UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM U-9C-3
QUARTERLY REPORT PURSUANT TO RULE 58
For the Quarterly Period Ended December 31, 2001
ENTERGY CORPORATION
(a Delaware corporation)
639 Loyola Avenue
New Orleans, Louisiana 70113
Telephone (504) 576-4000
_________________________________________________________________
(Name of registered holding company and address of principal
executive offices)
ITEM 1 - ORGANIZATION CHART
N/A for the fourth calendar quarter of the fiscal year.
ITEM 2 - ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL
CONTRIBUTIONS
Company Type of Principal Issue Cost of Person to Collateral Consideration
issuing security amount of or capital whom security given with received for
security issued security renewal was issued security each security
None N/A N/A N/A N/A N/A N/A N/A
Company contributing capital Company receiving capital Amount of capital
contribution
Entergy Retail Holding Company Entergy Solutions Ltd. (ESLTD) $4,257,000
Entergy Retail Texas, Inc. (ERTI) ESLTD $ 43,000
Entergy PTB Holding Company Entergy Solutions Select Ltd. $2,970,000
(ESSL)
Entergy Select LLC ESSL $ 30,000
ITEM 3 - ASSOCIATE TRANSACTIONS
Part I - Transactions Performed by Reporting Companies on Behalf
of Associated Companies
Reporting Associate
company company Types of Indirect
rendering receiving services Direct costs Cost of Total
services services rendered costs charged capital amount
charged billed
Entergy Entergy Professional $20,803 -0- N/A $20,803
Holdings, Business services and
Inc. (EHI) Solutions, back office
LLC (EBS) support
EHI Entergy Same as above $48,541 -0- N/A $48,541
Thermal,
LLC
(Entergy
Thermal)
Part II - Transactions Performed by Associate Companies on Behalf
of Reporting Companies
Associate Reporting
company company Types of Direct Indirect Total
rendering receiving services costs costs Cost of amount
services services rendered charged charged capital billed
Entergy EHI Professional $248,272 $-0- N/A $248,272
Enterprises, services and
Inc. (EEI) back office
support
EEI Entergy Same as above $121,094 $-0- N/A $121,094
Thermal
EEI EBS Same as above $ 14,322 $-0- N/A $ 14,322
EEI ESSL Same as above $534,288 $-0- N/A $534,288
EEI Entergy Same as above $ 1,369 $-0- N/A $ 1,369
Solutions
Essentials,
Ltd. (ESEL)
EEI ESLTD Same as above $652,961 $-0- N/A $652,961
EEI Entergy Same as above $411,803 $-0- N/A $411,803
Power RS
Corporation
(EPRS)
EEI EWO Same as above $765,903 $-0- N/A $765,903
Marketing,
L.P. (EWOM)
EEI Entergy Same as above $226,209 $-0- N/A $226,209
Power Gas
Operating
Corporation
(EPGOC)
EEI TLG Same as above $ 49,914 $-0- N/A $ 49,914
Services,
Inc. (TLG)
Part II - Transactions Performed by Associate Companies on Behalf
of Reporting Companies - Continued
Associate Reporting
company company Types of Direct Indirect Total
rendering receiving services costs costs Cost of amount
services services rendered charged charged capital billed
Entergy ESLTD Same as above $1,600,398 $-0- N/A $1,600,398
Solutions
Management
Services
LLC (ESMS)
ESMS ESSL Same as above. $ 525,839 $-0- N/A $ 525,839
Entergy ESLTD Same as above $ 541,788 $-0- N/A $ 541,788
Solutions
Supply Ltd.
(ESSLTD)
ESSLTD ESSL Same as above $1,677,489 $-0- N/A $1,677,489
ERTI ESLTD Same as above $ 63,456 $-0- N/A $ 63,456
Entergy TLG Same as above $ 835,509 $-0- N/A $ 835,509
Nuclear
Operations,
Inc.
