---

(Unaudited) January 31, 2017

 

 

Principal Amount						Value	†
(000's omitted)						(000's omitted)
Municipal Notes 165.4%
American Samoa 0.7%
	$	500		American Samoa Econ. Dev. Au. Gen. Rev. Ref., Ser. 2015-A, 6.25%, due 9/1/29	$	475
California 6.2%
		250		California St. Poll. Ctrl. Fin. Au. Solid Waste Disp. Rev. (Aemerge Redpak Svcs. So. California LLC Proj.), Ser. 2016, 7.00%, due 12/1/27		239	(a)(b)
		3,115		Corona-Norca Unified Sch. Dist. G.O. Cap. Appreciation (Election 2006), Ser. 2009-C, (AGM Insured), 0.00%, due 8/1/24		2,509
		1,470		Pico Rivera Pub. Fin. Au. Lease Rev., Ser. 2009, 4.75%, due 9/1/25 Pre-Refunded 9/1/19		1,599
					4,347
Georgia 0.7%
		500		Greene Co. Dev. Au. Swr. Fac. Rev., Ser. 2015, 6.13%, due 1/1/25		497	(a)(b)
Guam 3.3%
		1,135		Guam Gov't Hotel Occupancy Tax Rev., Ser. 2011-A, 5.50%, due 11/1/19		1,224
		1,000		Guam Gov't Waterworks Au. Wtr. & Wastewater Sys. Rev., Ser. 2010, 5.25%, due 7/1/25		1,072
					2,296
Illinois 1.4%
		1,000		Chicago G.O. Ref., Ser. 2003-B, 5.00%, due 1/1/23		999
Louisiana 0.8%
		500		Louisiana St. Pub. Facs. Au. Rev. (Southwest Louisiana Charter Academy Foundation Proj.), Ser. 2013-A, 7.63%, due 12/15/28		577	(b)
Nevada 1.6%
		1,000		Las Vegas Redev. Agcy. Tax Increment Rev., Ser. 2009-A, 7.50%, due 6/15/23 Pre-Refunded 6/15/19		1,146
New York 142.2%
				Albany Cap. Res. Corp. Ref. Rev. (Albany College of Pharmacy & Hlth. Sciences)
		380		Ser. 2014-A, 5.00%, due 12/1/27		427
		375		Ser. 2014-A, 5.00%, due 12/1/28		419
		270		Ser. 2014-A, 5.00%, due 12/1/29		301
				Buffalo & Erie Co. Ind. Land Dev. Corp. Rev. Ref. (Orchard Park)
		500		Ser. 2015, 5.00%, due 11/15/27		540
		500		Ser. 2015, 5.00%, due 11/15/28		536
				Build NYC Res. Corp. Ref. Rev. (City Univ. - Queens College)
		270		Ser. 2014-A, 5.00%, due 6/1/26		317
		225		Ser. 2014-A, 5.00%, due 6/1/29		262
				Build NYC Res. Corp. Ref. Rev. (Methodist Hosp. Proj.)
		250		Ser. 2014, 5.00%, due 7/1/22		284
		500		Ser. 2014, 5.00%, due 7/1/29		549
		250		Build NYC Res. Corp. Ref. Rev. (New York Law Sch. Proj.), Ser. 2016, 4.00%, due 7/1/45		239
				Build NYC Res. Corp. Ref. Rev. (Packer Collegiate Institute Proj.)
		155		Ser. 2015, 5.00%, due 6/1/26		179
		125		Ser. 2015, 5.00%, due 6/1/27		144
		195		Ser. 2015, 5.00%, due 6/1/28		222
		220		Ser. 2015, 5.00%, due 6/1/29		250
		325		Ser. 2015, 5.00%, due 6/1/30		367
		565		Build NYC Res. Corp. Rev., Ser. 2014, 5.00%, due 11/1/24		581
		500		Build NYC Res. Corp. Rev. (South Bronx Charter Sch. Int'l Cultures), Ser. 2013-A, 3.88%, due 4/15/23		500
				Build NYC Res. Corp. Solid Waste Disp. Ref. Rev. (Pratt Paper, Inc. Proj.)
		155		Ser. 2014, 3.75%, due 1/1/20		158	(a)
		200		Ser. 2014, 4.50%, due 1/1/25		214	(a)
				Dutchess Co. Local Dev. Corp. Rev. (Culinary Institute of America Proj.)
		200		Ser. 2016-A-1, 5.00%, due 7/1/41		217
		275		Ser. 2016-A-1, 5.00%, due 7/1/46		297
		1,000		Dutchess Co. Local Dev. Corp. Rev. (Marist College Proj.), Ser. 2012-A, 5.00%, due 7/1/21		1,136
		1,050		Erie Co. IDA Sch. Fac. Rev. (Buffalo City Sch. Dist.), Ser. 2009-A, 5.25%, due 5/1/25 Pre-Refunded 5/1/19		1,144
		1,270		Geneva Dev. Corp. Rev. (Hobart & William Smith College Proj.), Ser. 2012, 5.00%, due 9/1/21		1,439
		1,500		Hempstead Town Local Dev. Corp. Rev. (Molloy College Proj.), Ser. 2009, 5.75%, due 7/1/23		1,648
		580		Islip, G.O., Ser. 2012, 3.00%, due 8/1/25		599
		640		Jefferson Co. IDA Solid Waste Disp. Rev. (Green Bond), Ser. 2014, 4.75%, due 1/1/20		627	(a)
		300		Monroe Co. Ind. Dev. Corp. Rev. (Monroe Comm. College), Ser. 2014, (AGM Insured), 5.00%, due 1/15/29		338
				Monroe Co. Ind. Dev. Corp. Rev. (Nazareth College of Rochester Proj.)
		500		Ser. 2013-A, 5.00%, due 10/1/24		563
		500		Ser. 2013-A, 5.00%, due 10/1/25		559
		250		Ser. 2013-A, 4.00%, due 10/1/26		258
				Monroe Co. Ind. Dev. Corp. Rev. (St. John Fisher College)
		1,120		Ser. 2012-A, 5.00%, due 6/1/23		1,263
		210		Ser. 2012-A, 5.00%, due 6/1/25		234
		1,265		Montgomery Co. Cap. Res. Corp. Lease Ref. Rev. (HFM Boces Proj.), Ser. 2014, (MAC Insured), 5.00%, due 9/1/27		1,474
		500		MTA Hudson Rail Yards Trust Oblig. Rev., Ser. 2016-A, 5.00%, due 11/15/46		533
		2,000		Nassau Co. G.O. (Gen. Imp. Bonds), Ser. 2013-B, 5.00%, due 4/1/28		2,261
				Nassau Co. Local Econ. Assist. Corp. Rev. (Catholic Hlth. Svcs. of Long Island Obligated Group Proj.)
		500		Ser. 2014, 5.00%, due 7/1/23		569
		1,000		Ser. 2014, 5.00%, due 7/1/27		1,114
				New York City G.O.
		950		Ser. 2009-B, 5.00%, due 8/1/22		1,035
		1,000		Ser. 2009-E, 5.00%, due 8/1/21		1,090
		1,500		New York City Muni. Wtr. Fin. Au. Wtr. & Swr. Sys. Rev., Ser. 2007-BB-1, (LOC: Bank of Tokyo), 0.62%, due 6/15/36		1,500	(c)
		500		New York Liberty Dev. Corp. Ref. Rev. (3 World Trade Ctr. Proj.), Ser. 2014, 5.38%, due 11/15/40		538	(a)
		2,000		New York Liberty Dev. Corp. Rev. (Goldman Sachs Headquarters), Ser. 2005, 5.25%, due 10/1/35		2,379
		660		New York Liberty Dev. Corp. Rev. (Nat'l Sports Museum Proj.), Ser. 2006-A, 6.13%, due 2/15/19		0	(b)(d)(e)
		1,815		New York St. Dorm. Au. Ref. Rev. Non St. Supported Debt (Pratt Institute), Ser. 2015-A, 3.00%, due 7/1/27		1,831
		780		New York St. Dorm. Au. Rev. Non St. Supported Debt (Culinary Institute of America), Ser. 2013, 4.63%, due 7/1/25		855
		500		New York St. Dorm. Au. Rev. Non St. Supported Debt (Manhattan Marymount College), Ser. 2009, 5.00%, due 7/1/24		530
		900		New York St. Dorm. Au. Rev. Non St. Supported Debt (Montefiore Med. Ctr.), Ser. 2008, (FHA Insured), 5.00%, due 8/1/21		925
		1,595		New York St. Dorm. Au. Rev. Non St. Supported Debt (Mount Sinai Sch. of Medicine), Ser. 2009, 5.25%, due 7/1/24 Pre-Refunded 7/1/19		1,747
		2,000		New York St. Dorm. Au. Rev. Non St. Supported Debt (North Shore-Long Island Jewish Oblig. Group), Ser. 2011-A, 4.38%, due 5/1/26		2,106
		675		New York St. Dorm. Au. Rev. Non St. Supported Debt (NYU Hosp. Ctr.), Ser. 2007-B, 5.25%, due 7/1/24 Pre-Refunded 7/1/17		687
		1,375		New York St. Dorm. Au. Rev. Non St. Supported Debt (Rochester Institute of Technology), Ser. 2012, 4.00%, due 7/1/28		1,477
		2,000		New York St. Dorm. Au. Rev. Non St. Supported Debt (St. John's Univ.), Ser. 2007-C, (National Public Finance Guarantee Corp. Insured), 5.25%, due 7/1/19		2,177
		600		New York St. Dorm. Au. Rev. Non St. Supported Debt (St. Joseph's College), Ser. 2010, 5.25%, due 7/1/25		606
				New York St. Dorm. Au. Rev. Non St. Supported Debt (Touro College & Univ. Sys. Obligated Group)
		460		Ser. 2014-A, 4.00%, due 1/1/26		454
		470		Ser. 2014-A, 4.00%, due 1/1/27		460
		200		Ser. 2014-A, 4.00%, due 1/1/28		194
		275		Ser. 2014-A, 4.13%, due 1/1/29		266
		1,350		New York St. Dorm. Au. Rev. Non St. Supported Debt (Univ. Facs.), Ser. 2013-A, 5.00%, due 7/1/28		1,542
		750		New York St. Dorm. Au. Rev. Non St. Supported Debt (Vaughn College of Aeronautics & Technology), Ser. 2016, 5.00%, due 12/1/26		758	(a)
		2,000		New York St. Dorm. Au. Rev. St. Personal Income Tax Rev., Ser. 2012-A, 5.00%, due 12/15/26		2,325
		1,500		New York St. Env. Fac. Corp. Solid Waste Disp. Rev. (Waste Management, Inc. Proj.), Ser. 2004-A, 2.75%, due 7/1/17		1,509
		2,000		New York St. Env. Facs. Corp. (St. Clean Wtr. & Drinking), Ser. 2012-A, 4.00%, due 6/15/26		2,200
				New York St. HFA Rev. (Affordable Hsg.)
		1,615		Ser. 2009-B, 4.50%, due 11/1/29		1,675
		960		Ser. 2012-F, (SONYMA Insured), 3.05%, due 11/1/27		964
		1,045		New York St. Mtge. Agcy. Homeowner Mtge. Ref. Rev., Ser. 2014-189, 3.45%, due 4/1/27		1,047
				New York St. Muni. Bond Bank Agcy.
		1,230		Subser. 2009-B1, 5.00%, due 12/15/23		1,356
		1,295		Subser. 2009-B1, 5.00%, due 12/15/24		1,427
				New York St. Thruway Au. Second Gen. Hwy. & Bridge Trust Fund Bonds
		1,000		Ser. 2007-B, 5.00%, due 4/1/20 Pre-Refunded 10/1/17		1,027
		1,090		Ser. 2009-B, 5.00%, due 4/1/19		1,178
		1,500		New York St. Trans. Dev. Corp. Spec. Fac. Ref. Rev. (American Airlines, Inc.-John F Kennedy Int'l Arpt. Proj.), Ser. 2016, 5.00%, due 8/1/31		1,555
		1,000		New York St. Trans. Dev. Corp. Spec. Fac. Rev. (LaGuardia Arpt. Term B Redev. Proj.), Ser. 2016-A, 4.00%, due 7/1/41		916
		1,250		New York St. Urban Dev. Corp. Ref. Rev., Ser. 2008-D, 5.25%, due 1/1/20		1,341
				New York St. Urban Dev. Corp. Rev. (St. Personal Income Tax)
		665		Ser. 2008-A-1, 5.00%, due 12/15/23 Pre-Refunded 12/15/17		688
		300		Ser. 2008-A-1, 5.00%, due 12/15/23		310
		785		Newburgh, G.O., Ser. 2012-A, 5.00%, due 6/15/22		882
		900		Niagara Area Dev. Corp. Rev. (Covanta Energy Proj.), Ser. 2012, 4.00%, due 11/1/24		904	(a)
				Niagara Area Dev. Corp. Rev. (Niagara Univ. Proj.)
		640		Ser. 2012-A, 5.00%, due 5/1/25		703
		300		Ser. 2012-A, 5.00%, due 5/1/26		328
		1,100		Niagara Falls City Sch. Dist. Ref. Cert. Participation (High Sch. Fac.), Ser. 2015, (AGM Insured), 4.00%, due 6/15/26		1,178
		1,010		Onondaga Civic Dev. Corp. Ref. Rev., Ser. 2015, 5.00%, due 10/1/29		1,123
		500		Onondaga Civic Dev. Corp. Rev. (St. Josephs Hosp. Hlth. Ctr. Proj.), Ser. 2014-A, 5.00%, due 7/1/25 Pre-Refunded 7/1/19		544
		1,000		Onondaga Co. Trust Cultural Res. Rev. (Syracuse Univ. Proj.), Ser. 2010-B, 5.00%, due 12/1/19		1,102
				Oyster Bay, G.O.
		1,500		Ser. 2014, (AGM Insured), 3.25%, due 8/1/21		1,546
		300		Ser. 2016, 3.75%, due 3/31/17		301
		3,000		Port Au. New York & New Jersey Cons. Bonds, Ser. 2012-175, 3.00%, due 12/1/27		3,048
		1,000		Saratoga Co. IDA Civic Fac. Rev. (Saratoga Hosp. Proj.), Ser. 2007-B, 5.00%, due 12/1/22 Pre-Refunded 12/1/17		1,034
		1,410		St. Lawrence Co. IDA Civic Dev. Corp. Rev. (St. Lawrence Univ. Proj.), Ser. 2012, 5.00%, due 7/1/28		1,602
		1,980		Suffolk Co. Judicial Facs. Agcy. Lease Rev. (H. Lee Dennison Bldg.), Ser. 2013, 5.00%, due 11/1/25		2,212
		1,000		Syracuse IDA (Carousel Ctr. Proj.), Ser. 2016-A, 5.00%, due 1/1/31		1,103
