PETER
W. MAY
280
PARK AVENUE
NEW
YORK, NEW YORK 10017
TEL.
NO.: (212) 451-3000
|
BRIAN
L. SCHORR, ESQ.
CHIEF
LEGAL OFFICER
TRIAN
FUND MANAGEMENT, L.P.
280
PARK AVENUE, 41st
FLOOR
NEW
YORK, NEW YORK 10017
TEL.
NO.:(212) 451-3000
|
1
|
NAME
OF REPORTING PERSON
S.S.
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
NELSON
PELTZ
|
|||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC
USE ONLY
|
|||
4
|
SOURCE
OF FUNDS
Not
applicable
|
|||
5
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d)
or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
United
States
|
|||
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE
VOTING POWER (See Item 5)
|
||
8
|
SHARED
VOTING POWER (See Item 5)
51,418,412
(Class A Common Stock)
|
|||
9
|
SOLE
DISPOSITIVE POWER (See Item 5)
15,900,439
(Class A Common Stock)
|
|||
10
|
SHARED
DISPOSITIVE POWER (See Item 5)
|
|||
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (See Item
5)
51,418,412
(Class A Common Stock)
|
|||
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
|
[_]
|
||
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
11.01%
(Class A Common Stock)*
|
|||
14
|
TYPE
OF REPORTING PERSON
IN
|
1
|
NAME
OF REPORTING PERSON
S.S.
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
PETER
W. MAY
|
|||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC
USE ONLY
|
|||
4
|
SOURCE
OF FUNDS
Not
applicable
|
|||
5
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d)
or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
United
States
|
|||
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE
VOTING POWER (See Item 5)
|
||
8
|
SHARED
VOTING POWER (See Item 5)
51,550,512
(Class A Common Stock)
|
|||
9
|
SOLE
DISPOSITIVE POWER (See Item 5)
8,218,971
(Class A Common Stock)
|
|||
10
|
SHARED
DISPOSITIVE POWER (See Item 5)
|
|||
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (See Item
5)
51,550,512
(Class A Common Stock)
|
|||
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
|
[_]
|
||
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
11.04%
(Class A Common Stock)*
|
|||
14
|
TYPE
OF REPORTING PERSON
IN
|
1
|
NAME
OF REPORTING PERSON
S.S.
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
EDWARD
P. GARDEN
|
|||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC
USE ONLY
|
|||
4
|
SOURCE
OF FUNDS
Not
Applicable
|
|||
5
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d)
or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
United
States
|
|||
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE
VOTING POWER (See Item 5)
196,003
(Class A Common Stock)
|
||
8
|
SHARED
VOTING POWER (See Item 5)
27,227,752
(Class A Common Stock)
|
|||
9
|
SOLE
DISPOSITIVE POWER (See Item 5)
196,003
(Class A Common Stock)
|
|||
10
|
SHARED
DISPOSITIVE POWER (See Item 5)
27,227,752
(Class A Common Stock)
|
|||
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (See Item
5)
27,423,755
(Class A Common Stock)
|
|||
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
|
[_]
|
||
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.87%
(Class A Common Stock)*
|
|||
14
|
TYPE
OF REPORTING PERSON
IN
|
1
|
NAME
OF REPORTING PERSON
Trian
Fund Management, L.P.
S.S.
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
20-3454182
|
|||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC
USE ONLY
|
|||
4
|
SOURCE
OF FUNDS
OO
|
|||
5
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d)
or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware
|
|||
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE
VOTING POWER (See Item 5)
0
|
||
8
|
SHARED
VOTING POWER (See Item 5)
27,227,752
(Class A Common Stock)
|
|||
9
|
SOLE
DISPOSITIVE POWER (See Item 5)
0
|
|||
10
|
SHARED
DISPOSITIVE POWER (See Item 5)
27,227,752
(Class A Common Stock)
|
|||
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (See Item
5)
27,227,752
(Class A Common Stock)
|
|||
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
|
[_]
|
||
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.83%
(Class A Common Stock)*
|
|||
14
|
TYPE
OF REPORTING PERSON
PN
|
1
|
NAME
OF REPORTING PERSON
Trian
Fund Management GP, LLC
S.S.