Entergy EPRS Same as above $ 1,887 $-0- N/A $ 1,887
Power
Operations
U.S., Inc.
ITEM 4 - SUMMARY OF AGGREGATE INVESTMENT
Investments in energy-related companies:
Total consolidated capitalization as of December 31, 2001 $15,352,570,000 Line 1
Total capitalization multiplied by 15% (line 1 multiplied by 0.15) 2,302,885,500 Line 2
Greater of $50 million or line 2 2,302,885,500 Line 3
Total current aggregate investment:
Energy marketing and brokering (Entergy Power Gas Holdings 511,045,565
Corporation, EPGOC, ESLTD, Entergy-Koch Trading LP, EWO, EWOM,
ESSL, and ESEL)
Energy related technical and similar services (EHI, Entergy Thermal, 54,822,122
EBS, and TLG)
Development and ownership of QFs (Entergy Power Holdings USA 1,171,428
Corporation and Entergy Power RS Corporation)
--------------
Total current aggregate investment 567,039,115 Line 4
--------------
Difference between the greater of $50 million or 15% of
capitalization and the total aggregate investment of the registered
holding company system (line 3 less line 4) $1,735,846,385 Line 5
==============
ITEM 5 - OTHER INVESTMENTS
Major line of Other investment Other investment Reason for
energy-related in last U-9C-3 in this U-9C-3 difference in
business report report other investment
N/A -0- -0- N/A
ITEM 6 - FINANCIAL STATEMENTS AND EXHIBITS
A. Financial Statements
N/A for the fourth calendar quarter of the fiscal year.
B. Exhibits
1. Certificate of filing of Form U-9C-3 for the 3rd Quarter of
2001 with interested state commissions and municipal regulator.
SIGNATURE
Pursuant to the requirements of the Public Utility Holding
Company Act of 1935, the registrant has duly caused this report
to be signed on its behalf by the undersigned hereunto duly
authorized.
Entergy Corporation
By: /s/ Nathan E. Langston
Nathan E. Langston
Senior Vice President and Chief
Accounting Officer
Dated: March 26, 2002
EXHIBIT - CERTIFICATE OF FILING
A conformed copy of Entergy Corporation's Form U-9C-3 for
the quarter ended September 30, 2001, excluding the information
contained in Item 6, part A, which was filed confidentially with
the Securities and Exchange Commission under Rule 104(b), was
filed with the following:
Mary W. Cochran, Esq. Norma K. Scogin, Esq.
Arkansas Public Service Commission Texas Attorney General's Office
1000 Center Street 300 West 15th Street/10th Floor
Little Rock, AR 72201 Austin, TX 78701
Lawrence C. St. Blanc, Secretary Sherry A. Quirk, Esq.
Louisiana Public Service Commission Verner, Liipfert, Bernhard,
Post Office Box 91154 McPherson and Hand
Baton Rouge, LA 70821-9154 901 15th Street, NW / Suite 700
Washington, DC 20005-2301
William Bruce McKinley, Esq. Frank Spencer, Esq.
Mississippi Public Service Commission Assistant Attorney General
Walter Sillers State Office Building Mississippi Attorney General's Office
550 High Street / 19th Floor Post Office Box 22947
Jackson, MS 39215 Jackson, MS 39225
George W. Fleming, Esq. Mr. James Galloway, Filing Clerk
Mississippi Public Utilities Staff Central Records - PUCT
Post Office Box 1174 1701 N. Congress
Jackson, MS 39215 Austin, TX 78711
Mr. Kelley P. Meehan, Deputy Director Hon. Emma J. Williams, Clerk of Council
City Council Utilities Regulatory Office City of New Orleans
Room 6E07, City Hall Room 1E04, City Hall
1300 Perdido Street 1300 Perdido Street
New Orleans, LA 70112 New Orleans, LA 70112
Entergy Corporation
By: /s/ Nathan E. Langston
Nathan E. Langston
Senior Vice President and Chief
Accounting Officer
Dated: March 26, 2002