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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options (Right to Buy) | $ 8.3 | 12/04/2014 | M(1) | 123,500 | (2) | 02/03/2020 | Common Stock | 123,500 | $ 0 | 432,250 | D | ||||
Stock Options (Right to Buy) | $ 8.3 | 12/04/2014 | M(1) | 110,600 | 04/11/2014 | 04/10/2021 | Common Stock | 110,600 | $ 0 | 387,095 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DEANGELO JOSEPH J 3100 CUMBERLAND BLVD, SUITE 1700 ATLANTA, GA 30339 |
President and CEO |
James F. Brumsey, Attorney-in-Fact for Joseph J. DeAngelo | 12/05/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
(2) | The options vest in five annual installments beginning on the first annniversary of the February 3, 2010 grant date. 555,750 of the options are currently vested. The remaining 123,500 options will vest on February 3, 2015, subject to continued employment with the Company. |
(3) | The 160,000 shares of common stock attributed to Mr. DeAngelo were transferred by Mr. DeAngelo on or about December 27, 2012 to a trust, with respect to which his wife serves as trustee. Mr. DeAngelo disclaims any beneficial ownership of such shares held by the trust. |
(4) | The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by a trust with respect to which Mr. DeAngelos wife serves as trustee. Mr. DeAngelo disclaims any beneficial ownership of such shares held by the trust. |