting Type: Annual
Record Date: APR 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L. Avigael For For Management
1.2 Elect Director I. Greenblum For For Management
1.3 Elect Director R.D. Guerra For For Management
1.4 Elect Director R.E. Haynes For For Management
1.5 Elect Director D.B. Hastings, Jr. For For Management
1.6 Elect Director I. Navarro For For Management
1.7 Elect Director S. Neiman For Withhold Management
1.8 Elect Director P.J. Newman For For Management
1.9 Elect Director D.E. Nixon For For Management
1.10 Elect Director L. Salinas For For Management
1.11 Elect Director A.R. Sanchez, Jr. For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 16, 2006 Meeting Type: Annual
Record Date: MAR 17, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John H. Biggs For For Management
1.2 Elect Director Stephen B. Burke For For Management
1.3 Elect Director James S. Crown For For Management
1.4 Elect Director James Dimon For For Management
1.5 Elect Director Ellen V. Futter For For Management
1.6 Elect Director William H. Gray, III For For Management
1.7 Elect Director William B. Harrison, Jr. For For Management
1.8 Elect Director Laban P. Jackson, Jr. For For Management
1.9 Elect Director John W. Kessler For For Management
1.10 Elect Director Robert I. Lipp For For Management
1.11 Elect Director Richard A. Manoogian For For Management
1.12 Elect Director David C. Novak For For Management
1.13 Elect Director Lee R. Raymond For For Management
1.14 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Put Repricing of Stock Options to Against Against Shareholder
Shareholder Vote
4 Performance-Based Equity Awards Against For Shareholder
5 Separate Chairman and CEO Positions Against Against Shareholder
6 Remove Reference to Sexual Orientation Against Abstain Shareholder
from EEO Statement
7 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
8 Report on Lobbying Activities Against For Shareholder
9 Report on Political Contributions Against Abstain Shareholder
10 Approve Terms of Existing Poison Pill Against For Shareholder
11 Provide for Cumulative Voting Against Against Shareholder
12 Claw-back of Payments under Restatements Against Against Shareholder
13 Require Director Nominee Qualifications Against Against Shareholder
--------------------------------------------------------------------------------
KEYCORP
Ticker: KEY Security ID: 493267108
Meeting Date: MAY 11, 2006 Meeting Type: Annual
Record Date: MAR 14, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph Alvarez For For Management
1.2 Elect Director William G. Bares For For Management
1.3 Elect Director Carol A. Cartwright For For Management
1.4 Elect Director Thomas C. Stevens For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LAKELAND FINANCIAL CORP.
Ticker: LKFN Security ID: 511656100
Meeting Date: APR 11, 2006 Meeting Type: Annual
Record Date: FEB 22, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George B. Huber For For Management
1.2 Elect Director Allan J. Ludwig For For Management
1.3 Elect Director Emily E. Pichon For For Management
1.4 Elect Director Richard L. Pletcher For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LEGG MASON INC
Ticker: LM Security ID: 524901105
Meeting Date: JUL 19, 2005 Meeting Type: A
Record Date: MAY 20, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Dennis R. Beresford For For Management
1.02 Elect Edward I. O'Brien For For Management
1.03 Elect Roger W. Schipke For For Management
1.04 Elect Nicholas J. St. George For For Management
2.00 Reapprove option/bonus plan for OBRA For For Management
3.00 Adopt the Non-Employee Director Equity For Against Management
Plan
--------------------------------------------------------------------------------
LSB CORP.
Ticker: LSBX Security ID: 50215P100
Meeting Date: MAY 2, 2006 Meeting Type: Annual
Record Date: MAR 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Burke For Withhold Management
1.2 Elect Director Marsha A. Mcdonough For Withhold Management
1.3 Elect Director K. Boshar Reynolds For Withhold Management
1.4 Elect Director Gerald T. Mulligan For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
M & T BANK CORP.
Ticker: MTB Security ID: 55261F104
Meeting Date: APR 18, 2006 Meeting Type: Annual
Record Date: FEB 28, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brent D. Baird For For Management
1.2 Elect Director Robert J. Bennett For For Management
1.3 Elect Director C. Angela Bontempo For For Management
1.4 Elect Director Robert T. Brady For For Management
1.5 Elect Director Emerson L. Brumback For For Management
1.6 Elect Director Michael D. Buckley For For Management
1.7 Elect Director T.J. Cunningham III For For Management
1.8 Elect Director Colm E. Doherty For For Management
1.9 Elect Director Richard E. Garman For For Management
1.10 Elect Director Daniel R. Hawbaker For For Management
1.11 Elect Director Patrick W.E. Hodgson For For Management
1.12 Elect Director Richard G. King For For Management
1.13 Elect Director Reginald B. Newman, Ii For For Management
1.14 Elect Director Jorge G. Pereira For For Management
1.15 Elect Director Michael P. Pinto For For Management
1.16 Elect Director Robert E. Sadler, Jr. For For Management
1.17 Elect Director Eugene J. Sheehy For For Management
1.18 Elect Director Stephen G. Sheetz For For Management
1.19 Elect Director Herbert L. Washington For For Management
1.20 Elect Director Robert G. Wilmers For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MARSHALL & ILSLEY CORP.
Ticker: MI Security ID: 571834100
Meeting Date: APR 25, 2006 Meeting Type: Annual
Record Date: MAR 1, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark F. Furlong For For Management
1.2 Elect Director Ted D. Kellner For For Management
1.3 Elect Director Katharine C. Lyall For For Management
1.4 Elect Director Peter M. Platten, III For For Management
1.5 Elect Director James B. Wigdale For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
MB FINANCIAL, INC.