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
20-3454087
|
|||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC
USE ONLY
|
|||
4
|
SOURCE
OF FUNDS
OO
|
|||
5
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d)
or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware
|
|||
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE
VOTING POWER (See Item 5)
0
|
||
8
|
SHARED
VOTING POWER (See Item 5)
27,227,752
(Class A Common Stock)
|
|||
9
|
SOLE
DISPOSITIVE POWER (See Item 5)
0
|
|||
10
|
SHARED
DISPOSITIVE POWER (See Item 5)
27,227,752
(Class A Common Stock)
|
|||
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (See Item
5)
27,227,752
(Class A Common Stock)
|
|||
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
|
[_]
|
||
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.83%
(Class A Common Stock)*
|
|||
14
|
TYPE
OF REPORTING PERSON
OO
|
1
|
NAME
OF REPORTING PERSON
Trian
Partners GP, L.P.
S.S.
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
20-3453775
|
|||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC
USE ONLY
|
|||
4
|
SOURCE
OF FUNDS
OO
|
|||
5
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d)
or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware
|
|||
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE
VOTING POWER (See Item 5)
0
|
||
8
|
SHARED
VOTING POWER (See Item 5)
27,227,752
(Class A Common Stock)
|
|||
9
|
SOLE
DISPOSITIVE POWER (See Item 5)
0
|
|||
10
|
SHARED
DISPOSITIVE POWER (See Item 5)
27,227,752
(Class A Common Stock)
|
|||
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (See Item
5)
27,227,752
(Class A Common Stock)
|
|||
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
|
[_]
|
||
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.83%
(Class A Common Stock)*
|
|||
14
|
TYPE
OF REPORTING PERSON
PN
|
1
|
NAME
OF REPORTING PERSON
Trian
Partners General Partner, LLC
S.S.
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
20-3453595
|
|||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC
USE ONLY
|
|||
4
|
SOURCE
OF FUNDS
OO
|
|||
5
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d)
or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware
|
|||
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE
VOTING POWER (See Item 5)
0
|
||
8
|
SHARED
VOTING POWER (See Item 5)
27,227,752
(Class A Common Stock)
|
|||
9
|
SOLE
DISPOSITIVE POWER (See Item 5)
0
|
|||
10
|
SHARED
DISPOSITIVE POWER (See Item 5)
27,227,752
(Class A Common Stock)
|
|||
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (See Item
5)
27,227,752
(Class A Common Stock)
|
|||
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
|
[_]
|
||
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.83%
(Class A Common Stock)*
|
|||
14
|
TYPE
OF REPORTING PERSON
OO
|
1
|
NAME
OF REPORTING PERSON
Trian
Partners, L.P.
S.S.
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
20-3453988
|
|||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC
USE ONLY
|
|||
4
|
SOURCE
OF FUNDS
OO
|
|||
5
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d)
or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware
|
|||
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE
VOTING POWER (See Item 5)
0
|
||
8
|
SHARED
VOTING POWER (See Item 5)
6,430,910
(Class A Common Stock)
|
|||
9
|
SOLE
DISPOSITIVE POWER (See Item 5)
0
|
|||
10
|
SHARED
DISPOSITIVE POWER (See Item 5)
6,430,910
(Class A Common Stock)
|
|||
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (See Item
5)
6,430,910
(Class A Common Stock)
|
|||
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
|
[_]
|
||
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.38%
(Class A Common Stock)*
|
|||
14
|
TYPE
OF REPORTING PERSON
PN
|
1
|
NAME
OF REPORTING PERSON
Trian
Partners Master Fund, L.P.
S.S.
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
98-0468601
|
|||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC
USE ONLY
|
|||
4
|
SOURCE
OF FUNDS
OO
|
|||
5
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d)
or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Cayman
Islands
|
|||
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE
VOTING POWER (See Item 5)
0
|
||
8
|
SHARED
VOTING POWER (See Item 5)
20,064,054
(Class A Common Stock)
|
|||
9
|
SOLE
DISPOSITIVE POWER (See Item 5)
0
|
|||
10
|
SHARED
DISPOSITIVE POWER (See Item 5)
20,064,054
(Class A Common Stock)
|
|||
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (See Item
5)
20,064,054
(Class A Common Stock)
|
|||
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
|
[_]
|
||
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.30%
(Class A Common Stock)*
|
|||
14
|
TYPE
OF REPORTING PERSON
PN
|
1
|
NAME
OF REPORTING PERSON
Trian
Partners Parallel Fund I, L.P.
