FORM
6-K
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
Report
of Foreign Private Issuer
Pursuant
to Rule 13a-16 or 15d-16
of
the Securities Exchange Act of 1934
April 29,
2010
| Commission File Number 001-31335 | |
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AU
Optronics Corp.
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(Translation
of registrant’s name into English)
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No.
1 Li-Hsin Road 2
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Hsinchu
Science Park
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Hsinchu,
Taiwan
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(Address
of principal executive offices)
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Indicate
by check mark whether the registrant files or will file annual reports under
cover Form 20-F or Form 40-F.
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Form
20-F
X
Form 40-F
____
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Indicate
by check mark if the registrant is submitting the Form 6-K in paper as permitted
by Regulation S-T Rule 101(b)(1):
____
Note: Regulation S-T Rule
101(b)(1) only permits the submission in paper of a Form 6-K if submitted solely
to provide an attached annual report to security holders.
Indicate
by check mark if the registrant is submitting the Form 6-K in paper as permitted
by Regulation S-T Rule 101(b)(7):
____
Note: Regulation S-T Rule
101(b)(7) only permits the submission in paper of a Form 6-K if submitted to
furnish a report or other document that the registrant foreign private issuer
must furnish and make public under the laws of the
jurisdiction
in which the registrant is incorporated, domiciled or legally organized (the
registrant's "home country"), or under the rules of the home country exchange on
which the registrant's securities are traded, as long as the report or other
document is not a press release, is not required to be and has not been
distributed to the registrant's security holders, and, if discussing a material
event, has already been the subject of a Form 6-K submission or other Commission
filing on EDGAR.
Indicate
by check mark whether by furnishing the information contained in this Form, the
registrant is also thereby furnishing the information to the Commission pursuant
to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
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Yes
....... No
...X...
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If "Yes"
is marked, indicate below the file number assigned to the registrant in
connection with Rule 12g3-2(b):
Not
applicable
INDEX TO
EXHIBITS
Item
|
1.
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Taiwan
Stock Exchange filing entitled, “To announce the investment in Huizhou
Bri-King Optronics Co., Ltd. through AU Optronics (L) Corp. (AULB)”, dated
April 29, 2010.
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|
2.
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Taiwan
Stock Exchange filing entitled, “To announce the investment in Qingdao
Haier Optronics Co., Ltd. through AU Optronics (L)
Corp. (AULB)”, dated April 29,
2010.
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|
3.
|
Taiwan
Stock Exchange filing entitled, “The announcement of indirect investments
in Darwin Precisions (DongGuan) Ltd. through DPLB and DPHK”, dated April
29, 2010.
|
|
4.
|
Taiwan
Stock Exchange filing entitled, “The announcement of investment in Darwin
Precisions (SuZhou) Corp. through AULB, DPLB and DPHK.” dated April 29,
2010.
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5.
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Taiwan
Stock Exchange filing entitled, “Announcement to issue unsecured Global
Convertible Bonds”, dated April 29,
2010.
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6.
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Taiwan
Stock Exchange filing entitled, “The status of improvement plan of
guarantee of M.Setek Co., Ltd., a subsidiary of AUO”, dated April 29,
2010.
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7.
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Taiwan
Stock Exchange filing entitled, “AU Optronics Corp. 2010 Annual General
Meeting Director Candidate List”, dated April 29,
2010.
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Signatures
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned, thereunto
duly authorized.
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AU
Optronics Corp.
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||||
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Date: April 29,
2010
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By:
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/s/
Andy Yang
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Name:
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Andy
Yang
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|||
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Title:
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Chief
Financial Officer
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|||
Item
1
AU
Optronics Corp.
April 29,
2010
English
Language Summary
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Subject:
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To
announce the investment in Huizhou Bri-King Optronics Co., Ltd. through AU
Optronics (L) Corp. (AULB)
|
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Regulation:
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Published
pursuant to Article 2-20 of the Taiwan Stock Exchange’s Operating
Procedures for the Publication of Material Information by Listed
Companies
|
Date of
Events: 2010/04/29
Content:
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1.