Ticker: MBFI Security ID: 55264U108
Meeting Date: APR 26, 2006 Meeting Type: Annual
Record Date: MAR 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David P. Bolger For For Management
1.2 Elect Director Robert S. Engelman, Jr. For For Management
1.3 Elect Director Alfred Feiger For For Management
1.4 Elect Director Richard I. Gilford For For Management
1.5 Elect Director Thomas H. Harvey For For Management
1.6 Elect Director Ronald D. Santo For For Management
--------------------------------------------------------------------------------
MBNA CORP
Ticker: KRB Security ID: 55262L100
Meeting Date: NOV 3, 2005 Meeting Type: S
Record Date: SEP 2, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.00 Approve merger/acquisition For For Management
2.00 Adjourn meeting For For Management
--------------------------------------------------------------------------------
MELLON FINANCIAL CORP.
Ticker: MEL Security ID: 58551A108
Meeting Date: APR 18, 2006 Meeting Type: Annual
Record Date: FEB 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul L. Cejas For For Management
1.2 Elect Director Seward Prosser Mellon For For Management
1.3 Elect Director Mark A. Nordenberg For For Management
1.4 Elect Director W.E. Strickland, Jr. For For Management
2 Approve Non-Employee Director Restricted For Against Management
Stock Plan
3 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MERCANTILE BANKSHARES CORP.
Ticker: MRBK Security ID: 587405101
Meeting Date: MAY 9, 2006 Meeting Type: Annual
Record Date: MAR 17, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Carl Benna For For Management
1.2 Elect Director George L. Bunting, Jr. For For Management
1.3 Elect Director Darrell D. Friedman For For Management
1.4 Elect Director Robert A. Kinsley For For Management
1.5 Elect Director Alexander T. Mason For For Management
1.6 Elect Director Christian H. Poindexter For For Management
1.7 Elect Director James L. Shea For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
MERRILL MERCHANTS BANCSHARES, INC.
Ticker: MERB Security ID: 59021H103
Meeting Date: MAY 4, 2006 Meeting Type: Annual
Record Date: MAR 6, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph H. Cyr For For Management
1.2 Elect Director John R. Graham, III For For Management
1.3 Elect Director William R. Lucy For For Management
1.4 Elect Director Michael T. Shea For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MID-STATE BANCSHARES
Ticker: MDST Security ID: 595440108
Meeting Date: MAY 16, 2006 Meeting Type: Annual
Record Date: MAR 31, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Trudi G. Carey For For Management
1.2 Elect Director H. Edward Heron For For Management
1.3 Elect Director James W. Lokey For For Management
1.4 Elect Director Stephen P. Maguire For For Management
--------------------------------------------------------------------------------
NATIONAL CITY CORP.
Ticker: NCC Security ID: 635405103
Meeting Date: APR 25, 2006 Meeting Type: Annual
Record Date: MAR 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.E. Barfield For For Management
1.2 Elect Director J.S. Broadhurst For For Management
1.3 Elect Director C.M. Connor For For Management
1.4 Elect Director D.A. Daberko For For Management
1.5 Elect Director B.P. Healy For For Management
1.6 Elect Director S.C. Lindner For For Management
1.7 Elect Director P.A. Ormond For For Management
1.8 Elect Director G.L. Shaheen For For Management
1.9 Elect Director J.S. Thornton For For Management
1.10 Elect Director M. Weiss For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NEWALLIANCE BANCSHARES, INC.
Ticker: NAL Security ID: 650203102
Meeting Date: APR 11, 2006 Meeting Type: Annual
Record Date: MAR 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Lyons, Jr. For For Management
1.2 Elect Director Eric A. Marziali For For Management
1.3 Elect Director Julia M. Mcnamara For For Management
1.4 Elect Director Peyton R. Patterson For For Management
1.5 Elect Director Gerald B. Rosenberg For For Management
2 Ratify Auditors For For Management
3 Other Business For For Management
--------------------------------------------------------------------------------
NORTHERN TRUST CORP.
Ticker: NTRS Security ID: 665859104
Meeting Date: APR 18, 2006 Meeting Type: Annual
Record Date: FEB 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Duane L. Burnham For For Management
1.2 Elect Director Linda Walker Bynoe For For Management
1.3 Elect Director Susan Crown For For Management
1.4 Elect Director Dipak C. Jain For For Management
1.5 Elect Director Arthur L. Kelly For Withhold Management
1.6 Elect Director Robert C. McCormack For For Management
1.7 Elect Director Edward J. Mooney For For Management
1.8 Elect Director William A. Osborn For For Management
1.9 Elect Director John W. Rowe For For Management
1.10 Elect Director Harold B. Smith For For Management
1.11 Elect Director William D. Smithburg For For Management
1.12 Elect Director Charles A. Tribbett, III For For Management
1.13 Elect Director Frederick H. Waddell For For Management
2 Ratify Auditors For For Management
3 Eliminate Cumulative Voting For For Management
4 Disclose Charitable Contributions Against Abstain Shareholder
--------------------------------------------------------------------------------
NORTHRIM BANCORP, INC.