S.S.
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
20-3694154
|
|||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC
USE ONLY
|
|||
4
|
SOURCE
OF FUNDS
OO
|
|||
5
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d)
or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware
|
|||
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE
VOTING POWER (See Item 5)
0
|
||
8
|
SHARED
VOTING POWER (See Item 5)
576,776
|
|||
9
|
SOLE
DISPOSITIVE POWER (See Item 5)
0
|
|||
10
|
SHARED
DISPOSITIVE POWER (See Item 5)
576,776
|
|||
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (See Item
5)
576,776
|
|||
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
|
[_]
|
||
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.12%*
|
|||
14
|
TYPE
OF REPORTING PERSON
PN
|
1
|
NAME
OF REPORTING PERSON
Trian
Partners Parallel Fund I General Partner, LLC
S.S.
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
20-3694293
|
|||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC
USE ONLY
|
|||
4
|
SOURCE
OF FUNDS
OO
|
|||
5
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d)
or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware
|
|||
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE
VOTING POWER (See Item 5)
0
|
||
8
|
SHARED
VOTING POWER (See Item 5)
576,776
|
|||
9
|
SOLE
DISPOSITIVE POWER (See Item 5)
0
|
|||
10
|
SHARED
DISPOSITIVE POWER (See Item 5)
576,776
|
|||
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (See Item
5)
576,776
|
|||
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
|
[_]
|
||
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.12%*
|
|||
14
|
TYPE
OF REPORTING PERSON
OO
|
1
|
NAME
OF REPORTING PERSON
Trian
Partners Parallel Fund II, L.P.
S.S.
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
87-0763105
|
|||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC
USE ONLY
|
|||
4
|
SOURCE
OF FUNDS
OO
|
|||
5
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d)
or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware
|
|||
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE
VOTING POWER (See Item 5)
0
|
||
8
|
SHARED
VOTING POWER (See Item 5)
130,691
|
|||
9
|
SOLE
DISPOSITIVE POWER (See Item 5)
0
|
|||
10
|
SHARED
DISPOSITIVE POWER (See Item 5)
130,691
|
|||
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (See Item
5)
130,691
|
|||
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
|
[_]
|
||
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.03%*
|
|||
14
|
TYPE
OF REPORTING PERSON
PN
|
1
|
NAME
OF REPORTING PERSON
Trian
Partners Parallel Fund II GP, L.P.
S.S.
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
87-0763102
|
|||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC
USE ONLY
|
|||
4
|
SOURCE
OF FUNDS
OO
|
|||
5
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d)
or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware
|
|||
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE
VOTING POWER (See Item 5)
0
|
||
8
|
SHARED
VOTING POWER (See Item 5)
130,691
|
|||
9
|
SOLE
DISPOSITIVE POWER (See Item 5)
0
|
|||
10
|
SHARED
DISPOSITIVE POWER (See Item 5)
130,691
|
|||
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (See Item
5)
130,691
|
|||
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
|
[_]
|
||
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.03%*
|
|||
14
|
TYPE
OF REPORTING PERSON
PN
|
1
|
NAME
OF REPORTING PERSON
Trian
Partners Parallel Fund II General Partner, LLC
S.S.
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
87-0763099
|
|||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC
USE ONLY
|
|||
4
|
SOURCE
OF FUNDS
OO
|
|||
5
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d)
or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware
|
|||
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE
VOTING POWER (See Item 5)
0
|
||
8
|
SHARED
VOTING POWER (See Item 5)
130,691
|
|||
9
|
SOLE
DISPOSITIVE POWER (See Item 5)
0
|
|||
10
|
SHARED
DISPOSITIVE POWER (See Item 5)
130,691
|
|||
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (See Item
5)
130,691
|
|||
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
|
[_]
|
||
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.03%*
|
|||
14
|
TYPE
OF REPORTING PERSON
OO
|
1
|
NAME
OF REPORTING PERSON
Trian
Partners Master Fund (Non-ERISA), L.P.
S.S.