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Date
of occurrence of the event:
2010/04/29
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2.
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Method
of the present increase (decrease) in investment: To invest through AULB
by capitalizing from AUO or working capital of
AULB.
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3.
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Transaction
volume, price per unit, and total monetary amount of the
transaction:
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US$ 6.12
million
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4.
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Company
name of the invested mainland Chinese
company:
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Huizhou
Bri-King Optronics Co., Ltd. (tentative)
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5.
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Paid-in
capital of said invested mainland Chinese company:
0
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6.
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Amount
of new capital increment currently planned by said invested mainland
Chinese company: US$ 12 million.
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7.
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Main
business items of said invested mainland Chinese company: To manufacture,
assemble and sale displays and related parts and
components.
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8.
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Type
of CPA opinion issued for the financial statement of said invested
mainland Chinese company for the most recent fiscal year:
N/A
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9.
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Net
worth of said invested mainland Chinese company on the financial statement
for the most recent fiscal year:
N/A
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10.
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Amount
of profit/loss of said invested mainland Chinese company on the financial
statement for the most recent fiscal year:
N/A
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11.
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Amount
of actual investment to date in said invested mainland Chinese company:
0
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12.
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Counterparty
to the transaction and its relationship to the Company: The Company's
subsidiaries
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13.
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Where
the counterparty to the transaction is an actual related party, public
announcement shall also be made of the reason for choosing the related
party as the counterparty and the identity of the previous owner
(including its relationship with the company and the trading counterpart),
the date of transfer, and the price:
N/A
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14.
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Where
a person who owned the subject matter of the transaction within the past
five years has been an actual related party of the company, public
announcement shall also be made of the dates and prices of acquisition and
disposal by the related party and such
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party's relationship to
the company at those times : N/A
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15.
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Gain
(or loss) on disposal: N/A
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16.
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Terms
of delivery or payment (including payment period and monetary amount),
restrictive covenants in the contract, and other important stipulations:
N/A
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17.
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The
manner of deciding on this transaction, the reference basis for the
decision on price and the decision-making department: The Board of the
Company resolved the investment and authorized the chairman to deal with
the investment.
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|
18.
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Broker:
N/A
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19.
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Concrete
purpose of the acquisition or disposal: Long-term
investment
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20.
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Do
the directors have any objection to the present transaction?:
No
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21.
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Total
amount of mainland China area investment (including the present
investment) approved by the Investment Commission to date: US$ 641,469
thousand
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22.
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Ratio
of the total amount of investment (including the present investment) in
the mainland China area approved by the Investment Commission to date to
the paid-in capital on the financial statement for the most recent period:
22.77%
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23.
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Ratio
of the total amount of investment (including the present investment) in
the mainland China area approved by the Investment Commission to date to
the total assets on the financial statement for the most recent period:
3.65%
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24.
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Ratio
of the total amount of investment (including the present investment) in
the mainland China area approved by the Investment Commission to date to
the shareholders’ equity on the financial statement for the most recent
period: 7.67%
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25.
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Total
amount of actual investment in the mainland China area to date: US$
530,970 thousand
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26.
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Ratio
of the total amount of actual investment in the mainland China
area to date to the paid-in capital on the financial statement for the
most recent period: 18.85%
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27.
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Ratio
of the total amount of actual investment in the mainland China area to
date to the total assets on the financial statement for the most recent
period: 3.02%
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28.
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Ratio
of the total amount of actual investment in the mainland China area to
date to the shareholders’ equity on the financial statement for the most
recent period: 6.35%
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29.
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Amount
of recognized profits and losses on investment in the mainland China area
for the most recent three fiscal
years:
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2009: US$
192,828 thousand
2008: US$
57,682 thousand
2007: US$
47,068 thousand
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30.