Ticker: NRIM Security ID: 666762109
Meeting Date: MAY 4, 2006 Meeting Type: Annual
Record Date: MAR 8, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Marc Langland For For Management
1.2 Elect Director Larry S. Cash For For Management
1.3 Elect Director Mark G. Copeland For For Management
1.4 Elect Director Frank A. Danner For For Management
1.5 Elect Director Ronald A. Davis For For Management
1.6 Elect Director Anthony Drabek For For Management
1.7 Elect Director Christopher N. Knudson For For Management
1.8 Elect Director Richard L. Lowell For For Management
1.9 Elect Director Irene Sparks Rowan For For Management
1.10 Elect Director John C. Swalling For For Management
--------------------------------------------------------------------------------
ORIENTAL FINANCIAL GROUP
Ticker: OFG Security ID: 68618W100
Meeting Date: OCT 25, 2005 Meeting Type: A
Record Date: SEP 26, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Maricarmen Aponte For For Management
1.02 Elect Jose Rafael Fernandez For For Management
1.03 Elect Jose J. Gil de Lamadrid For For Management
1.04 Elect Pablo I. Altieri For For Management
1.05 Elect Francisco Arrivi For For Management
1.06 Elect Juan C. Aguayo For For Management
--------------------------------------------------------------------------------
PACIFIC CAPITAL BANCORP
Ticker: PCBC Security ID: 69404P101
Meeting Date: MAY 23, 2006 Meeting Type: Annual
Record Date: MAR 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward E. Birch For For Management
1.2 Elect Director Richard M. Davis For For Management
1.3 Elect Director Richard S. Hambleton, Jr. For For Management
1.4 Elect Director D. Vernon Horton For For Management
1.5 Elect Director Roger C. Knopf For For Management
1.6 Elect Director Robert W. Kummer, Jr. For For Management
1.7 Elect Director Clayton C. Larson For For Management
1.8 Elect Director John R. Mackall For For Management
1.9 Elect Director Gerald T. McCullough For For Management
1.10 Elect Director Richard A. Nightingale For For Management
1.11 Elect Director Kathy J. Odell For For Management
1.12 Elect Director William S. Thomas, Jr. For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PENNFED FINANCIAL SERVICES
Ticker: PFSB Security ID: 708167101
Meeting Date: OCT 28, 2005 Meeting Type: A
Record Date: SEP 2, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Patrick D. McTernan For Withhold Management
1.02 Elect Marvin D. Schoonover For Withhold Management
2.00 Ratify selection of auditors For For Management
--------------------------------------------------------------------------------
PLACER SIERRA BANCSHARES
Ticker: PLSB Security ID: 726079106
Meeting Date: MAY 31, 2006 Meeting Type: Annual
Record Date: APR 5, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
Acquisition
2.1 Elect Director Ronald W. Bachli For For Management
2.2 Elect Director Christi Black For For Management
2.3 Elect Director Robert J. Kushner For For Management
2.4 Elect Director Larry D. Mitchell For For Management
2.5 Elect Director Dwayne A. Shackelford For For Management
2.6 Elect Director William J. Slaton For For Management
2.7 Elect Director Robert H. Smiley For For Management
2.8 Elect Director Sandra R. Smoley For For Management
3 Establish Range For Board Size For For Management
4 Ratify Auditors For For Management
5 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PNC FINANCIAL SERVICES GROUP, INC.
Ticker: PNC Security ID: 693475105
Meeting Date: APR 25, 2006 Meeting Type: Annual
Record Date: FEB 28, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mr. Chellgren For For Management
1.2 Elect Director Mr. Clay For For Management
1.3 Elect Director Mr. Cooper For For Management
1.4 Elect Director Mr. Davidson For For Management
1.5 Elect Director Ms. James For For Management
1.6 Elect Director Mr. Kelson For For Management
1.7 Elect Director Mr. Lindsay For For Management
1.8 Elect Director Mr. Massaro For For Management
1.9 Elect Director Mr. O'Brien For For Management
1.10 Elect Director Ms. Pepper For For Management
1.11 Elect Director Mr. Rohr For For Management
1.12 Elect Director Ms. Steffes For For Management
1.13 Elect Director Mr. Strigl For For Management
1.14 Elect Director Mr. Thieke For For Management
1.15 Elect Director Mr. Usher For For Management
1.16 Elect Director Mr. Walls For For Management
1.17 Elect Director Mr. Wehmeier For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PROSPERITY BANCSHARES, INC.
Ticker: PRSP Security ID: 743606105
Meeting Date: APR 18, 2006 Meeting Type: Annual
Record Date: MAR 7, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Bouligny For For Management
1.2 Elect Director Charles J. Howard, M.D. For For Management
1.3 Elect Director S. Reed Morian For For Management
1.4 Elect Director Robert Steelhammer For For Management
1.5 Elect Director H.E. Timanus, Jr. For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PROVIDENT BANKSHARES CORP.
Ticker: PBKS Security ID: 743859100
Meeting Date: MAY 17, 2006 Meeting Type: Annual
Record Date: APR 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pierce B. Dunn For For Management
1.2 Elect Director Mark K. Joseph For For Management
1.3 Elect Director Peter M. Martin For For Management
1.4 Elect Director Pamela J. Mazza For For Management
1.5 Elect Director Sheila K. Riggs For For Management
1.6 Elect Director Kevin G. Byrnes For For Management
1.7 Elect Director Donald E. Wilson For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
REGIONS FINANCIAL CORP.
