UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-Qualified Stock Option (right to buy) | Â (1) | 04/01/2013 | Common Stock | 5,600 | $ 21.8 | D | Â |
Non-Qualified Stock Option (right to buy) | Â (1) | 04/03/2012 | Common Stock | 3,200 | $ 22.47 | D | Â |
Restricted Stock Units | Â (1) | Â (1) | Common Stock | 63,082 | $ (2) | D | Â |
Stock Settled Stock Appreciation Right (SSAR) | Â (1) | 11/07/2018 | Common Stock | 75,000 | $ 8.56 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Harvey Richard A. 3250 VAN NESS AVENUE SAN FRANCISCO, CA 94109 |
 |  |  PRESIDENT WS BRAND |  |
By: Attorney-in-Fact: Laurel Pies For: Richard A. Harvey | 02/19/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The stock option for 5,600 shares listed in Table II is fully vested. The stock option for 3,200 shares listed in Table II is fully vested. The 63,082 restricted stock units listed in Table II vest as follows: 20,000 units vest on 1/31/2010 5,685 units vest on 4/10/2010 20,000 units vest on 1/31/2011 4,151 units vest on 4/10/2011 2,688 units vest on 4/10/2012 10,558 units vest on 5/2/2012 The stock option for 75,000 shares listed in Table II will vest in equal parts on 11/7/2010, 11/7/2011, 11/7/2012. |
(2) | Each restricted stock unit represents a contingent right to receive one share of WSM common stock. |