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Amount
of profit remitted back to Taiwan for the most recent three fiscal years:
0
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31.
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Has
the CPA issued an opinion on the unreasonableness of the price of the
current transaction?: No
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32.
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Any
other matters that need to be specified: The investment is subject to the
authority's approval.
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Item
2
AU
Optronics Corp.
April 29,
2010
English
Language Summary
|
Subject:
|
To announce the investment in Qingdao Haier
Optronics Co., Ltd. through AU Optronics (L) Corp.
(AULB)
|
|
Regulation:
|
Published
pursuant to Article 2-20 of the Taiwan Stock Exchange’s Operating
Procedures for the Publication of Material Information by Listed
Companies
|
Date of
Events: 2010/04/29
Content:
|
1.
|
Date
of occurrence of the event:
2010/04/29
|
|
2.
|
Method
of the present increase (decrease) in investment: To invest through AULB
by capitalizing from AUO or working capital of
AULB.
|
|
3.
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Transaction
volume, price per unit, and total monetary Transaction volume, price per
unit, and total monetary amount of the
transaction:
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US$ 2.1
million
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4.
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Company
name of the invested mainland Chinese
company:
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Qingdao
Haier Optronics Co., Ltd. (tentative)
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5.
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Paid-in
capital of said invested mainland Chinese company:
0
|
|
6.
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Amount
of new capital increment currently planned by said invested mainland
Chinese company: US$ 7 million.
|
|
7.
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Main
business items of said invested mainland Chinese company: To manufacture,
assemble and sale displays and related parts and
components.
|
|
8.
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Type
of CPA opinion issued for the financial statement of said invested
mainland Chinese company for the most recent fiscal year:
N/A
|
|
9.
|
Net
worth of said invested mainland Chinese company on the financial statement
for the most recent fiscal year:
N/A
|
|
10.
|
Amount
of profit/loss of said invested mainland Chinese company on the financial
statement for the most recent fiscal year:
N/A
|
|
11.
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Amount
of actual investment to date in said invested mainland Chinese company:
0
|
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12.
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Counterparty
to the transaction and its relationship to the Company: The Company's
investment company
|
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13.
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Where
the counterparty to the transaction is an actual related party, public
announcement shall also be made of the reason for choosing the related
party as the counterparty and the identity of the previous owner
(including its relationship with the company and the trading counterpart),
the date of transfer, and the price:
N/A
|
|
14.
|
Where
a person who owned the subject matter of the transaction within the past
five years has been an actual related party of the company, public
announcement shall also
|
be made of the dates and
prices of acquisition and disposal by the related party and such party's
relationship to the company at those times : N/A
|
15.
|
Gain
(or loss) on disposal: N/A
|
|
16.
|
Terms
of delivery or payment (including payment period and monetary amount),
restrictive covenants in the contract, and other important stipulations:
N/A
|
|
17.
|
The
manner of deciding on this transaction, the reference basis for the
decision on price and the decision-making department: The Board of the
Company resolved the investment and authorized the chairman to deal with
the investment.
|
|
18.
|
Broker:
N/A
|
|
19.
|
Concrete
purpose of the acquisition or disposal: Long-term
investment
|
|
20.
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Do
the directors have any objection to the present transaction?:
No
|
|
21.
|
Total amount of mainland China area investment
(including the present investment) approved by the Investment Commission
to date: US$ 637,449
thousand
|
|
22.
|
Ratio of the total amount of investment (including
the present investment) in the mainland China area approved by the
Investment Commission to date to the paid-in capital on the financial
statement for the most recent period: 22.63%
|
|
23.
|
Ratio
of the total amount of investment (including the present investment) in
the mainland China area approved by the Investment Commission to date to
the total assets on the financial statement for the most recent period:
3.63%
|
|
24.