Ticker: RF Security ID: 7591EP100
Meeting Date: MAY 18, 2006 Meeting Type: Annual
Record Date: MAR 23, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George W. Bryan For For Management
1.2 Elect Director Susan W. Matlock For For Management
1.3 Elect Director Michael S. Stames For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
REPUBLIC BANCORP, INC.
Ticker: RBNC Security ID: 760282103
Meeting Date: APR 26, 2006 Meeting Type: Annual
Record Date: MAR 8, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry D. Campbell For For Management
1.2 Elect Director Dana M. Cluckey For For Management
1.3 Elect Director George J. Butvilas For For Management
1.4 Elect Director Richard J. Cramer, Sr. For For Management
1.5 Elect Director Barry J. Eckhold For For Management
1.6 Elect Director Gary Hurand For For Management
1.7 Elect Director Dennis J. Ibold For For Management
1.8 Elect Director John J. Lennon For For Management
1.9 Elect Director Kelly E. Miller For For Management
1.10 Elect Director Randolph P. Piper For For Management
1.11 Elect Director Dr. Isaac J. Powell For For Management
1.12 Elect Director William C. Rands III For For Management
1.13 Elect Director Dr. Jeoffrey K. Stross For For Management
1.14 Elect Director Steven E. Zack For For Management
--------------------------------------------------------------------------------
S&T BANCORP, INC.
Ticker: STBA Security ID: 783859101
Meeting Date: APR 17, 2006 Meeting Type: Annual
Record Date: FEB 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. Delaney For For Management
1.2 Elect Director Michael J. Donnelly For For Management
1.3 Elect Director Frank W. Jones For For Management
1.4 Elect Director Christine J. Olson For For Management
1.5 Elect Director Alan Papernick For For Management
1.6 Elect Director Myles D. Sampson For For Management
--------------------------------------------------------------------------------
SECURITY BANK CORP.
Ticker: SBKC Security ID: 814047106
Meeting Date: APR 25, 2006 Meeting Type: Annual
Record Date: MAR 13, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank H. Childs, Jr. For For Management
1.2 Elect Director Robert T. Mullis For For Management
1.3 Elect Director T. Kevin Reece For Withhold Management
1.4 Elect Director H. Cullen Talton, Jr. For For Management
1.5 Elect Director Joe E. Timberlake, III For For Management
--------------------------------------------------------------------------------
SKY FINANCIAL GROUP, INC.
Ticker: SKYF Security ID: 83080P103
Meeting Date: APR 19, 2006 Meeting Type: Annual
Record Date: FEB 21, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George N. Chandler Ii For For Management
1.2 Elect Director Robert C. Duvall For For Management
1.3 Elect Director D. James Hilliker For For Management
1.4 Elect Director Gregory L. Ridler For For Management
1.5 Elect Director Emerson J. Ross, Jr. For For Management
--------------------------------------------------------------------------------
SNB BANCSHARES, INC. (TX)
Ticker: SNBT Security ID: 78460M209
Meeting Date: MAR 23, 2006 Meeting Type: Special
Record Date: JAN 31, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
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SOUTH FINANCIAL GROUP INC., THE
Ticker: TSFG Security ID: 837841105
Meeting Date: APR 18, 2006 Meeting Type: Annual
Record Date: MAR 1, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. W. Davis For For Management
1.2 Elect Director M. Dexter Hagy For For Management
1.3 Elect Director Challis M. Lowe For For Management
1.4 Elect Director Darla D. Moore For For Management
1.5 Elect Director H. Earle Russell, Jr. For For Management
1.6 Elect Director William R. Timmons III For For Management
1.7 Elect Director Samuel H. Vickers For For Management
1.8 Elect Director David C. Wakefield III For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SOUTHCOAST FINANCIAL CORP.
