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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GTCR FUND X/A LP 300 NORTH LASALLE STREET, SUITE 5600 CHICAGO, IL 60654 |
X | |||
GTCR FUND X/C LP 300 NORTH LASALLE STREET, SUITE 5600 CHICAGO, IL 60654 |
X | |||
GTCR Investors (CII) LP 300 NORTH LASALLE STREET, SUITE 5600 CHICAGO, IL 60654 |
X | |||
GTCR Partners X/A&C LP 300 NORTH LASALLE STREET, SUITE 5600 CHICAGO, IL 60654 |
X | |||
GTCR CO-INVEST X LP 300 NORTH LASALLE STREET, SUITE 5600 CHICAGO, IL 60654 |
X | |||
GTCR Investment X LLC 300 NORTH LASALLE STREET, SUITE 5600 CHICAGO, IL 60654 |
X |
GTCR FUND X/A LP, By: GTCR Partners X/A&C LP, its general partner, By: GTCR Investment X LLC, its general partner, By: /s/ Jeffrey S. Wright, Principal and Associate General Counsel | 11/22/2017 | |
**Signature of Reporting Person | Date | |
GTCR INVESTORS (CII) LP, By: GTCR Partners X/A&C LP, its general partner, By: GTCR Investment X LLC, its general partner, By: /s/ Jeffrey S. Wright, Principal and Associate General Counsel | 11/22/2017 | |
**Signature of Reporting Person | Date | |
GTCR PARTNERS X/A&C LP, By: GTCR Investment X LLC, its general partner, By: /s/ Jeffrey S. Wright, Principal and Associate General Counsel | 11/22/2017 | |
**Signature of Reporting Person | Date | |
GTCR INVESTMENT X LLC, By: /s/ Jeffrey S. Wright, Principal and Associate General Counsel | 11/22/2017 | |
**Signature of Reporting Person | Date | |
GTCR FUND X/C LP, By: GTCR Partners X/A&C LP, its general partner, By: GTCR Investment X LLC, its general partner, By: /s/ Jeffrey S. Wright, Principal and Associate General Counsel | 11/22/2017 | |
**Signature of Reporting Person | Date | |
GTCR CO-INVEST X LP, By: GTCR Investment X LLC, its general partner, By: /s/ Jeffrey S. Wright, Principal and Associate General Counsel | 11/22/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Consists of (i) 13,686,846 shares held of record by GTCR Fund X/A LP; (ii) 3,906,927 shares held of record by GTCR Fund X/C LP; (iii) 118,737 shares held of record by GTCR Co-Invest X LP; and (iv) 9,710,824 shares held of record by GTCR Investors (CII) LP (collectively, the "GTCR Shareholders"). GTCR Partners X/A&C LP is the general partner of each of GTCR Fund X/A LP, GTCR Fund X/C LP and GTCR Investors (CII) LP. GTCR Investment X LLC is the general partner of each of GTCR Co-Invest X LP and GTCR Partners X/A&C LP. GTCR Investment X LLC is managed by an eight-member board of managers (the "GTCR Board of Managers"). (continued) |
(2) | (continued from footnote 1) Each of the foregoing entities and the individual members of the GTCR Board of Managers disclaims beneficial ownership of the shares held of record by the GTCR Shareholders, except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |