Electronics for Imaging, Form 5 (Guy Gecht)
 

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM 5

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(h) of the Investment Company Act of 1940

o Check box if no longer
subject to Section 16.
Form 4 or Form 5
obligations may continue.
See Instruction 1(b).
o Form 3 Holdings Reported
o Form 4 Transactions Reported

1. Name and Address of Reporting
Person*
2. Issuer Name and Ticker or Trading
Symbol
3. I.R.S. Identification Number of Reporting
Person, if an entity
(Voluntary)
  Gecht, Guy
(Last) (First) (Middle)
  Electronics For Imaging, Inc. (EFII)
 
   
                 
  303 Velocity Way

4. Statement for Month/Year 5. If Amendment, Date of Original (Month/Year)
    12/02
   
  (Street) 6. Relationship of Reporting Person(s)
to Issuer
(Check All Applicable)
7. Individual or Joint/Group Reporting
(Check Applicable Line)
  Foster City, CA 94404
(City)        (State)        (Zip)
  x  Director o  10% Owner   x Form filed by One Reporting Person
    x  Officer (give title below)   o Form filed by More than One Reporting Person
    o  Other (specify below)  
      Chief Executive Officer
     

*   If the form is filed by more than one reporting person, see instruction 4(b)(v).


 

                                                 

Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of
Security

(Instr. 3)
2. Transaction
Date

(Month/Day/Year)
2A. Deemed Execution
Date, if any

(Month/Day/Year)
3. Transaction
Code

(Instr. 8)
4. Securities Acquired (A)
or Disposed of (D)

(Instr. 3, 4 and 5)
5. Amount of Securities
Beneficially Owned
at the End of Issuer's
Fiscal Year

(Instr. 3 and 4)
6. Ownership
Form:
Direct (D) or
Indirect (I)

(Instr. 4)
7. Nature of
Indirect
Beneficial
Ownership

(Instr. 4)

                    Amount (A)
or
(D)
Price            

  Common Stock               7,995     D Direct    

                     

                     

                     

                     

                     

                     

                     

                     

                     

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Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned
  (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative
Security

(Instr. 3)
2. Conversion or Exercise
Price of Derivative
Security
3. Transaction Date
(Month/Day/Year)
3A. Deemed Execution
Date, if any

(Month/Day/Year)
4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities
Acquired (A) or Disposed of (D)

(Instr. 3, 4 and 5)

                            (A) (D)

  Employee Stock Option (right to buy)     $13.7500          

  Employee Stock Option (right to buy)     $15.6406          

  Employee Stock Option (right to buy)     $20.4375          

  Employee Stock Option (right to buy)     $25.6250          

  Employee Stock Option (right to buy)     $33.8125            

  Employee Stock Option (right to buy)     $47.2500          

  Stock Option (right to buy)     $13.7500          

  Stock Option (right to buy)     $17.5000     04/25/02     A   90,000

  Stock Option (right to buy)     $17.5000     04/25/02     A   55,000

               

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Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned — Continued
(e.g., puts, calls, warrants, options, convertible securities)

6. Date Exercisable and
Expiration Date

(Month/Day/Year)
7. Title and Amount of
Underlying Securities

(Instr. 3 and 4)
8. Price of Derivative
Security

(Instr. 5)
9. Number of Derivative
Securities Beneficially
Owned at End of
Year

(Instr. 4)
10. Ownership of
Derivative Security:
Direct (D)
or Indirect (I)

(Instr. 4)
11. Nature of
Indirect
Beneficial
Ownership

(Instr. 4)

  Date
Exercisable
Expiration
Date
  Title Amount or
Number of
Shares
                       

    08/04/08   Common Stock 6,563           6,563     D Direct    

    01/22/08   Common Stock 5,375           5,375     D Direct    

    10/30/05   Common Stock 5,000           5,000     D Direct    

    07/15/06   Common Stock 3,000           3,000     D Direct    

    03/23/09   Common Stock 110,000           110,000     D Direct    

    07/01/07   Common Stock 18,500           18,500     D Direct    

    01/03/11   Common Stock 175,000           175,000     D Direct    

  (1) 04/24/12   Common Stock 90,000           90,000     D Direct    

  (2) 04/25/12   Common Stock 55,000           55,000     D Direct    

                       

Explanation of Responses:

(1) This option was grant in accordance with Options Exchange Program, whereas, the number of shares of common stock subject to each new option will be equal to two-thirds the number of shares of common stock subject to the tendered options.

(2) This option becomes exercisable as to 25% of the shares on April 25, 2003, and then monthly thereafter (ratably), with full vesting on October 25, 2005.

 
/s/ Gecht, Guy   2/14/03

**Signature of Reporting Person
 
Date


**   Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
 
Note:   File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure.

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