Ticker: SOCB Security ID: 84129R100
Meeting Date: APR 7, 2006 Meeting Type: Annual
Record Date: FEB 28, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tommy B. Baker For For Management
1.2 Elect Director Stephen F. Hutchinson For For Management
1.3 Elect Director William A. Coates For For Management
2 Approve Qualified Employee Stock Purchase For For Management
Plan
--------------------------------------------------------------------------------
STATE NATL BANCSHARES INC
Ticker: SNBI Security ID: 857124101
Meeting Date: MAY 24, 2006 Meeting Type: Annual
Record Date: APR 5, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry G. Autrey For For Management
1.2 Elect Director Rick J. Calhoon For For Management
1.3 Elect Director James A. Cardwell For For Management
1.4 Elect Director Don E. Cosby For For Management
1.5 Elect Director Gary J. Fletcher For For Management
1.6 Elect Director Mark G. Merlo For For Management
1.7 Elect Director H. Gil Moutray For For Management
1.8 Elect Director Tom C. Nichols For For Management
1.9 Elect Director Ben Stribling For For Management
1.10 Elect Director Lucinda Vargas For For Management
1.11 Elect Director F. James Volk For For Management
--------------------------------------------------------------------------------
STATE STREET CORP. (BOSTON)
Ticker: STT Security ID: 857477103
Meeting Date: APR 19, 2006 Meeting Type: Annual
Record Date: FEB 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director T. Albright For For Management
1.2 Elect Director K. Burnes For For Management
1.3 Elect Director N. Darehshori For For Management
1.4 Elect Director A. Goldstein For For Management
1.5 Elect Director D. Gruber For For Management
1.6 Elect Director L. Hill For For Management
1.7 Elect Director C. LaMantia For For Management
1.8 Elect Director R. Logue For For Management
1.9 Elect Director R. Sergel For For Management
1.10 Elect Director R. Skates For For Management
1.11 Elect Director G. Summe For For Management
1.12 Elect Director D. Walsh For For Management
1.13 Elect Director R. Weissman For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
--------------------------------------------------------------------------------
SUMMIT BANCSHARES, INC.
Ticker: SBIT Security ID: 866011109
Meeting Date: APR 18, 2006 Meeting Type: Annual
Record Date: MAR 6, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert P. Evans For For Management
1.2 Elect Director Elliott S. Garsek For For Management
1.3 Elect Director Ronald J. Goldman For For Management
1.4 Elect Director F.S. Gunn For For Management
1.5 Elect Director Robert L. Herchert For For Management
1.6 Elect Director Jay J. Lesok For For Management
1.7 Elect Director William W. Meadows For For Management
1.8 Elect Director James L. Murray For For Management
1.9 Elect Director Philip E. Norwood For For Management
1.10 Elect Director Byron B. Searcy For For Management
1.11 Elect Director Roderick D. Stepp For For Management
2 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
SUNTRUST BANKS, INC.
Ticker: STI Security ID: 867914103
Meeting Date: APR 18, 2006 Meeting Type: Annual
Record Date: FEB 28, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Hyatt Brown For For Management
1.2 Elect Director Alston D. Correll For For Management
1.3 Elect Director David H. Hughes For For Management
1.4 Elect Director E. Neville Isdell For Withhold Management
1.5 Elect Director G. Gilmer Minor, III For For Management
1.6 Elect Director Thomas M. Garrott For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
SYNOVUS FINANCIAL CORP.
Ticker: SNV Security ID: 87161C105
Meeting Date: APR 27, 2006 Meeting Type: Annual
Record Date: FEB 21, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Y. Bradley For For Management
1.2 Elect Director Frank W. Brumley For For Management
1.3 Elect Director Elizabeth W. Camp For For Management
1.4 Elect Director T. Michael Goodrich For For Management
1.5 Elect Director John P. Illges, III For For Management
1.6 Elect Director J. Neal Purcell For For Management
1.7 Elect Director William B. Turner, Jr. For Withhold Management
2 Declassify the Board of Directors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
5 Require a Majority Vote for the Election Against Against Shareholder
of Directors
--------------------------------------------------------------------------------
TAYLOR CAPITAL GROUP, INC.
Ticker: TAYC Security ID: 876851106
Meeting Date: JUN 15, 2006 Meeting Type: Annual
Record Date: APR 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey W. Taylor For For Management
1.2 Elect Director Bruce W. Taylor For Withhold Management
1.3 Elect Director Ronald Bliwas For For Management
1.4 Elect Director Ronald D. Emanuel For For Management
1.5 Elect Director Edward Mcgowan For For Management
1.6 Elect Director Louise O'Sullivan For For Management
1.7 Elect Director Melvin E. Pearl For For Management
1.8 Elect Director Shepherd G. Pryor, Iv For For Management
1.9 Elect Director Richard W. Tinberg For For Management
1.10 Elect Director Mark L. Yeager For For Management
--------------------------------------------------------------------------------
TCF FINANCIAL CORP.
Ticker: TCB Security ID: 872275102
Meeting Date: APR 26, 2006 Meeting Type: Annual
Record Date: FEB 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Bieber For For Management
1.2 Elect Director Gerald A. Schwalbach For For Management
1.3 Elect Director Douglas A. Scovanner For For Management
2 Amend Nonqualified Employee Stock For For Management
Purchase Plan
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TD BANKNORTH, INC.
Ticker: BNK Security ID: 87235A101
Meeting Date: JAN 11, 2006 Meeting Type: Special
Record Date: DEC 2, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For Did Not Management
Vote
--------------------------------------------------------------------------------
TD BANKNORTH, INC.
Ticker: BNK Security ID: 87235A101
Meeting Date: MAY 9, 2006 Meeting Type: Annual
Record Date: MAR 17, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert G. Clarke For For Management
1.2 Elect Director P. Kevin Condron For For Management
1.3 Elect Director John Otis Drew For For Management
1.4 Elect Director Brian Flynn For For Management
1.5 Elect Director Joanna T. Lau For For Management
1.6 Elect Director Dana S. Levenson For For Management
1.7 Elect Director Steven T. Martin For For Management
1.8 Elect Director John M. Naughton For For Management
1.9 Elect Director Irving E. Rogers, III For For Management
1.10 Elect Director David A. Rosow For For Management
1.11 Elect Director William J. Ryan For For Management
1.12 Elect Director Curtis M. Scribner For For Management
1.13 Elect Director Peter G. Vigue For For Management
1.14 Elect Director Gerry S. Weidema For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TEXAS REGIONAL BANKSHARES, INC.