		190		Triborough Bridge & Tunnel Au. Oblig., Ser. 1998-A, (National Public Finance Guarantee Corp. Insured), 4.75%, due 1/1/24		195
				Triborough Bridge & Tunnel Au. Rev.
		1,500		Subser. 2005-B-2, (LOC: Wells Fargo Bank NA), 0.60%, due 1/1/32		1,500	(c)
		1,000		Subser. 2008-D, 5.00%, due 11/15/23 Pre-Refunded 11/15/18		1,068
		765		Subser. 2008-D, 5.00%, due 11/15/23		816
		3,000		TSASC Inc. Rev. Ref., Ser. 2017-A, 5.00%, due 6/1/41		3,204
		580		TSASC Inc. Rev. Rev., Ser. 2017-A, 5.00%, due 6/1/28		659
		1,405		United Nations Dev. Corp. Rev., Ser. 2009-A, 5.00%, due 7/1/22		1,521
		3,000		Utility Debt Securitization Au. Rev., Ser. 2013-TE, 5.00%, due 12/15/28		3,539
		1,000		Westchester Co. Local Dev. Corp. Ref. Rev. (Wartburg Sr. Hsg. Proj.), Ser. 2015-A, 5.00%, due 6/1/30		977	(a)
				Westchester Co. Local Dev. Corp. Ref. Rev. (Westchester Med. Ctr.)
		825		Ser. 2016, 5.00%, due 11/1/30		897
		1,000		Ser. 2016, 3.75%, due 11/1/37		890
		1,350		Westchester Co. Local Dev. Corp. Rev. (Kendal on Hudson Proj.), Ser. 2013, 5.00%, due 1/1/28		1,448
					99,761
Ohio 0.6%
		500		Buckeye Tobacco Settlement Fin. Au. Asset-Backed Sr. Rev. (Turbo), Ser. 2007-A-2, 5.88%, due 6/1/47		457
Pennsylvania 3.3%
				Pennsylvania St. Turnpike Commission Rev.
		285		Ser. 2010-B2, 6.00%, due 12/1/34 Pre-Refunded 12/1/20		333
		305		Subser. 2010-B2, 6.00%, due 12/1/34 Pre-Refunded 12/1/20		356
		1,410		Subser. 2010-B2, 6.00%, due 12/1/34		1,601
					2,290
Puerto Rico 3.1%
		2,000		Puerto Rico Commonwealth Ref. G.O. (Pub. Imp.), Ser. 2001-A, (National Public Finance Guarantee Corp. Insured), 5.50%, due 7/1/20		2,153
Texas 0.5%
		400		Mission Econ. Dev. Corp. Wtr. Sply. Rev. (Green Bond-Env. Wtr. Minerals Proj.), Ser. 2015, 7.75%, due 1/1/45		375	(a)(b)
Virgin Islands 1.0%
				Virgin Islands Pub. Fin. Au. Rev.
		250		Ser. 2014-A, 5.00%, due 10/1/24		178
		500		Ser. 2014-A, 5.00%, due 10/1/29		350
		200		Virgin Islands Pub. Fin. Au. Rev. (Matching Fund Loan-Diageo), Ser. 2009-A, 6.63%, due 10/1/29		155
					683
Total Municipal Notes (Cost $112,602)						116,056
UNITS
Liquidating Trust - Real Estate 2.3%
		600		CMS Liquidating Trust (Cost  $3,105)		1,635	*(f)(g)
				Total Investments 167.7% (Cost $115,707)	117,691		##
				Other Assets Less Liabilities 1.1%	785
				Liquidation Value of Variable Rate Municipal Term Preferred Shares (68.8)%	(48,300)
				Net Assets Applicable to Common Stockholders 100.0%	$70,176

