UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Incentive Stock Option (right to buy) | Â (2) | 09/20/2012 | Common Stock | 3,000 | $ 48.54 | D | Â |
Non-Qualified Stock Option (right to buy) | 07/31/2011(3) | 09/23/2015 | Common Stock | 2,582 | $ 62.72 | D | Â |
Restricted Stock Units | Â (4) | Â (4) | Common Stock | $ 444 | $ 0 | D | Â |
Restricted Stock Units | Â (4) | Â (4) | Common Stock | $ 3,642 | $ 0 | D | Â |
Restricted Stock Units | Â (4) | Â (4) | Common Stock | $ 6,894 | $ 0 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Faltas Mervat 8 CENTENNIAL DRIVE PEABODY, MA 01960 |
 |  |  Sr VP & GM OMG | Sr VP & GM OMG |
By: John J. Fry by Power of Attorney For: Mervat Faltas | 01/31/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The number reported in Box 2 includes 2,683 performance-contingent restricted stock awards. The performance-contingent restricted stock awards represent the target number of shares that may be earned based on the achievement of certain performance criteria. The actual number of shares awarded may vary between 0 and twice the target, depending on the Company's performance. |
(2) | The options became exercisable in four equal annual installments commencing 2 years from the date of grant, which was 9/20/2005. |
(3) | Options cliff vest on July 31, 2011. |
(4) | The number of Resticted Stock Units ("RSUs)" represents the target number of RSUs that may be earned based on the achievement of certain performance criteria. The actual number of RSUs awarded may vary between 0 and twice the target, depending on the Company's performance. |