Form 8K - Election of Director

UNITED  STATES

SECURITIES  AND  EXCHANGE  COMMISSION

Washington, D.C.  20549

 

FORM  8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):  October 23,  2014

 

The Charles  Schwab Corporation

 

(Exact name of registrant as specified in its charter)

 

 

Commission File Number:  1-9700

 

 

 

Delaware
(State or other jurisdiction
of incorporation)

94-3025021
(I.R.S. Employer
Identification No.)

 

 

211 Main Street, San Francisco,  CA  94105

(Address of principal executive offices, including zip code)

 

(415) 667-7000

(Registrant’s telephone number, including area code)

 

N/A

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 


 

 

 

 

Item 5.02

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

 

 

On October 23, 2014, at a meeting of the Board of Directors of The Charles Schwab Corporation (the “Board”), the Board elected Christopher V. Dodds to serve as a member of the class of directors whose term expires at the annual meeting of stockholders in 2015 and appointed Mr. Dodds to serve on the Risk Committee.

 

 


 

 

Signature(s)

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

 

 

 

 

 

THE CHARLES SCHWAB CORPORATION

 

 

 

 

 

 

Date:  October 28, 2014

By:

/s/ Joseph R. Martinetto

 

 

Joseph R. Martinetto

 

 

Executive Vice President and Chief Financial Officer