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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
INFORMATION TO BE INCLUDED IN STATEMENTS FILED
PURSUANT TO RULE 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO
FILED PURSUANT TO RULE 13d-2(b)
(AMENDMENT NO. 4)*
Carrizo Oil & Gas, Inc.
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
144577103
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(CUSIP Number)
February 11, 2004
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[_] Rule 13d-1(b)
[_] Rule 13d-1(c)
[X] Rule 13d-1(d)
(*) The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
Page 1 of 12 pages
SCHEDULE 13G
ISSUER: Carrizo Oil & Gas, Inc. CUSIP NO.: 144577103
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1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
J.P. Morgan Partners (23A SBIC), L.P. (f/k/a
J.P. Morgan Partners (23A SBIC), LLC) 13-3986302
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2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a)
(b)
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3. SEC Use Only
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4. Citizenship or Place of Organization Delaware
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Number of Shares 5. Sole Voting Power 3,999,766 (includes Warrant
Beneficially Owned to purchase 2,208,152 and
by Each Reporting Options to purchase 26,666)
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6. Shared Voting Power 0 shares of Common Stock
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7. Sole Dispositive 3,999,766 (includes Warrant to
Power purchase 2,208,152 and Options
to purchase 26,666)
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8. Shared Dispositive
Power 0 shares of Common Stock
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9. Aggregate Amount Beneficially Owned by 3,999,766 (includes Warrant to
Each Reporting Person purchase 2,208,152 and Options
to purchase 26,666)
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10. Check if the Aggregate Amount in Row (9)
Excludes Certain Shares (See Instructions)
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11. Percent of Class Represented by Amount
in Row (9) 19.7%
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12. Type of Reporting Person (See Instructions) PN
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Page 2 of 12
SCHEDULE 13G
ISSUER: Carrizo Oil & Gas, Inc. CUSIP NO.: 144577103
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PRELIMINARY NOTE: The information contained in this Schedule 13G has been filed
to reflect: (i) the sale by the Reporting Person of 1,144,144 shares of Common
Stock; (ii) the change of name of the Reporting Person; (iii) a change in the
controlling persons of the Reporting Person, and (iv) the issuance or vesting of
Options to purchase 7,500 shares of the Issuer's Common Stock.
ITEM 1.
(A) NAME OF ISSUER:
Carrizo Oil & Gas, Inc..
ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
14811 St. Mary's Lane, Suite 148, Houston, TX 77079.
ITEM 2.
(A) NAME OF PERSON FILING:
J.P. Morgan Partners (23A SBIC), L.P.
Supplemental information relating to the ownership and control of
the person filing this statement is included in Exhibit 2(a)
attached hereto.
(B) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
1221 Avenue of the Americas
New York, New York 10020
(C) CITIZENSHIP:
Delaware
(D) TITLE OF CLASS OF SECURITIES (OF ISSUER):
Common Stock
(E) CUSIP NUMBER:
144577103
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SS.SS. 240. 13d-1(b) OR 240.
13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:
Not applicable.
ITEM 4. OWNERSHIP
Page 3 of 12
SCHEDULE 13G
ISSUER: Carrizo Oil & Gas, Inc. CUSIP NO.: 144577103
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(A) AMOUNT BENEFICIALLY OWNED:
3,999,766 (includes Warrant to purchase 2,208,152 and Options to
purchase 26,666)
(B) PERCENT OF CLASS:
19.7%
(C) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS:
(i) 3,999,766 (includes Warrant to purchase 2,208,152 and
Options to purchase 26,666)
(ii) Not applicable
(iii) 3,999,766 (includes Warrant to purchase 2,208,152 and
Options to purchase 26,666)
(iv) Not applicable
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
Not applicable.
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
Not applicable.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED
THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
Not applicable.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP
Not applicable.
ITEM 10. CERTIFICATION
Not applicable.
Page 4 of 12 pages
SCHEDULE 13G
ISSUER: Carrizo Oil & Gas, Inc. CUSIP NO.: 144577103
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: February 12, 2004
J.P. MORGAN PARTNERS (23A SBIC), L.P.
By: J.P. Morgan Partners (23A SBIC Manager).,
Inc., Its General Partner
By: /s/ Jeffrey C. Walker
------------------------------------------
Name: Jeffrey C. Walker
Title: President
Page 5 of 12
SCHEDULE 13G
ISSUER: Carrizo Oil & Gas, Inc. CUSIP NO.: 144577103
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EXHIBIT 2(a)
This statement is being filed by J.P. Morgan Partners (23A SBIC), L.P., a
Delaware limited partnership (hereinafter referred to as "JPMP (23A SBIC)")
whose principal business is located at 1221 Avenue of the Americas, New York, NY
10020. JPMP (23A SBIC) is engaged in the venture capital and leveraged buyout
business. The General Partner of JPMP (23A SBIC) is J.P. Morgan Partners (23A
SBIC Manager), Inc., a Delaware corporation (hereinafter referred to as "JPMP
(23A Manager)"), whose principal business office is located at the same address
as JPMP (23A SBIC). JPMP (23A Manager) is also engaged in the venture capital
and leveraged buyout business. Set forth in Schedule A hereto and incorporated
herein by reference are the names, business addresses, principal occupations and
employment of each executive officer and director of JPMP (23A Manager).