 

*	Non-income producing security.
(a)	Securities were purchased under Rule 144A of the Securities Act of 1933, as amended (the “1933 Act”), or are otherwise restricted and, unless registered under the 1933 Act or exempted from registration, may only be sold to qualified institutional investors or may have other restrictions on resale. At January 31, 2017, these securities amounted to approximately $5,287,000 or 7.5% of net assets applicable to common stockholders for the Fund. Securities denoted with (a) but without (c) have been deemed by the investment manager to be liquid.
(b)	Illiquid security.
(c)	Variable or floating rate security. The interest rate shown was the current rate as of January 31, 2017 and changes periodically.
(d)	Defaulted security.
(e)	Amount less than one thousand.
(f)	Security fair valued as of January 31, 2017 in accordance with procedures approved by the Board of Directors. Total value of all such securities at January 31, 2017 amounted to approximately $1,635,000, which represents 2.3% of net assets applicable to common stockholders of the Fund.
(g)	This security has been deemed by the investment manager to be illiquid, and is subject to restrictions on resale.
	At January 31, 2017, this security amounted to approximately $1,635,000, which represents 2.3% of net assets applicable to common stockholders of the Fund.

 

(000’s omitted) Restricted Security	Acquisition Date	Acquisition Cost	Acquisition Cost Percentage of Net Assets Applicable to Common Stockholders as of Acquisition Date	Value as of 1/31/2017	Fair Value Percentage of Net Assets Applicable to Common Stockholders as of 1/31/2017
CMS Liquidating Trust	11/21/2012	$3,105	4.0%	$1,635	2.3%

The following is a summary, categorized by Level (see Notes to Schedule of Investments), of inputs used to value the Fund's investments as of January 31, 2017:

 

Asset Valuation Inputs
(000's omitted)		Level 1			Level 2			Level 3(b)			Total
Investments:
Municipal Notes(a)	$	—		$	116,056		$	—		$	116,056
Liquidating Trust - Real Estate		—			—			1,635			1,635
Total Investments	$	—		$	116,056		$	1,635		$	117,691

(a)	The Schedule of Investments provides a categorization by state for the portfolio.

(b)	The following is a reconciliation between the beginning and ending balances of investments in which unobservable inputs (Level 3) were used in determining value:

(000’s omitted)	Beginning balance, as of 11/1/2016	Accrued discounts/ (premiums)	Realized gain/(loss)	Change in unrealized appreciation/ (depreciation)	Purchases	Sales	Transfers in to Level 3	Transfers out of Level 3	Balance as of 1/31/2017	Net change in unrealized appreciation/ (depreciation) from investments still held as of 1/31/2017
Investments in Securities:
Units
Liquidating Trust—Real Estate	$1,635	$—	$—	$—	$—	$—	$—	$—	$1,635	$—
Total	$1,635	$—	$—	$—	$—	$—	$—	$—	$,1635	$—

As of the period ended January 31, 2017, no securities were transferred from one level (as of October 31, 2016) to another.

The following table presents additional information about valuation techniques and inputs used for investments that are measured at fair value and categorized within Level 3 as of January 31, 2017.

	Asset class	Fair value at 1/31/2017	Valuation techniques	Unobservable input	Range per unit	Input value per unit	Impact to valuation from decrease in input
	Units	$1,635,000	Income Approach	Appraised value	$2,592-2,903	$2,903	Decrease

 

See Notes to Schedule of Investments

†

In accordance with Accounting Standards Codification (“ASC”) 820 “Fair Value Measurement” (“ASC 820”), all investments held by each of Neuberger Berman California Intermediate Municipal Fund Inc. (“California”), Neuberger Berman Intermediate Municipal Fund Inc. (“Intermediate”) and Neuberger Berman New York Intermediate Municipal Fund Inc. (“New York”) (each individually a “Fund” and collectively, the “Funds”) are carried at the value that Neuberger Berman Investment Advisers LLC (“Management”) believes a Fund would receive upon selling an investment in an orderly transaction to an independent buyer in the principal or most advantageous market for the investment under current market conditions. Various inputs, including the volume and level of activity for the asset or liability in the market, are considered in valuing the Funds’ investments, some of which are discussed below. Significant Management judgment may be necessary to value investments in accordance with ASC 820.