|
Ratio
of the total amount of investment (including the present investment) in
the mainland China area approved by the Investment Commission to date to
the shareholders’ equity on the financial statement for the most recent
period: 7.62%
|
|
25.
|
Total
amount of actual investment in the mainland China area to date: US$
530,970 thousand
|
|
26.
|
Ratio
of the total amount of actual investment in the mainland China
area to date to the paid-in capital on the financial statement for the
most recent period: 18.85%
|
|
27.
|
Ratio
of the total amount of actual investment in the mainland China area to
date to the total assets on the financial statement for the most recent
period: 3.02%
|
|
28.
|
Ratio
of the total amount of actual investment in the mainland China area to
date to the shareholders’ equity on the financial statement for the most
recent period: 6.35%
|
|
29.
|
Amount
of recognized profits and losses on investment in the mainland China area
for the most recent three fiscal
years:
|
2009: US$
192,828 thousand
2008: US$
57,682 thousand
2007: US$
47,068 thousand
|
30.
|
Amount
of profit remitted back to Taiwan for the most recent three fiscal years:
0
|
|
31.
|
Has
the CPA issued an opinion on the unreasonableness of the price of the
current transaction?: No
|
|
32.
|
Any
other matters that need to be specified: The investment is subject to the
authority's approval.
|
Item
3
AU
Optronics Corp.
April 29,
2010
English
Language Summary
|
Subject:
|
The
announcement of indirect investments in Darwin Precisions (DongGuan) Ltd.
through AULB, DPLB and DPHK.
|
|
Regulation:
|
Published
pursuant to Article 2-20 of the Taiwan Stock Exchange’s Operating
Procedures for the Publication of Material Information by Listed
Companies
|
Date of
Events: 2010/04/29
Content:
|
1.
|
Date
of occurrence of the event:
2010/04/29
|
|
2.
|
Method
of the present increase (decrease) in investment: To invest through AU
Optronics (L) Corp., Darwin Precisions (L) Corp. and Darwin Precisions
(Hong Kong) Limited by capitalizing from the retained earnings of Darwin
Precisions (L) Corp.
|
|
3.
|
Transaction
volume, price per unit, and total monetary amount of the transaction: US$
1,930 thousand dollars
|
|
4.
|
Company
name of the invested mainland Chinese company: Darwin Precisions
(DongGuan) Ltd.
|
|
5.
|
Paid-in
capital of said invested mainland Chinese company:
0
|
|
6.
|
Amount
of new capital increment currently planned by said invested mainland
Chinese company: US$ 8,000 thousand
dollars
|
|
7.
|
Main
business items of said invested mainland Chinese company: To manufacture
and sell LCD display and related parts and components (including backlight
and LCD modules)
|
|
8.
|
Type
of CPA opinion issued for the financial statement of said invested
mainland Chinese company for the most recent fiscal year:
N/A
|
|
9.
|
Net
worth of said invested mainland Chinese company on the financial statement
for the most recent fiscal year:
N/A
|
|
10.
|
Amount
of profit/loss of said invested mainland Chinese company on the financial
statement for the most recent fiscal year:
N/A
|
|
11.
|
Amount
of actual investment to date in said invested mainland Chinese company:
0
|
|
12.
|
Counterparty
to the transaction and its relationship to the Company: The Company's
subsidiary
|
|
13.
|
Where
the counterparty to the transaction is an actual related party, public
announcement shall also be made of the reason for choosing the related
party as the counterparty and the identity of the previous owner
(including its relationship with the company and the trading counterpart),
the date of transfer, and the price:
N/A
|
|
14.
|
Where
a person who owned the subject matter of the transaction within the past
five years has been an actual related party of the company, public
announcement shall also be made of the dates and prices of acquisition and
disposal by the related party and such party's relationship to the company
at those times: N/A
|
|
15.
|
Gain
(or loss) on disposal: N/A
|
|
16.
|
Terms
of delivery or payment (including payment period and monetary amount),
restrictive covenants in the contract, and other important stipulations:
N/A
|
|
17.
