Document
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 16, 2017
Cboe Global Markets, Inc.
(Exact name of registrant as specified in its charter)
Delaware
(State or other jurisdiction of incorporation)
|
| | |
001-34774 | | 20-5446972 |
(Commission File Number) | | (IRS Employer Identification No.) |
400 South LaSalle Street
Chicago, Illinois 60605
(Address of Principal Executive Offices)
Registrant's telephone number, including area code (312) 786-5600
CBOE Holdings, Inc.
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (16 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (16 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (16 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (16 CFR 240.13e-4(c)
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company o
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o
ITEM 5.03. AMENDMENTS TO ARTICLES OF INCORPORATION OR BYLAWS; CHANGE IN FISCAL YEAR.
On October 16, 2017, CBOE Holdings, Inc. (the "Company") filed with the Delaware Secretary of State a Third Amended and Restated Certificate of Incorporation of the Company (the "Charter") to change the Company's legal name to Cboe Global Markets, Inc., following approval by the Company’s board of directors and filing with the United States Securities and Exchange Commission (the "SEC"). Also on October 16, 2017, the Fourth Amended and Restated Bylaws of the Company (the "Bylaws") became effective, following approval by the Company’s board of directors and filing with the SEC.
The Charter and Bylaws reflect the change in the Company’s legal name. The Bylaws were also revised to incorporate other non-substantive changes.
The foregoing summary is qualified in its entirety by the full text of the Charter and Bylaws, copies of which are filed herewith as Exhibits 3.1 and 3.2, respectively, and are incorporated herein by reference.
ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS.
(d) Exhibits
|
| | |
Exhibit Number | | Description |
| | |
3.1 | | |
| | |
3.2 | | |
| | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
|
| | |
| Cboe Global Markets, Inc. |
| (Registrant) |
| |
| By: | /s/ Joanne Moffic-Silver |
| | Joanne Moffic-Silver |
| | Executive Vice President, General Counsel and Corporate Secretary |
| | |
| | Dated: October 17, 2017 |