Ticker: TRBS Security ID: 882673106
Meeting Date: APR 24, 2006 Meeting Type: Annual
Record Date: MAR 1, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Morris Atlas For For Management
1.2 Elect Director Robert F. Boggus For For Management
1.3 Elect Director Robert R. Farris For For Management
1.4 Elect Director Hill A. Feinberg For For Management
1.5 Elect Director C.K. Landrum, M.D. For For Management
1.6 Elect Director David L. Lane For For Management
1.7 Elect Director Jack H. Mayfield, Jr. For For Management
1.8 Elect Director Joe Penland, Sr. For For Management
1.9 Elect Director Joseph E. Reid For For Management
1.10 Elect Director Glen E. Roney For For Management
1.11 Elect Director Tudor G. Uhlhorn For For Management
1.12 Elect Director Walter Umphrey For For Management
1.13 Elect Director Mario Max Yzaguirre For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TEXAS UNITED BANCSHARES, INC
Ticker: TXUI Security ID: 882838105
Meeting Date: MAY 18, 2006 Meeting Type: Annual
Record Date: APR 14, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jimmy Jack Biffle For For Management
1.2 Elect Director Bryan Mitchell For For Management
1.3 Elect Director Lee D. Mueller, Jr. For For Management
1.4 Elect Director Michael Steinhauser For For Management
1.5 Elect Director Joe A. Hargis For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TEXAS UNITED BANCSHARES, INC
Ticker: TXUI Security ID: 882838105
Meeting Date: NOV 22, 2005 Meeting Type: S
Record Date: OCT 12, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.00 Approve merger/acquisition For For Management
2.00 Adjourn meeting For For Management
--------------------------------------------------------------------------------
TORONTO DOMINION BANK
Ticker: TD. Security ID: 891160509
Meeting Date: MAR 30, 2006 Meeting Type: Annual
Record Date: FEB 14, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect as Director William E. Bennett For For Management
1.2 Elect as Director Hugh J. Bolton For For Management
1.3 Elect as Director John L. Bragg For For Management
1.4 Elect as Director W. Edmund Clark For For Management
1.5 Elect as Director Wendy K. Dobson For For Management
1.6 Elect as Director Darren Entwistle For For Management
1.7 Elect as Director Donna M. Hayes For For Management
1.8 Elect as Director Henry H. Ketcham For For Management
1.9 Elect as Director Pierre H. Lessard For For Management
1.10 Elect as Director Harold H. MacKay For For Management
1.11 Elect as Director Brian F. MacNeill For For Management
1.12 Elect as Director Roger Phillips For For Management
1.13 Elect as Director Wilbur J. Prezzano For For Management
1.14 Elect as Director William J. Ryan For For Management
1.15 Elect as Director Helen K. Sinclair For For Management
1.16 Elect as Director John M. Thompson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Include Financial Statements of Bank Against Against Shareholder
Subsidiaries in Tax Havens in Annual
Report
4 Submit Any Increase in Executive Against Against Shareholder
Compensation to a Shareholder Vote
5 Persons Tainted by Judicial Findings of Against Against Shareholder
Unethical Behaviour are Not Eligible to
Serve as Directors
--------------------------------------------------------------------------------
TRICO BANCSHARES
Ticker: TCBK Security ID: 896095106
Meeting Date: MAY 23, 2006 Meeting Type: Annual
Record Date: MAR 29, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Casey For For Management
1.2 Elect Director Donald J. Amaral For For Management
1.3 Elect Director Craig S. Compton For For Management
1.4 Elect Director John S.A. Hasbrook For For Management
1.5 Elect Director Michael W. Koehnen For For Management
1.6 Elect Director Donald E. Murphy For Withhold Management
1.7 Elect Director Steve G. Nettleton For For Management
1.8 Elect Director Richard P. Smith For For Management
1.9 Elect Director Carroll R. Taresh For For Management
1.10 Elect Director Alex A. Vereschagin, Jr. For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 18, 2006 Meeting Type: Annual
Record Date: FEB 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter H. Coors For For Management
1.2 Elect Director Jerry A. Grundhofer For For Management
1.3 Elect Director Patrick T. Stokes For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Declassify the Board of Directors Against For Shareholder
5 Approve Report of the Compensation Against Against Shareholder
Committee
--------------------------------------------------------------------------------
UCBH HOLDINGS, INC.
Ticker: UCBH Security ID: 90262T308
Meeting Date: MAY 18, 2006 Meeting Type: Annual
Record Date: MAR 31, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph J. Jou For For Management
1.2 Elect Director James Kwok For For Management
1.3 Elect Director David Ng For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
UMPQUA HOLDINGS CORP.