|
The
manner of deciding on this transaction, the reference basis for the
decision on price and the decision-making department: Board
meeting
|
|
18.
|
Broker:
N/A
|
|
19.
|
Concrete
purpose of the acquisition or disposal: Long term
investment
|
|
20.
|
Do
the directors have any objection to the present transaction?:
No
|
|
21.
|
Total
amount of mainland China area investment (including the present
investment) approved by the Investment Commission to date: US$ 637,279
thousand dollars
|
|
22.
|
Ratio
of the total amount of investment (including the present investment) in
the mainland China area approved by the Investment Commission to date to
the paid-in capital on the financial statement for the most recent period:
22.62%
|
|
23.
|
Ratio
of the total amount of investment (including the present investment) in
the mainland China area approved by the Investment Commission to date to
the total assets on the financial statement for the most recent period:
3.63%
|
|
24.
|
Ratio
of the total amount of investment (including the present investment) in
the mainland China area approved by the Investment Commission to date to
the shareholders’ equity on the financial statement for the most recent
period: 7.62%
|
|
25.
|
Total
amount of actual investment in the mainland China area to date: US$
530,970 thousand
|
|
26.
|
Ratio
of the total amount of actual investment in the mainland China area to
date to the paid-in capital on the financial statement for the most recent
period: 18.85%
|
|
27.
|
Ratio
of the total amount of actual investment in the mainland China area to
date to the total assets on the financial statement for the most recent
period:3.02%
|
|
28.
|
Ratio
of the total amount of actual investment in the mainland China area to
date to the shareholders’ equity on the financial statement for the most
recent period: 6.35%
|
|
29.
|
Amount
of recognized profits and losses on investment in the mainland China area
for the most recent three fiscal
years:
|
2009: US$
192,828 thousand
2008: US$
57,682 thousand
2007: US$
47,068 thousand
|
30.
|
Amount
of profit remitted back to Taiwan for the most recent three fiscal years:
0
|
|
31.
|
Has
the CPA issued an opinion on the unreasonableness of the price of the
current transaction?: No.
|
|
32.
|
Any
other matters that need to be specified: The investment is subject to the
authority's approval.
|
Item
4
AU
Optronics Corp.
April 29,
2010
English
Language Summary
|
Subject:
|
The
announcement of investment in Darwin Precisions (SuZhou) Corp.through
AULB, DPLB and DPHK.
|
|
Regulation:
|
Published
pursuant to Article 2-20 of the Taiwan Stock Exchange’s Operating
Procedures for the Publication of Material Information by Listed
Companies
|
Date
of Events: 2010/04/29
Content:
|
1.
|
Date
of occurrence of the
event:2010/04/29
|
|
2.
|
Method
of the present increase (decrease) in investment: To invest through AU
Optronics (L) Corp., Darwin Precisions Corp. Darwin Precisions (L) Corp.
and Darwin Precisions (Hong Kong) Limited by capitalizing from the
retained earnings of Darwin Precisions (L)
Corp.
|
|
3.
|
Transaction
volume, price per unit, and total monetary amount of the transaction: AUO:
US$ 241.2 thousand
|
Darwin
Precisions Corp. (DPTW): US$ 758.8 thousand
|
4.
|
Company
name of the invested mainland Chinese company: Darwin Precisions (SuZhou)
Corp.
|
|
5.
|
Paid-in
capital of said invested mainland Chinese company: US$15,000
thousand
|
|
6.
|
Amount
of new capital increment currently planned by said invested mainland
Chinese company: US$ 1,000 thousand
|
|
7.
|
Main
business items of said invested mainland Chinese company: To manufacture
and sell LCD display and related parts and components (including backlight
and LCD modules)
|
|
8.
|
Type
of CPA opinion issued for the financial statement of said invested
mainland Chinese company for the most recent fiscal year:
N/A
|
|
9.
