|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Directors Stock Option (right to buy) | $ 3.59 | 06/02/2010 | M | 15,000 | (3) | 07/31/2010 | Common Stock | 15,000 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MARZ W RICHARD 47827 HALYARD DRIVE PLYMOUTH, MI 48170 |
X |
Sylvia M Smith on behalf of W Richard Marz | 06/03/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On June 1, 2010, the reporting person received 1,421 shares in lieu of a portion of his Board Compensation pursuant to the Directors Stock Purchase Rights under the 2004 Stock Incentive Plan, an exempt plan. |
(2) | On June 2, 2010, the reporting person exercised his option to purchase 15,000 shares of Common Stock (the 'Option') by way of the retention of options procedure whereby the purchase price for shares of Common Stock to be acquired upon exercise of the Option was paid in full at the time of exercise through the retention by Perceptron, Inc. (the 'Issuer') of options (the 'retained options') with a value equal to the option price of the shares purchased pursuant to the exercise of the Option, with the value of the retained options equal to the difference between the Fair Market Value of the shares of Common Stock underlying the retained options (determined as of the date of exercise of the Option) and the exercise price of such Option (the 'retention of options' procedure). As a result, the Issuer retained 12,238 Options under the retention of options procedure and such retained options expired and will be of no further force and effect as of the date retained. |
(3) | On August 1, 2000, the reporting person was granted an option to purchase 15,000 shares of Common Stock under the Directors Stock Option Plan, an exempt plan. The shares were exercisable on August 1, 2001. |