Ticker: UMPQ Security ID: 904214103
Meeting Date: MAY 30, 2006 Meeting Type: Annual
Record Date: APR 7, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reorganization Plan For For Management
2 Declassify the Board of Directors For For Management
3.1 Elect Director Ronald F. Angell For For Management
3.2 Elect Director Scott D. Chambers For For Management
3.3 Elect Director Raymond P. Davis For For Management
3.4 Elect Director Allyn C. Ford For For Management
3.5 Elect Director David B. Frohnmayer For For Management
3.6 Elect Director Stephen M. Gambee For For Management
3.7 Elect Director Dan Giustina For For Management
3.8 Elect Director Diana E. Goldschmidt For For Management
3.9 Elect Director Lynn K. Herbert For For Management
3.10 Elect Director William A. Lansing For For Management
3.11 Elect Director Theodore S. Mason For For Management
3.12 Elect Director Diane D. Miller For For Management
3.13 Elect Director Bryan L. Timm For For Management
3.14 Elect Director Thomas W. Weborg For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
UNIVEST CORPORATION OF PENNSYLVANIA
Ticker: UVSP Security ID: 915271100
Meeting Date: APR 11, 2006 Meeting Type: Annual
Record Date: FEB 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William S. Aichele For Did Not Management
Vote
1.2 Elect Director Norman L. Keller For Did Not Management
Vote
1.3 Elect Director Thomas K. Leidy For Did Not Management
Vote
1.4 Elect Director Merrill S. Moyer For Did Not Management
Vote
1.5 Elect Director Margaret K. Zook For Did Not Management
Vote
1.6 Elect Director William G. Morral For Did Not Management
Vote
1.7 Elect Director Mark A. Schlosser For Did Not Management
Vote
2 Amend Articles/Bylaws/Add authorization For Did Not Management
and Restate provision Vote
3 Increase Authorized Preferred and Common For Did Not Management
Stock Vote
4 Amend Quorum Requirements For Did Not Management
Vote
5 Amend Articles/Bylaws/Clarify the For Did Not Management
nomination for Alternate Directors Vote
--------------------------------------------------------------------------------
VALLEY NATIONAL BANCORP
Ticker: VLY Security ID: 919794107
Meeting Date: APR 5, 2006 Meeting Type: Annual
Record Date: FEB 17, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew B. Abramson For For Management
1.2 Elect Director Pamela R. Bronander For For Management
1.3 Elect Director Eric P. Edelstein For For Management
1.4 Elect Director Mary J. Steele Guilfoile For For Management
1.5 Elect Director H. Dale Hemmerdinger For For Management
1.6 Elect Director Graham O. Jones For For Management
1.7 Elect Director Walter H. Jones, III For For Management
1.8 Elect Director Gerald Korde For For Management
1.9 Elect Director Michael L. LaRusso For For Management
1.10 Elect Director Gerald H. Lipkin For For Management
1.11 Elect Director Robinson Markel For For Management
1.12 Elect Director Robert E. McEntee For For Management
1.13 Elect Director Richard S. Miller For For Management
1.14 Elect Director Barnett Rukin For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Other Business For For Management
--------------------------------------------------------------------------------
VINEYARD NATIONAL BANCORP, INC.
Ticker: VNBC Security ID: 927426106
Meeting Date: MAY 24, 2006 Meeting Type: Annual
Record Date: MAR 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank S. Alvarez For For Management
1.2 Elect Director David A. Buxbaum For For Management
1.3 Elect Director Charles L. Keagle For For Management
1.4 Elect Director James G. LeSieur For For Management
1.5 Elect Director Norman A. Morales For For Management
1.6 Elect Director Joel H. Ravitz For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VIRGINIA FINANCIAL GROUP INC
Ticker: VFGI Security ID: 927810101
Meeting Date: APR 18, 2006 Meeting Type: Annual
Record Date: MAR 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred D. Bowers For For Management
1.2 Elect Director Taylor E. Gore For For Management
1.3 Elect Director Jan S. Hoover For For Management
1.4 Elect Director H. Wayne Parrish For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WACHOVIA CORP.
Ticker: WB Security ID: 929903102
Meeting Date: APR 18, 2006 Meeting Type: Annual
Record Date: FEB 22, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Goodwin, Jr. For For Management
1.2 Elect Director Robert A. Ingram For For Management
1.3 Elect Director Mackey J. McDonald For For Management
1.4 Elect Director Lanty L. Smith For For Management
1.5 Elect Director Ruth G. Shaw For For Management
1.6 Elect Director Ernest S. Rady For For Management
2 Ratify Auditors For For Management
3 Submit Severance Agreement (Change in Against Against Shareholder
Control) to shareholder Vote
4 Report on Political Contributions Against Abstain Shareholder
5 Separate Chairman and CEO Positions Against Against Shareholder
6 Require a Majority Vote for the Election Against Against Shareholder
of Directors
--------------------------------------------------------------------------------
WASHINGTON MUTUAL, INC
Ticker: WM Security ID: 939322103
Meeting Date: APR 18, 2006 Meeting Type: Annual
Record Date: FEB 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kerry K. Killinger For For Management
1.2 Elect Director Thomas C. Leppert For Withhold Management
1.3 Elect Director Charles M. Lillis For For Management
1.4 Elect Director Michael K. Murphy For For Management
1.5 Elect Director Orin C. Smith For For Management
1.6 Elect Director Regina Montoya For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Declassify the Board of Directors For For Management
6 Report on Political Contributions Against Abstain Shareholder
--------------------------------------------------------------------------------
WEBSTER FINANCIAL CORP.
