form8k083112.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
FORM 8-K
 
 
CURRENT REPORT
 
 
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
 
 
Date of Report (Date of Earliest Event Reported): August 31, 2012
 
 
PZENA INVESTMENT MANAGEMENT, INC.
  
 
(Exact Name of Registrant as Specified in its Charter)
  
 
 
Delaware
  
001-33761
  
20-8999751
  
 
(State or Other Jurisdiction of Incorporation)
  
(Commission File Number)
  
(IRS Employer Identification Number)
  
 
 
 
120 West 45th Street, New York, New York
   10036
 
  (Address of Principal Executive Offices)   Zip Code
 
 
 
 
Registrant’s Telephone Number, Including Area Code: (212) 355-1600
 
     
  (Former Name or Former Address, If Changed Since Last Report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
o Written communications pursuant to Rule 425 under the Securities Act.
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act.
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act.
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act.

 
 
 
ITEM 5.02
DEPARTURE OF DIRECTOR OR CERTAIN OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF CERTAIN OFFICERS; COMPENSATORY ARRANGEMENTS OF CERTAIN OFFICERS.


On August 31, 2012, Gregory S. Martin, Chief Financial Officer (“CFO”) of Pzena Investment Management, Inc. (“the Company”), notified the Company that he will be resigning from the Company to pursue other interests.  Mr. Martin has agreed to remain with the Company until a transition has been completed.

 
 
 
 
SIGNATURES
 

 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
 
 
Pzena Investment Management, Inc.
  
       
Dated: August 31, 2012
By:
/s/Steven Coffey
  
   
Name: Steven Coffey
  
   
Title: Assistant General Counsel