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
98-0471467
|
|||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC
USE ONLY
|
|||
4
|
SOURCE
OF FUNDS
OO
|
|||
5
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d)
or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Cayman
Islands
|
|||
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE
VOTING POWER (See Item 5)
0
|
||
8
|
SHARED
VOTING POWER (See Item 5)
25,321
(Class A Common Stock)
|
|||
9
|
SOLE
DISPOSITIVE POWER (See Item 5)
0
|
|||
10
|
SHARED
DISPOSITIVE POWER (See Item 5)
25,321
(Class A Common Stock)
|
|||
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (See Item
5)
25,321
(Class A Common Stock)
|
|||
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
|
[_]
|
||
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.01%
(Class A Common Stock)*
|
|||
14
|
TYPE
OF REPORTING PERSON
PN
|
Name
|
Date
|
No.
of Shares
|
Price
Per
Share ($)
|
Transaction
Type
|
Trian Onshore
|
9/25/2008
|
47,330
|
5.2721
|
Purchase
|
Trian
Onshore
|
9/26/2008
|
16,990
|
5.2702
|
Purchase
|
Trian
Onshore
|
9/29/2008
|
53,399
|
4.6500
|
Purchase
|
Trian
Master Fund
|
9/25/2008
|
147,670
|
5.2721
|
Purchase
|
Trian
Master Fund
|
9/26/2008
|
53,010
|
5.2702
|
Purchase
|
Trian
Master Fund
|
9/29/2008
|
166,601
|
4.6500
|
Purchase
|
Name
|
Date
|
No.
of Shares
|
Price
Per
Share ($)
|
Transaction
Type
|
Trian
Onshore
|
9/25/2008
|
77,321
|
5.2662
|
Purchase
|
Trian
Onshore
|
9/26/2008
|
24,272
|
5.2746
|
Purchase
|
Trian
Onshore
|
9/29/2008
|
111,652
|
4.6750
|
Purchase
|
Trian
Master Fund
|
9/25/2008
|
241,238
|
5.2662
|
Purchase
|
Trian
Master Fund
|
9/26/2008
|
75,728
|
5.2746
|
Purchase
|
Trian
Master Fund
|
9/29/2008
|
348,348
|
4.6750
|
Purchase
|
Name
|
Date
|
No.
of Shares
|
Price
Per
Share ($)
|
Transaction
Type
|
Trian
Onshore
|
9/17/2008
|
145,633
|
21.6091
|
Purchase
|
Trian
Onshore
|
9/18/2008
|
48,544
|
21.2160
|
Purchase
|
Trian
Master Fund
|
9/17/2008
|
454,367
|
21.6091
|
Purchase
|
Trian
Master Fund
|
9/18/2008
|
151,456
|
21.2160
|
Purchase
|
EXHIBIT
|
DESCRIPTION
|
PAGE
NO.
|
1
|
Stock
Purchase Agreement dated as of October 1, 1992 by and between the
Purchaser, Posner, Posner Trust and Security Management.
|
Filed
with Original Statement
|
2
|
Exchange
Agreement dated as of October 12, 1992 between the Company and Security
Management.
|
Filed
with Original Statement
|
3
|
Agreement
dated as of October 1, 1992 between the Company and the
Purchaser.
|
Filed
with Original Statement
|
4
|
Agreement
of Limited Partnership of the Purchaser dated as of September 25,
1992.
|
Filed
with Original Statement
|
5
|
Joint
Filing Agreement of the Purchaser, Peltz and May.
|
Filed
with Amendment No. 14
|
6
|
Memorandum
of Understanding, dated January 21, 1993, by and between the Purchaser and
William A. Ehrman, individually and derivatively on behalf of
SEPSCO.
|
Filed
with Amendment No. 2
|
7
|
Letter
dated January 25, 1993 from Steven Posner to the Purchaser Filed with
Amendment (including proposed terms and conditions of Consulting Agreement
to be No. 2 entered into between the Company and Steven
Posner).
|
Filed
with Amendment No. 2
|
8
|
Undertaking
and Agreement, dated February 9, 1993, executed by the
Purchaser.
|
Filed
with Amendment No. 3
|
9
|
Amendment
No. 3 dated as of April 14, 1993 to Agreement of Limited Partnership
of the Purchaser.
|
Filed
with Amendment No. 4
|
10
|
Citibank
Loan Documents (Exhibits and Schedule omitted).
|
Filed
with Amendment No. 4
|
11
|
Republic
Loan Documents (Exhibits and Schedules omitted).
|
Filed
with Amendment No. 4
|
12
|
Pledge
and Security Agreement, dated as of April 5, 1993, between the Purchaser
and Citibank.