Ticker: WBS Security ID: 947890109
Meeting Date: APR 20, 2006 Meeting Type: Annual
Record Date: FEB 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Finkenzeller For For Management
1.2 Elect Director Roger A. Gelfenbien For For Management
1.3 Elect Director Laurence C. Morse For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 25, 2006 Meeting Type: Annual
Record Date: MAR 7, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lloyd H. Dean For For Management
1.2 Elect Director Susan E. Engel For For Management
1.3 Elect Director Enrique Hernandez, Jr. For For Management
1.4 Elect Director Robert L. Joss For For Management
1.5 Elect Director Richard M. Kovacevich For For Management
1.6 Elect Director Richard D. McCormick For For Management
1.7 Elect Director Cynthia H. Milligan For For Management
1.8 Elect Director Nicholas G. Moore For For Management
1.9 Elect Director Philip J. Quigley For For Management
1.10 Elect Director Donald B. Rice For For Management
1.11 Elect Director Judith M. Runstad For For Management
1.12 Elect Director Stephen W. Sanger For For Management
1.13 Elect Director Susan G. Swenson For For Management
1.14 Elect Director Michael W. Wright For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election Against Against Shareholder
of Directors
4 Separate Chairman and CEO Positions Against Against Shareholder
5 Compensation- Director Compensation Against Against Shareholder
6 Report on Discrimination in Lending Against Against Shareholder
--------------------------------------------------------------------------------
WEST COAST BANCORP (OR)
Ticker: WCBO Security ID: 952145100
Meeting Date: APR 25, 2006 Meeting Type: Annual
Record Date: MAR 1, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lloyd D. Ankeny For For Management
1.2 Elect Director Michael J. Bragg For For Management
1.3 Elect Director Duane C. Mcdougall For For Management
1.4 Elect Director Steven J. Oliva For For Management
1.5 Elect Director J.F. Ouderkirk For For Management
1.6 Elect Director Steven N. Spence For For Management
1.7 Elect Director Robert D. Sznewajs For For Management
1.8 Elect Director David J. Truitt For For Management
1.9 Elect Director Nancy A Wilgenbusch Phd For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WESTERN ALLIANCE BANCORPORATION
Ticker: WAL Security ID: 957638109
Meeting Date: APR 18, 2006 Meeting Type: Annual
Record Date: MAR 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Baker For For Management
1.2 Elect Director Bruce Beach For For Management
1.3 Elect Director William S. Boyd For For Management
1.4 Elect Director Steven J. Hilton For For Management
1.5 Elect Director Marianne Boyd Johnson For For Management
--------------------------------------------------------------------------------
WHITNEY HOLDING CORP.
Ticker: WTNY Security ID: 966612103
Meeting Date: APR 26, 2006 Meeting Type: Annual
Record Date: MAR 6, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William A. Hines For For Management
1.2 Elect Director Alfred S. Lippman For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WILMINGTON TRUST CORP.
Ticker: WL Security ID: 971807102
Meeting Date: APR 20, 2006 Meeting Type: Annual
Record Date: FEB 21, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ted T. Cecala For Withhold Management
1.2 Elect Director David P. Roselle For Withhold Management
--------------------------------------------------------------------------------
YARDVILLE NATIONAL BANCORP
Ticker: YANB Security ID: 985021104
Meeting Date: MAY 3, 2006 Meeting Type: Proxy Contest
Record Date: MAR 17, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel D. Marrazzo For Did Not Management
Vote
1.2 Elect Director Louis R. Matlack, Ph.D. For Did Not Management
Vote
1.3 Elect Director George D. Muller For Did Not Management
Vote
2 Other Business For Did Not Management
Vote
1.1 Elect Director Harold Schechter For Did Not Management
Vote
1.2 Elect Director Dennis Pollack For Did Not Management
Vote
1.3 Elect Director Patrick Robinson For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
--------------------------------------------------------------------------------
ZIONS BANCORPORATION
Ticker: ZION Security ID: 989701107
Meeting Date: MAY 1, 2006 Meeting Type: Annual
Record Date: MAR 1, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R.D. Cash For For Management
1.2 Elect Director Patricia Frobes For For Management
1.3 Elect Director J. David Heaney For For Management
1.4 Elect Director Harris H. Simmons For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Other Business For For Management
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked
'Abstain' are considered to be have been voted against management's
recommendation, regardless of whether the recommendation is 'For' or 'Against,'
except where management has made no recommendation or has recommended that
shareholders 'Abstain.'
Where management has recommended that shareholders 'Abstain' from voting on a
ballot item: 1) a ballot market 'Abstain' is considered to have been voted for
management's recommendation to 'Abstain' and 2) a ballot voted 'For" or
'Against' is considered to have been voted against management's recommendation
to 'Abstain.'
Where management has made no recommendation on a ballot item, the abbreviation
"N/A" is used to denote that there is no applicable recommendation compared to
which a vote may be 'For' or 'Against' the recommendation of management.
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
John Hancock Bank and Thrift Opportunity Fund
-------------------------------------------------------------------------
(Registrant)
By: /s/Keith F. Hartstein
---------------------
Keith F. Hartstein
President and Chief Executive Officer
Date: August 30, 2006