|
Net
worth of said invested mainland Chinese company on the financial statement
for the most recent fiscal year:
N/A
|
|
10.
|
Amount
of profit/loss of said invested mainland Chinese company on the financial
statement for the most recent fiscal year:
N/A
|
|
11.
|
Amount
of actual investment to date in said invested mainland Chinese company:
US$ 15,000 thousand
|
|
12.
|
Counterparty
to the transaction and its relationship to the Company: The Company's
subsidiary
|
|
13.
|
Where
the counterparty to the transaction is an actual related party, public
announcement shall also be made of the reason for choosing the related
party as the counterparty and the identity of the previous owner
(including its relationship with the company and the trading counterpart),
the date of transfer, and the price:
N/A
|
|
14.
|
Where
a person who owned the subject matter of the transaction within the past
five years has been an actual related party of the company, public
announcement shall also be made of the dates and prices of acquisition and
disposal by the related party and such party's relationship to the company
at those times: N/A
|
|
15.
|
Gain
(or loss) on disposal: N/A
|
|
16.
|
Terms
of delivery or payment (including payment period and monetary amount),
restrictive covenants in the contract, and other important stipulations:
N/A
|
|
17.
|
The
manner of deciding on this transaction, the reference basis for the
decision on price and the decision-making department: Board
meeting
|
|
18.
|
Broker:
N/A
|
|
19.
|
Concrete
purpose of the acquisition or disposal: Long term
investment
|
|
20.
|
Do
the directors have any objection to the present transaction?:
No
|
|
21.
|
Total
amount of mainland China area investment (including the present
investment) approved by the Investment Commission to
date:
|
AUO:
US$ 635,590 thousand
DPTW:
US$ 89,086 thousand
|
22.
|
Ratio
of the total amount of investment (including the present investment) in
the mainland China area approved by the Investment Commission to date to
the paid-in capital on the financial statement for the most recent
period:
|
AUO:
22.56%
DPTW:
67.75%
|
23.
|
Ratio
of the total amount of investment (including the present investment) in
the mainland China area approved by the Investment Commission to date to
the total assets on the financial statement for the most recent
period:
|
AUO:
3.62%
DPTW:
20.4%
|
24.
|
Ratio
of the total amount of investment (including the present investment) in
the mainland China area approved by the Investment Commission to date to
the shareholders’ equity on the financial statement for the most recent
period:
|
AUO:
7.60%
DPTW:
37.84%
|
25.
|
Total
amount of actual investment in the mainland China area to
date:
|
AUO:
US$ 530,970 thousand
DPTW:
US$ 88,327 thousand
|
26.
|
Ratio
of the total amount of actual investment in the mainland China area to
date to the paid-in capital on the financial statement for the most recent
period:
|
AUO:
18.85%
DPTW:
67.18%
|
27.
|
Ratio
of the total amount of actual investment in the mainland China area to
date to the total assets on the financial statement for the most recent
period:
|
AUO:
3.02%
DPTW:
20.22%
|
28.
|
Ratio
of the total amount of actual investment in the mainland China area to
date to the shareholders’ equity on the financial statement for the most
recent period:
|
AUO:
6.35%
DPTW:
37.51%
|
29.
|
Amount
of recognized profits and losses on investment in the mainland China area
for the most recent three fiscal
years:
|
AUO:
2009:
US$ 192,828 thousand
2008:
US$ 57,682 thousand
2007:
US$ 47,068 thousand
DPTW:
2009:
US$ 22,524 thousand
|
30.
|
Amount
of profit remitted back to Taiwan for the most recent three fiscal
years:
|
AUO:
0; DPTW: 0
|
31.
|
Has
the CPA issued an opinion on the unreasonableness of the price of the
current transaction?: No.
|
|
32.
|
Any
other matters that need to be specified: The investment is subject to the
authority's approval.
|
Item
5
AU
Optronics Corp.
