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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of
1934
Date of
Report (Date of earliest event reported): February 15,
2019
FLUX POWER HOLDINGS, INC.
(Exact
name of registrant as specified in its charter)
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Nevada
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000-25909
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86-0931332
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(State or Other Jurisdiction of Incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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985 Poinsettia Avenue, Suite A, Vista, California
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92081
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(Address of Principal Executive Offices)
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(Zip Code)
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877-505-3589
(Registrant’s
telephone number, including area code)
Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2.
below):
☐ Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this
chapter).
Emerging growth company ☐
If an
emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act. ☐
Item
1.01 Entry into a Material Definitive
Agreement
On
February 15, 2019, Flux Power Holdings, Inc. (the
“Company”) entered into an amendment to the Employment
Agreement (the “Amendment”) with the Company’s
president and chief executive officer, Ronald F. Dutt, dated
December 7, 2012 (“Employment Agreement”). The
Amendment confirmed Mr. Dutt’s continued services as the
president and chief executive officer of the Company and its
wholly-owned subsidiary, Flux Power, Inc., and setting Mr.
Dutt’s new annual base salary to $195,000.
The
information contained in this Item 1.01 regarding the Amendment is
qualified in its entirety by a copy of the Amendment attached to
this Current Report on Form 8-K as Exhibit 10.1 and is incorporated
herein by reference.
Item
5.02 Departure of Directors or Certain Officers;
Election of Directors; Appointment of Certain Officers;
Compensatory Arrangement of Certain Officers.
Item
1.01 of this Current Report on Form 8-K for a description of the
material terms of the Amendment, which terms are incorporated
herein by reference.
Item
9.01 Financial Statements and
Exhibits.
(d)
Exhibits.
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Exhibit No.
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Exhibit Description
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Amendment to the
Employment Agreement, dated February 15, 2019 by and between Flux
Power Holdings, Inc. and Ronald F. Dutt
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Pursuant to
the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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Flux Power
Holdings, Inc.
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a Nevada
corporation
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Dated: February 15,
2019
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By:
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/s/ Ronald F.
Dutt
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Ronald F. Dutt,
Chief Executive Officer
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