JPMP (23A Manager) is a wholly owned subsidiary of JPMorgan Chase Bank, a New
York corporation, (hereinafter referred to as "Chase Bank") which is engaged in
the commercial banking business with its principal office located at 270 Park
Avenue, New York, New York 10017. Set forth in Schedule B hereto and
incorporated herein by reference are the names, business addresses, principal
occupations and employments of each executive officer and director of Chase
Bank.
Chase Bank is a wholly owned subsidiary of J.P. Morgan Chase & Co., a Delaware
corporation (hereinafter referred to as "JP Morgan Chase") which is engaged
(primarily through subsidiaries) in the commercial banking business with its
principal office located at 270 Park Avenue, New York, New York 10017. Set forth
in Schedule C hereto and incorporated herein by reference are the names,
business addresses, principal occupations and employments of each executive
officer and director of JP Morgan Chase.
Page 6 of 12 pages
SCHEDULE 13G
ISSUER: Carrizo Oil & Gas, Inc. CUSIP NO.: 144577103
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SCHEDULE A
J.P. MORGAN PARTNERS (SBIC 23A MANAGER), INC.
EXECUTIVE OFFICERS(1)
President Jeffrey C. Walker*
Chief Investment Officer Arnold L. Chavkin*
Managing Director Dr. Dana Beth Ardi*
Managing Director Christopher C. Behrens*
Managing Director Julie Casella-Esposito*
Managing Director Rodney A. Ferguson*
Managing Director Cornell P. French*
Managing Director Michael R. Hannon*
Managing Director Alfredo Irigoin*
Managing Director Andrew Kahn*
Managing Director Jonathan R. Lynch*
Managing Director Stephen P. Murray*
Managing Director Timothy Purcell*
Managing Director Faith Rosenfeld*
Managing Director Shahan D. Soghikian*
Managing Director Timothy J. Walsh*
Managing Director Richard D. Waters, Jr.*
Managing Director Damion E. Wicker, M.D.*
DIRECTORS(1)
Jeffrey C. Walker*
------------------------
(1) Each of whom is a United States citizen except for Mr. Irigoin.
* Principal occupation is employee and /or officer of J.P. Morgan, LLC.
Business address is c/o J.P. Morgan Partners, LLC, 1221 Avenue of the
Americas, New York, New York 10020
Page 7 of 12
SCHEDULE 13G
ISSUER: Carrizo Oil & Gas, Inc. CUSIP NO.: 144577103
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SCHEDULE B
JPMORGAN CHASE BANK
EXECUTIVE OFFICERS(1)
Chairman of the Board and Chief Executive Officer William B. Harrison Jr.*
Vice Chairman David A. Coulter*
Vice Chairman Thomas B. Ketchum*
Vice Chairman; Co-Chief Executive Officer, Investment Bank Donald H. Layton*
Vice Chairman; Head of Finance, Risk Management and Administration Marc J. Shapiro*
Vice Chairman Jeffrey C. Walker**
Executive Officer Donald H. McCree III
Chief Financial Officer Dina Dublon*
General Counsel William H. McDavid*
Director of Human Resources John J. Farrell*
Director of Corporate Marketing and Communications Frederick W. Hill*
Executive Vice President; Head of Market Risk Management Lesley Daniels Webster*
Controller Joseph L. Scalfani*
(1) Each of whom is a United States citizen.
* Principal occupation is employee or officer of J.P. Morgan Chase & Co.
Business address is c/o J.P. Morgan Chase & Co., 270 Park Avenue, New York,
New York 10017.
** Principal occupation is employee and/or officer of J.P. Morgan Partners,
LLC. Business address is c/o J.P. Morgan Partners, LLC, 1221 Avenue of the
Americas, New York New York 10020.