ASC 820 established a three-tier hierarchy of inputs to create a classification of value measurements for disclosure purposes. The three-tier hierarchy of inputs is summarized in the three broad Levels listed below.

•

Level 1 – quoted prices in active markets for identical investments

•

Level 2 – other observable inputs (including quoted prices for similar investments, interest rates, prepayment speeds, credit risk, amortized cost, etc.)

•

Level 3 – unobservable inputs (including a Fund’s own assumptions in determining the fair value of investments)

The inputs or methodology used for valuing an investment are not necessarily an indication of the risk associated with investing in those securities.

The value of the Funds’ investments in municipal securities is determined by Management primarily by obtaining valuations from independent pricing services based on readily available bid quotations, or if quotations are not available, by methods which include various considerations such as yields or prices of securities of comparable quality, coupon, maturity and type; indications as to values from dealers; and general market conditions (generally Level 2 inputs). Other Level 2 and 3 inputs used by independent pricing services to value municipal securities and units include current trades, bid-wanted lists (which inform the market that a holder is interested in selling a position and that offers will be considered), offerings, general information on market movement, direction, trends, appraisals, bid offers and specific data on specialty issues.

Management has developed a process to periodically review information provided by independent pricing services for all types of securities.

If a valuation is not available from an independent pricing service, or if Management has reason to believe that the valuation received does not represent the amount a Fund might reasonably expect to receive on a current sale in an orderly transaction, Management seeks to obtain quotations from brokers or dealers (generally considered Level 2 or Level 3 inputs depending on the number of quotes available). If such quotations are not readily available, the security is valued using methods each Fund’s Board of Directors has approved in the good-faith belief that the resulting valuation will reflect the fair value of the security. Numerous factors may be considered when determining the fair value of a security based on Level 2 or Level 3 inputs, including available analyst, media or other reports, securities within the same industry with recent highly correlated performance, trading in futures or American Depositary Receipts (“ADRs”) and whether the issuer of the security being fair valued has other securities outstanding.

Fair value prices are necessarily estimates, and there is no assurance that such a price will be at or close to the price at which the security is next quoted or next trades.

##	At January 31, 2017, selected fund information on a U.S. federal income tax basis was as follows:

(000’s omitted)	Cost	Gross Unrealized Appreciation	Gross Unrealized Depreciation	Net Unrealized Appreciation/ (Depreciation)
California	$132,693	$8,397	$1,079	$7,318
Intermediate	430,712	35,674	5,090	30,584
New York	115,832	5,012	3,153	1,859

Item 2. Controls and Procedures.

(a)

Based on an evaluation of the disclosure controls and procedures (as defined in Rule 30a-3(c) under the 1940 Act), as of a date within 90 days of the filing date of this report, the Chief Executive Officer and President and the Treasurer and Principal Financial and Accounting Officer of the Registrant have concluded that such disclosure controls and procedures are effectively designed to ensure that information required to be disclosed by the Registrant on Form N-Q is accumulated and communicated to the Registrant’s management to allow timely decisions regarding required disclosure.

(b)

There were no significant changes in the Registrant’s internal controls over financial reporting (as defined in Rule 30a-3(d) under the 1940 Act) that occurred during the Registrant’s last fiscal quarter that have materially affected, or are reasonably likely to materially affect, the Registrant’s internal control over financial reporting.

Item 3. Exhibits.

The certifications required by Rule 30a-2(a) of the 1940 Act are filed herewith.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Neuberger Berman New York Intermediate Municipal Fund Inc.

By:	/s/ Robert Conti
	Robert Conti Chief Executive Officer and President
Date:	March 28, 2017

 

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated.

 

 

By:	/s/ Robert Conti
	Robert Conti Chief Executive Officer and President
Date:	March 28, 2017

By:	/s/ John M. McGovern
	John M. McGovern Treasurer and Principal Financial and Accounting Officer
Date:	March 28, 2017