April 29,
2010
English
Language Summary
|
Subject:
|
Announcement
to issue unsecured Global Convertible
Bonds.
|
|
Regulation:
|
Published
pursuant to Article 2-11 of the Taiwan Stock Exchange’s Operating
Procedures for the Publication of Material Information by Listed
Companies
|
Date of
Events: 2010/04/29
Content:
|
1.
|
Date
of the board of directors
resolution:2010/04/29
|
|
2.
|
Name
【__nth
issue of (secured, unsecured) corporate bonds of ___ Co.】:
|
The
Unsecured Global Convertible Bonds of AUO
|
3.
|
Total
amount of the issue: Up to US$800 million in principal amount (including
greenshoe).
|
|
4.
|
Face
value: in denominations of US$100,000 or multiples
thereof.
|
|
5.
|
Issue
price: The Bonds will be issued at a price equal to 100% of par
value.
|
|
6.
|
Issue
period: 5 years from the issue
date.
|
|
7.
|
Issue
coupon/interest rate: 0% per annum.
|
|
8.
|
Types,
names, monetary amounts of security or collateral and stipulations
thereupon: N/A.
|
|
9.
|
Use
of the funds raised by the offering and utilization plan: Purchasing
machinery and equipment overseas.
|
|
10.
|
Underwriting
method: The Bonds will be offered by the International Underwriter outside
the territory of the Republic of China (“ROC”) in a public offering
pursuant to applicable local laws and
regulations.
|
|
11.
|
Trustees
for the bonds: to be determined.
|
|
12.
|
Underwriter
or distributing agent institution: to be
determined.
|
|
13.
|
Guarantor(s)
for the issue: N/A
|
|
14.
|
Institution
serving as agent for payment of the principal and interest: to be
determined.
|
|
15.
|
Certifying
institution: N/A
|
|
16.
|
Where
convertible into shares, the rules for conversion: Related matters will be
complied with related regulations and will make an announcement after
getting an approval from the
authority.
|
|
17.
|
Resale
conditions: Related matters will be complied with related regulations and
will make an announcement after getting an approval from the
authority.
|
|
18.
|
Repurchase
conditions: Related matters will be complied with related regulations and
will make an announcement after getting an approval from the
authority.
|
|
19.
|
The
record date for share conversion, if conversion, exchange, or subscription
rights are
|
attached: Related matters
will be complied with related regulations and will make an announcement after
getting an approval from the authority.
|
20.
|
Possible
dilution of equity, if conversion, exchange, or subscription rights are
attached: To depend on the conversion price upon
issuance.
|
|
21.
|
Any
other matters that need to be specified: For the issuance of ECB, the
Chairman or his appointee is authorized to sign related indenture and deal
with documentation and related matters regarding ECB and
ADS.
|
Item
6
AU
Optronics Corp.
April 29,
2010
English
Language Summary
|
Subject:
|
The
status of improvement plan of guarantee of M. Setek Co., Ltd., a
subsidiary of AUO
|
|
Regulation:
|
Published
pursuant to Article 2-49 of the Taiwan Stock Exchange’s Operating
Procedures for the Publication of Material Information by Listed
Companies
|
Date of
events: 2010/04/29
Contents:
|
1.
|
Date
of occurrence of the
event:2010/04/29
|
|
2.
|
Company
name: M.Setek Co., Ltd.(“M.Setek”)
|
|
3.
|
Relationship
to the Company (please enter “head office” or “affiliate
company”):affiliate company
|
|
4.
|
Reciprocal
shareholding ratios: The Company holds 90% of M.Setek's common
shares
|
|
5.
|
Cause
of occurrence: Pursuant to Jing-Kuan-Cheng-Shen-Tzu-Di No. 0980063674, by
the Financial Supervisory
Commission
|
|
6.
|
Countermeasures:
|
The
guarantee had occurred before the Company invested M. Setek. The Company has
actively requested M. Setek to deal with this matter. To reduce the risk of M.
