ATTENTION: | Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker. |
SEC USE ONLY |
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DOCUMENT SEQUENCE NO. |
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CUSIP
NUMBER |
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1 (a) NAME OF ISSUER (Please type or print) |
(b) IRS IDENT. NO. | (c) S.E.C. FILE NO. | WORK LOCATION | ||||||||||||||||||||||||||||||||||
INVESCO VANKAMPEN DYNAMIC CREDIT OPPORTUNITIES FUND |
20-8870533 | 333-141816 811-22043 |
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1 (d)
ADDRESS OF ISSUER
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STREET | CITY | STATE | ZIP CODE | (e) TELEPHONE NO. | ||||||||||||||||||||||||||||||||
11 Greenway Plaza, Suite 2500 | Houston | TX | 77046 | AREA CODE 713 |
NUMBER 626-1919 |
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2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE
SECURITIES ARE TO BE SOLD |
(b)
RELATIONSHIP TO ISSUER |
(c) ADDRESS STREET | CITY | STATE | ZIP CODE | ||||||||||||||||||||||||||||||||
VANKAMPEN INVESTMENTS INC. |
Parent company of Issuers former adviser | 11 Greenway Plaza, Suite 2500, Houston TX 77046 | |||||||||||||||||||||||||||||||||||
3 (a) | (b) | SEC USE ONLY | (c) | (d) | (e) | (f) | (g) | ||||||||||||||||||
Title of the |
Broker-Dealer | Number of Shares | Aggregate | Number of Shares | Approximate | Name of Each | |||||||||||||||||||
Class of | Name and Address of Each Broker Through Whom the | File Number | or Other Units | Market | or Other Units | Date of Sale | Securities | ||||||||||||||||||
Securities | Securities are to be Offered or Each Market Maker | To Be Sold | Value | Outstanding | (See Instr. 3(f)) | Exchange | |||||||||||||||||||
To Be Sold | who is Acquiring the Securities | (See Instr. 3(c)) | (See Instr. 3(d)) | (See Instr. 3(e)) | (MO. DAY YR.) | (See Instr. 3(g)) | |||||||||||||||||||
Common
Shares
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Computershare
Securities Corporation 118 Fernwood Ave. Edison, NJ 08837 |
5,235.602 | 67,329.84 | 74,013,275 | December
13, 2010 |
NYSE | |||||||||||||||||||
1.
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(a) | Name of issuer | ||
(b) | Issuers I.R.S. Identification Number | |||
(c) | Issuers S.E.C. file number, if any | |||
(d) | Issuers address, including zip code | |||
(e) | Issuers telephone number, including area code | |||
2.
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(a) | Name of person for whose account the securities are to be sold | ||
(b) | Such persons relationship to the Issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing) | |||
(c) | Such persons address, including zip code | |||
3.
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(a) | Title of the class of securities to be sold | ||
(b) | Name and address of each broker through whom the securities are intended to be sold | |||
(c) | Number of shares or other units to be sold (if debt securities, give the aggregate face amount) | |||
(d) | Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice | |||
(e) | Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the Issuer | |||
(f) | Approximate date on which the securities are to be sold | |||
(g) | Name of each securities exchange, if any, on which the securities are intended to be sold |
Title of | Date you | Name of Person from Whom Acquired | Amount of | Date of | ||||||||||||||||||||||||
the Class | Acquired | Name of Acquisition Transaction | (If gift, also give date donor acquired) | Securities Acquired | Payment | Nature of Payment | ||||||||||||||||||||||
Common Shares
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5/11/07 | Purchase from issuer | INVESCO VAN KAMPEN DYNAMIC CREDIT OPPORTUNITIES FUND (formerly, Van Kampen Dynamic Credit Opportunities Fund) | 5,240 | 5/11/07 | Cash | ||||||||||||||||||||||
INSTRUCTIONS:
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If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid. |
Amount of | ||||||||||||||||||||
Name and Address of Seller | Title of Securities Sold | Date of Sale | Securities Sold | Gross Proceeds | ||||||||||||||||
N/A
or None
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INSTRUCTIONS: | ATTENTION: | |
See the definition of person in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the
securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons
whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
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The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing this form and indicating the date that the plan was adopted or the instructions given, that person makes such representation as of the plan adoption or instruction date. | |
December 8, 2010
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/s/
Elizabeth E. Nelson |
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DATE OF NOTICE
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(SIGNATURE) | |
DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION, IF RELYING ON RULE 10B5-1 |
The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures. |