1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Options (right to buy)
(1)
|
Â
(2)
|
03/09/2026 |
Common Stock
|
5,702
|
$
27.88
|
D
|
Â
|
Stock Options (right to buy)
(1)
|
Â
(3)
|
11/10/2026 |
Common Stock
|
7,102
|
$
36.93
|
D
|
Â
|
Stock Options (right to buy)
(1)
|
Â
(4)
|
02/28/2027 |
Common Stock
|
4,924
|
$
43
|
D
|
Â
|
Stock Options (right to buy)
(1)
|
Â
(5)
|
08/16/2027 |
Common Stock
|
4,873
|
$
30.56
|
D
|
Â
|
Stock Options (right to buy)
(1)
|
Â
(6)
|
03/08/2028 |
Common Stock
|
5,964
|
$
36.54
|
D
|
Â
|
Restricted Stock
(1)
|
Â
(7)
|
11/19/2019 |
Common Stock
|
3,601
|
$
0
|
D
|
Â
|
Restricted Stock
(1)
|
Â
(8)
|
03/09/2020 |
Common Stock
|
1,085
|
$
0
|
D
|
Â
|
Restricted Stock
(1)
|
Â
(9)
|
11/10/2020 |
Common Stock
|
2,031
|
$
0
|
D
|
Â
|
Restricted Stock
(1)
|
Â
(10)
|
02/28/2021 |
Common Stock
|
1,247
|
$
0
|
D
|
Â
|
Restricted Stock
(1)
|
Â
(11)
|
08/16/2021 |
Common Stock
|
1,227
|
$
0
|
D
|
Â
|
Restricted Stock
(1)
|
Â
(12)
|
03/08/2022 |
Common Stock
|
2,069
|
$
0
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
All stock options and restricted stock awards were granted under the HD Supply Holdings, Inc. Omnibus Incentive Plan and vest in four equal annual installments beginning on the first anniversary of the grant date, subject to continued employment through the vesting date. Upon retirement at or after age 62 with five years of continuous service, the awards continue to vest as scheduled, subject to the agreement of the reporting person not to engage in solicitation or competitive activity with the Company. |
(2) |
2,851 option shares are fully vested; 1,425 and 1,426 option shares vest on 03/09/2019 and 03/09/2020, respectively. |
(3) |
1.775 option shares are fully vested; 1,776 option shares vest on each of 11/10/2018 and 11/10/2020; and 1,775 option shares will vest on 11/10/2019. |
(4) |
1,231 option shares are fully vested; 1,231 option shares will vest on each of 02/28/2019, 02/28/2020, and 01/28/2021. |
(5) |
1,218 option shares are fully vested; 1,218 option shares vest on each of 08/16/2019 and 8/16/2020, and 1,219 option shares will vest on 08/16/2021. |
(6) |
1,491 option shares vest on each of 03/08/2019, 03/08/2020, 03/08/2021, and 03/08/2022. |
(7) |
1,800 restricted shares will vest on 11/19/2018 and 1,801 restricted shares will vest on 11/19/2019. |
(8) |
542 restricted shares will vest on 03/09/2019 and 543 restricted shares will vest on 03/09/2020. |
(9) |
677 restricted shares will vest on each of 11/18/2018, 11/10/2019, and 11/10/2020. |
(10) |
416 restricted shares will vest on each of 02/28/2019 and 02/28/2021, and 415 restricted shares will vest on 02/29/2020. |
(11) |
409 restricted shares will vest on each of 08/16/2019, 08/16/2020, and 08/16/2021. |
(12) |
517 restricted shares will vest on each of 03/08/2019, 03/08/2020, and 03/08/2021; 518 restricted shares will vest on 03/08/2022. |