Setek, M. Setek had obtained some collaterals from Matsumiya Semiconductor
provided by third party. M. Setek will continuously urge Matsumiya Semiconductor
and banks to relieve the responsibility gradually.
|
7.
|
Any
other matters that need to be specified:
N/A
|
Item
7
AU Optronics
Corp.
2010 Annual General Meeting Director Candidate
List
|
Name
|
ID No.
|
Shareholding
(Note)
|
Education & Current/Selected
Past Positions
|
|
(Independent
Director)
Vivien Huey-Juan
Hsieh
|
P200062523
|
0
|
u Ph.D., Finance, University of Houston, U.S.A.
u Independent Director, AU Optronics
Corp.
u Independent Supervisor, Chief Telecom
Inc.
u President, Co-Operative Asset Management
Corp.
|
|
(Independent
Director)
Mei-Yue Ho
|
Q200495032
|
0
|
u B.S., Agricultural Chemistry,
National Taiwan University
u Independent Director, Bank of
Kaohsiung,LTD.
u Minister, Ministry of Economic
Affairs, R.O.C.
u Council Minister, Council for
Economic Planning and Development, R.O.C.
|
|
(Independent
Director)
Bing-He
Yang
|
E101549010
|
0
|
u Ph.D., Electrical Engineering,
Princeton
University,
U.S.A.
u Chairman, UniSVR Global Information
Technology Corp.
u Supervisor, Applied Vacuum Coating
Technologies Co., Ltd.
u Vice Chairman and President, Windbond Electronics
Corp.
|
|
Kuen-Yao (KY)
Lee
|
K101577037
|
10,532,153
|
u M.B.A., International Institute
for Management Development, Switzerland
u Chairman, AU Optronics
Corp.
u Chairman, Qisda Corporation
|
|
Hsuan Bin (HB)
Chen
|
J101514119
|
6,197,633
|
u B.S. Communications Engineering,
National Chiao Tung University
u Vice Chairman, AU Optronics
Corp.
u Chairman, Wellypower Optronics
Corporation
u Chairman, Lextar Electronics
Corp.
|
|
Lai-Juh
Chen
|
A121498798
|
2,959,118
|
u Ph.D., Chemical Engineering,
National Tsing Hua University
u President and CEO, AU Optronics
Corp.
u Director, Lextar Electronics
Corp.
|
|
Shuang-Lang
Peng
|
J120870365
|
2,533,660
|
u M.B.A., Heriot-Watt University, U.K.
u Executive Vice President, AU Optronics
Corp.
u Chairman, Taiwan Nano
Electro-Optical Technology Co. Ltd
u Director, Qisda
Corporation
|
|
Ko-Yung (Eric)
Yu
– Representative of Qisda
Corporation
|
M101480996
|
663,598,620
|
u M.B.A., University of
Strathclyde,
U.K.
u Director, AU Optronics
Corp.
u Chairman, Daxon Technology
Inc.
|
|
Hui Hsiung
– Representative of Qisda
Corporation
|
Y100138545
|
663,598,620
|
u Ph.D., Physics, University of California, Berkeley, U.S.A.
u Director, AU Optronics
Corp.
u Director and CEO, Qisda
Corporation
|
|
Ronald Jen-Chuan Chwang
– Representative of BenQ
Foundation
|
A125990480
|
100,000
|
u Ph.D., Electrical Engineering,
University of
Southern California,
U.S.A.
u Director, AU Optronics
Corp.
u Chairman, iD Ventures America,
Inc.
|
|
Chang-Hai Tsai
– Representative of An Ji
Biomedical Corporation
|
Q100928070
|
200,000
|
u M.D., Teikyo University, Japan
u Chairman, China Medical University Hospital
u Chairman, China Medical University
u Founder and Chairman, Asia University
|
Note: As of April 20, 2010.