|
Filed
with Amendment No. 5
|
13
|
Custodial
Loan Documents.
|
Filed
with Amendment No. 5
|
14
|
Agreement,
dated May 2, 1994 among Nelson Peltz, Peter W. May and Leon
Kalvaria.
|
Filed
with Amendment No. 6
|
15
|
Amended
and Restated Pledge and Security Agreement, dated as of July 25, 1994
between the Purchaser and Citibank.
|
Filed
with Amendment No. 6
|
16
|
Amendment
No. 1 dated as of November 15, 1992 to Agreement of Limited
Partnership of the Purchaser.
|
Filed
with Amendment No. 7
|
17
|
Amendment
No. 2 dated as of March 1, 1993 to Agreement of Limited Partnership
of the Purchaser.
|
Filed
with Amendment No. 7
|
18
|
Amendment
No. 4 dated a January 1, 1995 to Agreement of Limited Partnership of
the Purchaser.
|
Filed
with Amendment No. 7
|
19
|
Amendment
No. 5 dated as of January 1, 1996 to Agreement of Limited Partnership
of the Purchaser.
|
Filed
with Amendment No. 7
|
20
|
BOA
Loan documents, as amended (Exhibits and Schedules
omitted).
|
Filed
with Amendment No. 22
|
21
|
Letter,
dated October 12, 1998, from Messrs. Nelson Peltz and Peter W. May to the
Company.
|
Filed
with Amendment No. 8
|
22
|
Press
release, issued by the Company, dated October 12, 1998.
|
Filed
with Amendment No. 8
|
23
|
Letter,
dated October 12, 1998, from the Company to Messrs. Nelson Peltz and Peter
W. May.
|
Filed
with Amendment No. 8
|
24
|
Press
release issued by the Company, dated March 10, 1999.
|
Filed
with Amendment No. 9
|
25
|
Amended
and Restated Agreement of Limited Partnership of the Purchaser, amended
and restated as of November 11, 2002.
|
Filed
with Amendment No. 11
|
26
|
Pledge
Agreement dated April 2, 2001, made by Peltz Family Limited Partnership,
in favor of Bank of America, N.A.
|
Filed
with Amendment No. 13
|
27
|
Pledge
and Security Agreement dated April 2, 2003, made by Peter W. May, in favor
of Bank of America, N.A. (Schedule II omitted).
|
Filed
with Amendment No. 13
|
28
|
Voting
Agreement, dated June 26, 2004, by and among Messrs. Nelson Peltz, Peter
W. May and Gregory H. Sachs.
|
Filed
with Amendment No. 18
|
29
|
Voting
Agreement dated July 23, 2004, between Messrs. Nelson Peltz and Peter W.
May.
|
Filed
with Amendment No. 19
|
30
|
Pledge
and Security Agreement dated July 23, 2004, made by Nelson Peltz, in favor
of Bank of America, N.A., as amended (Schedule I
omitted).
|
Filed
with Amendment No. 22
|
31
|
Amendment
No. 1 to Pledge and Security Agreement dated July 23, 2004, made by
Peter W. May, in favor of Bank of America, N.A.
|
Filed
with Amendment No. 19
|
32
|
Agreement
and Plan of Merger, dated April 23, 2008, by and among Triarc, Wendy’s and
Green Merger Sub.
|
Incorporated
by reference to Exhibit 2.1 to the Company’s current report on Form 8-K
filed with the Securities and Exchange Commission on April 29,
2008.
|
33
|
Voting
Agreement, dated as of April 23, 2008, by and among the Company, Nelson
Peltz and Peter W. May.
|
Incorporated
by reference to Exhibit 99.1 to the Company’s current report on Form 8-K
filed with the Securities and Exchange Commission on April 29,
2008.
|
34
|
Joint
Filing Agreement of the Filing Persons.
|
Filed
with Amendment No. 25.
|
35
|
Amended
and Restated Voting Agreement, dated as of August 14, 2008, by and among
the Company, Nelson Peltz and Peter W. May.
|
Incorporated
by reference to Annex J to the Company's Prospectus filed
pursuant to Rule 424(b)(3) with the Securities and Exchange
Commission on August 20, 2008.
|
36
|
Joint
Filing Agreement of the Filing Persons.
|
Filed
herewith.
|