Page 8 of 12 pages
SCHEDULE 13G
ISSUER: Carrizo Oil & Gas, Inc. CUSIP NO.: 144577103
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DIRECTORS(1)
NAME PRINCIPAL OCCUPATION OR EMPLOYMENT;
BUSINESS OR RESIDENCE ADDRESS
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Hans W. Becherer Retired Chairman of the Board and
Chief Executive Officer
Deere & Company
One John Deere Place
Moline, IL 61265
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Frank A. Bennack, Jr. President and Chief Executive Officer
The Hearst Corporation
959 Eighth Avenue
New York, New York 10019
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Lawrence A. Bossidy Chairman of the Board
Honeywell International
P.O. Box 3000
Morristown, NJ 07962-2245
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Ellen V. Futter President and Trustee
American Museum of Natural History
Central Park West at 79th Street
New York, NY 10024
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William H. Gray, III President and Chief Executive Officer
The College Fund/UNCF
9860 Willow Oaks Corporate Drive
P.O. Box 10444
Fairfax, Virginia 22031
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William B. Harrison, Jr. Chairman of the Board and
Chief Executive Officer
J.P. Morgan Chase & Co.
270 Park Avenue, 8th Floor
New York, New York 10017-2070
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Helene L. Kaplan Of Counsel
Skadden, Arps, Slate, Meagher & Flom LLP
Four Times Square
New York, New York 10036
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---------------------
(1) Each of whom is a United States citizen.
Page 9 of 12 pages
SCHEDULE 13G
ISSUER: Carrizo Oil & Gas, Inc. CUSIP NO.: 144577103
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SCHEDULE C
J.P. MORGAN CHASE & CO.
EXECUTIVE OFFICERS(1)
Chairman of the Board and Chief Executive Officer William B. Harrison Jr.*
Vice Chairman David A. Coulter*
Vice Chairman Thomas B. Ketchum*
Vice Chairman Donald H. Layton*
Vice Chairman Jeffrey C. Walker**
Vice Chairman; Head of Finance, Risk Management and Administration Marc J. Shapiro*
Executive Officer Donald H. McCree III
Executive Vice President; Chief Financial Officer Dina Dublon*
Executive Vice President; Head of Market Risk Management Lesley Daniels Webster*
General Counsel William H. McDavid*
Director of Human Resources John J. Farrell*
Director of Corporate Marketing and Communications Frederick W. Hill*
Controller Joseph L. Scalfani*
-----------------------
(1) Each of whom is a United States citizen.
* Principal occupation is employee or officer of J.P. Morgan Chase & Co.
Business address is c/o J.P. Morgan Chase & Co., 270 Park Avenue, New York,
New York 10017.
** Principal occupation is employee and/or officer of J.P. Morgan Partners,
LLC. Business address is c/o J.P. Morgan Partners, LLC, 1221 Avenue of the
Americas, New York New York 10020.
Page 10 of 12 pages
SCHEDULE 13G
ISSUER: Carrizo Oil & Gas, Inc. CUSIP NO.: 144577103
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DIRECTORS(1)
NAME PRINCIPAL OCCUPATION OR EMPLOYMENT;
BUSINESS OR RESIDENCE ADDRESS
-------------------------------------------------------------------------------
Hans W. Becherer Retired Chairman of the Board and
Chief Executive Officer
Deere & Company
One John Deere Place
Moline, IL 61265
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Riley P. Bechtel Chairman and Chief Executive Officer
Bechtel Group, Inc.
P.O. Box 193965
San Francisco, CA 94119-3965
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Frank A. Bennack, Jr. President and Chief Executive Officer
The Hearst Corporation
959 Eighth Avenue
New York, New York 10019
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John H. Biggs Former Chairman and CEO
TIAA - CREF
730 Third Avenue
25th Floor
New York, NY 10017
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Lawrence A. Bossidy Chairman of the Board
Honeywell International
P.O. Box 3000
Morristown, NJ 07962-2245
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M. Anthony Burns Chairman of the Board
Ryder System, Inc.
3600 N.W. 82nd Avenue
Miami, Florida 33166
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Ellen V. Futter President and Trustee
American Museum of Natural History
Central Park West at 79th Street
New York, NY 10024
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William H. Gray, III President and Chief Executive Officer
The College Fund/UNCF
9860 Willow Oaks Corporate Drive
P.O. Box 10444
Fairfax, Virginia 22031
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Page 11 of 12 pages
SCHEDULE 13G
ISSUER: Carrizo Oil & Gas, Inc. CUSIP NO.: 144577103
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William B. Harrison, Jr. Chairman of the Board and
Chief Executive Officer
J.P. Morgan Chase & Co.
270 Park Avenue, 8th Floor
New York, New York 10017-2070
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Helene L. Kaplan Of Counsel
Skadden, Arps, Slate, Meagher & Flom LLP
Four Times Square
New York, New York 10036
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Lee R. Raymond Chairman of the Board and
Chief Executive Officer
Exxon Mobil Corporation
5959 Las Colinas Boulevard
Irving, TX 75039-2298
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John R. Stafford Chairman of the Board
American Home Products Corporation
5 Giralda Farms
Madison, New Jersey 07940
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-------------------------
(1) Each of whom is a United States citizen.
Page 12 of 12 pages